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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Exercise / conversionCommon Stock 23,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · nonDerivative · entry 4

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Exercise / conversionCommon Stock 5,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · nonDerivative · entry 3

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Exercise / conversionCommon Stock 8,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · nonDerivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Exercise / conversionCommon Stock 10,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units · Derivative 9,555 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · derivative · entry 9

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,110

Underlying: Common Stock · 9,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,798 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · derivative · entry 8

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,595

Underlying: Common Stock · 2,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units · Derivative 4,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · derivative · entry 7

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

Underlying: Common Stock · 4,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units · Derivative 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · derivative · entry 6

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Tax withholdingCommon Stock 8,639 $5.51 $47,600.89
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · nonDerivative · entry 5

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,508

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 9,555 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · nonDerivative · entry 4

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 2,798 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · nonDerivative · entry 3

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 4,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · nonDerivative · entry 2

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:20 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009268 · form4.xml · nonDerivative · entry 1

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:19 UTC
TYLE PRAVEENEVP, R&D
Exercise / conversionRestricted Stock Units · Derivative 9,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009267 · form4.xml · derivative · entry 4

TYLE PRAVEEN · CIK 0001296936 · EVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,453

Underlying: Common Stock · 9,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:19 UTC
TYLE PRAVEENEVP, R&D
Exercise / conversionRestricted Stock Units · Derivative 2,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009267 · form4.xml · derivative · entry 3

TYLE PRAVEEN · CIK 0001296936 · EVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,980

Underlying: Common Stock · 2,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:19 UTC
TYLE PRAVEENEVP, R&D
Exercise / conversionCommon Stock 9,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009267 · form4.xml · nonDerivative · entry 2

TYLE PRAVEEN · CIK 0001296936 · EVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:19 UTC
TYLE PRAVEENEVP, R&D
Exercise / conversionCommon Stock 2,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009267 · form4.xml · nonDerivative · entry 1

TYLE PRAVEEN · CIK 0001296936 · EVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units · Derivative 4,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · derivative · entry 9

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,427

Underlying: Common Stock · 4,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F7 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F7 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units · Derivative 1,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · derivative · entry 8

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

Underlying: Common Stock · 1,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units · Derivative 2,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · derivative · entry 7

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075

Underlying: Common Stock · 2,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units · Derivative 2,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · derivative · entry 6

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Tax withholdingCommon Stock 2,501 $5.51 $13,780.51
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · nonDerivative · entry 5

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,368

F3 · kind: Withholding of a portion of vested shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 4,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · nonDerivative · entry 4

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 1,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · nonDerivative · entry 3

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 2,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · nonDerivative · entry 2

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 2,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009266 · form4.xml · nonDerivative · entry 1

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC Exercise / conversionRestricted Stock Units · Derivative 8,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · derivative · entry 7

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,927

Underlying: Common Stock · 8,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC Exercise / conversionRestricted Stock Units · Derivative 2,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · derivative · entry 6

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185

Underlying: Common Stock · 2,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC Exercise / conversionRestricted Stock Units · Derivative 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · derivative · entry 5

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Underlying: Common Stock · 2,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC Tax withholdingCommon Stock 4,544 $5.51 $25,037.44
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · nonDerivative · entry 4

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,161

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC Exercise / conversionCommon Stock 8,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · nonDerivative · entry 3

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC Exercise / conversionCommon Stock 2,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · nonDerivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC Exercise / conversionCommon Stock 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionRestricted Stock Units · Derivative 8,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · derivative · entry 9

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,593

Underlying: Common Stock · 8,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

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February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionRestricted Stock Units · Derivative 2,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · derivative · entry 8

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,995

Underlying: Common Stock · 2,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionRestricted Stock Units · Derivative 4,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · derivative · entry 7

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Underlying: Common Stock · 4,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

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February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionRestricted Stock Units · Derivative 5,271 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · derivative · entry 6

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Tax withholdingCommon Stock 6,885 $5.51 $37,936.35
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · nonDerivative · entry 5

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,067

F2 · kind: Withholding of a portion of vested shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionCommon Stock 8,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · nonDerivative · entry 4

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionCommon Stock 2,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · nonDerivative · entry 3

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionCommon Stock 4,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · nonDerivative · entry 2

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:17 UTC
MAIN ALAN JEVP, Commercial Supply Ops
Exercise / conversionCommon Stock 5,271 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009262 · form4.xml · nonDerivative · entry 1

MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:16 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionRestricted Stock Units · Derivative 8,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009261 · form4.xml · derivative · entry 9

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,140

Underlying: Common Stock · 8,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:16 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionRestricted Stock Units · Derivative 2,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009261 · form4.xml · derivative · entry 8

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,170

Underlying: Common Stock · 2,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:16 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionRestricted Stock Units · Derivative 4,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009261 · form4.xml · derivative · entry 7

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,228

Underlying: Common Stock · 4,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:16 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionRestricted Stock Units · Derivative 4,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009261 · form4.xml · derivative · entry 6

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:16 UTC
Lapuerta PabloEVP and CMO
Tax withholdingCommon Stock 6,809 $5.51 $37,517.59
Disclosure

SEC source: 0001127602-19-009261 · form4.xml · nonDerivative · entry 5

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,098

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:16 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionCommon Stock 8,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009261 · form4.xml · nonDerivative · entry 4

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:16 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionCommon Stock 2,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009261 · form4.xml · nonDerivative · entry 3

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:16 UTC
Lapuerta PabloEVP and CMO
Exercise / conversionCommon Stock 4,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009261 · form4.xml · nonDerivative · entry 2

Lapuerta Pablo · CIK 0001516368 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.