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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2018 Filed Apr 27, 2018 21:38 UTC GrantCommon Stock 2,564 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015446 · form4.xml · nonDerivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,902

Read SEC document
April 27, 2018 Filed Apr 27, 2018 21:37 UTC GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001127602-18-015443 · form4.xml · derivative · entry 3

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2028-04-27

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 27, 2018 Filed Apr 27, 2018 21:37 UTC GrantCommon Stock 2,564 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015443 · form4.xml · nonDerivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,902

Read SEC document
April 27, 2018 Filed Apr 27, 2018 21:36 UTC
BARKER SAM LDirector
GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001127602-18-015441 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2028-04-27

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 27, 2018 Filed Apr 27, 2018 21:36 UTC
BARKER SAM LDirector
GrantCommon Stock 2,564 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015441 · form4.xml · nonDerivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,187

Read SEC document
April 27, 2018 Filed Apr 27, 2018 21:35 UTC GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001127602-18-015439 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2028-04-27

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 27, 2018 Filed Apr 27, 2018 21:35 UTC GrantCommon Stock 2,564 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015439 · form4.xml · nonDerivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,902

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · derivative · entry 9

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,393

Underlying: Common Stock · 2,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units · Derivative 4,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · derivative · entry 8

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,990

Underlying: Common Stock · 4,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units · Derivative 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · derivative · entry 7

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807

Underlying: Common Stock · 5,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · derivative · entry 6

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Tax withholdingCommon Stock 6,133 $8.53 $52,314.49
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · nonDerivative · entry 5

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,492

F2 · kind: Withholding of a portion of vested shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 2,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · nonDerivative · entry 4

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 4,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · nonDerivative · entry 3

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · nonDerivative · entry 2

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:12 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 2,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009737 · form4.xml · nonDerivative · entry 1

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
TYLE PRAVEENEVP, R&D
Exercise / conversionRestricted Stock Units · Derivative 2,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009734 · form4.xml · derivative · entry 3

TYLE PRAVEEN · CIK 0001296936 · EVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,970

Underlying: Common Stock · 2,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
TYLE PRAVEENEVP, R&D
Tax withholdingCommon Stock 728 $8.53 $6,209.84
Disclosure

SEC source: 0001127602-18-009734 · form4.xml · nonDerivative · entry 2

TYLE PRAVEEN · CIK 0001296936 · EVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
TYLE PRAVEENEVP, R&D
Exercise / conversionCommon Stock 2,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009734 · form4.xml · nonDerivative · entry 1

TYLE PRAVEEN · CIK 0001296936 · EVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units · Derivative 1,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · derivative · entry 9

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

Underlying: Common Stock · 1,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units · Derivative 2,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · derivative · entry 8

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Underlying: Common Stock · 2,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units · Derivative 2,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · derivative · entry 7

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units · Derivative 1,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · derivative · entry 6

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Tax withholdingCommon Stock 1,805 $8.53 $15,396.65
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · nonDerivative · entry 5

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,643

F2 · kind: Withholding of a portion of vested shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 1,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · nonDerivative · entry 4

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 2,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · nonDerivative · entry 3

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 2,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · nonDerivative · entry 2

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 1,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009733 · form4.xml · nonDerivative · entry 1

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionRestricted Stock Units · Derivative 2,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · derivative · entry 9

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,493

Underlying: Common Stock · 2,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionRestricted Stock Units · Derivative 4,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · derivative · entry 8

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,170

Underlying: Common Stock · 4,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionRestricted Stock Units · Derivative 5,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · derivative · entry 7

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271

Underlying: Common Stock · 5,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionRestricted Stock Units · Derivative 2,679 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · derivative · entry 6

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Tax withholdingCommon Stock 4,962 $8.53 $42,325.86
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · nonDerivative · entry 5

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,801

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

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February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionCommon Stock 2,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · nonDerivative · entry 4

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionCommon Stock 4,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · nonDerivative · entry 3

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionCommon Stock 5,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · nonDerivative · entry 2

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionCommon Stock 2,679 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009729 · form4.xml · nonDerivative · entry 1

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:09 UTC Exercise / conversionRestricted Stock Units · Derivative 2,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · derivative · entry 5

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,778

Underlying: Common Stock · 2,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

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February 28, 2018 Filed Mar 2, 2018 22:09 UTC Exercise / conversionRestricted Stock Units · Derivative 2,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · derivative · entry 4

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,705

Underlying: Common Stock · 2,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

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February 28, 2018 Filed Mar 2, 2018 22:09 UTC Tax withholdingCommon Stock 1,652 $8.53 $14,091.56
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · nonDerivative · entry 3

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:09 UTC Exercise / conversionCommon Stock 2,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · nonDerivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:09 UTC Exercise / conversionCommon Stock 2,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionRestricted Stock Units · Derivative 2,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009728 · form4.xml · derivative · entry 9

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,755

Underlying: Common Stock · 2,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionRestricted Stock Units · Derivative 4,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009728 · form4.xml · derivative · entry 8

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,455

Underlying: Common Stock · 4,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionRestricted Stock Units · Derivative 4,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009728 · form4.xml · derivative · entry 7

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 4,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionRestricted Stock Units · Derivative 2,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009728 · form4.xml · derivative · entry 6

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
Lapuerta PabloEVP and CMO
Tax withholdingCommon Stock 4,822 $8.53 $41,131.66
Disclosure

SEC source: 0001127602-18-009728 · form4.xml · nonDerivative · entry 5

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,975

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionCommon Stock 2,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009728 · form4.xml · nonDerivative · entry 4

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionCommon Stock 4,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009728 · form4.xml · nonDerivative · entry 3

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:08 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionCommon Stock 4,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009728 · form4.xml · nonDerivative · entry 2

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.