Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 8 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 4,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · nonDerivative · entry 3 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 1,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · nonDerivative · entry 2 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 2,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · nonDerivative · entry 1 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Exercise / conversionRestricted Stock Units · Derivative | 23,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · derivative · entry 9 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,927 Underlying: Common Stock · 23,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · derivative · entry 8 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · derivative · entry 7 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,585 Underlying: Common Stock · 2,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · derivative · entry 6 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Tax withholdingCommon Stock | 13,305 | $2.77 | $36,854.85 |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · nonDerivative · entry 5 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,639 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Exercise / conversionCommon Stock | 23,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · nonDerivative · entry 4 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Exercise / conversionCommon Stock | 8,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · nonDerivative · entry 3 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Exercise / conversionCommon Stock | 2,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · nonDerivative · entry 2 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:15 UTC |
Lapuerta PabloEVP and CMO
|
Exercise / conversionCommon Stock | 4,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008962 · form4.xml · nonDerivative · entry 1 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Exercise / conversionRestricted Stock Units · Derivative | 22,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · derivative · entry 9 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,747 Underlying: Common Stock · 22,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Exercise / conversionRestricted Stock Units · Derivative | 8,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · derivative · entry 8 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,297 Underlying: Common Stock · 8,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Exercise / conversionRestricted Stock Units · Derivative | 2,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · derivative · entry 7 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497 Underlying: Common Stock · 2,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Exercise / conversionRestricted Stock Units · Derivative | 4,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · derivative · entry 6 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Tax withholdingCommon Stock | 12,759 | $2.77 | $35,342.43 |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · nonDerivative · entry 5 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,560 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Exercise / conversionCommon Stock | 22,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · nonDerivative · entry 4 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Exercise / conversionCommon Stock | 8,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · nonDerivative · entry 3 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Exercise / conversionCommon Stock | 2,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · nonDerivative · entry 2 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Exercise / conversionCommon Stock | 4,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008956 · form4.xml · nonDerivative · entry 1 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 11,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · derivative · entry 9 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,200 Underlying: Common Stock · 11,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 5,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · derivative · entry 8 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,118 Underlying: Common Stock · 5,119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · derivative · entry 7 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517 Underlying: Common Stock · 1,518 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 2,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · derivative · entry 6 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Tax withholdingCommon Stock | 6,940 | $2.77 | $19,223.80 |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · nonDerivative · entry 5 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,237 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionCommon Stock | 11,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · nonDerivative · entry 4 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionCommon Stock | 5,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · nonDerivative · entry 3 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionCommon Stock | 1,518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · nonDerivative · entry 2 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:12 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionCommon Stock | 2,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008951 · form4.xml · nonDerivative · entry 1 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 79,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · derivative · entry 9 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,760 Underlying: Common Stock · 79,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 23,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · derivative · entry 8 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,513 Underlying: Common Stock · 23,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · derivative · entry 7 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,362 Underlying: Common Stock · 5,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · derivative · entry 6 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Tax withholdingCommon Stock | 45,320 | $2.77 | $125,536.40 |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · nonDerivative · entry 5 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,866 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Exercise / conversionCommon Stock | 79,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · nonDerivative · entry 4 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Exercise / conversionCommon Stock | 23,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · nonDerivative · entry 3 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Exercise / conversionCommon Stock | 5,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · nonDerivative · entry 2 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:11 UTC |
COATS LONNELDirector · President and CEO
|
Exercise / conversionCommon Stock | 8,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008948 · form4.xml · nonDerivative · entry 1 COATS LONNEL · CIK 0001612528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
GrantStock Option (Right to Buy) · Derivative | 274,200 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001127602-20-004609 · form4.xml · derivative · entry 2 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,200 Underlying: Common Stock · 274,200 shares Expires 2030-02-06 F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
GrantRestricted Stock Units · Derivative | 91,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004609 · form4.xml · derivative · entry 1 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,400 Underlying: Common Stock · 91,400 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:14 UTC |
TYLE PRAVEENEVP, R&D
|
GrantStock Option (Right to Buy) · Derivative | 258,210 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001127602-20-004602 · form4.xml · derivative · entry 2 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,210 Underlying: Common Stock · 258,210 shares Expires 2030-02-06 F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:14 UTC |
TYLE PRAVEENEVP, R&D
|
GrantRestricted Stock Units · Derivative | 86,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004602 · form4.xml · derivative · entry 1 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,070 Underlying: Common Stock · 86,070 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:15 UTC |
Tessmer James FVP, Finance & Accounting
|
GrantStock Option (Right to Buy) · Derivative | 62,980 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001127602-20-004603 · form4.xml · derivative · entry 2 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,980 Underlying: Common Stock · 62,980 shares Expires 2030-02-06 F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:15 UTC |
Tessmer James FVP, Finance & Accounting
|
GrantRestricted Stock Units · Derivative | 41,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004603 · form4.xml · derivative · entry 1 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,990 Underlying: Common Stock · 41,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
GrantStock Option (Right to Buy) · Derivative | 209,700 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001127602-20-004599 · form4.xml · derivative · entry 2 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,700 Underlying: Common Stock · 209,700 shares Expires 2030-02-06 F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:13 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
GrantRestricted Stock Units · Derivative | 69,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004599 · form4.xml · derivative · entry 1 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,900 Underlying: Common Stock · 69,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:12 UTC |
Santini Alexander AEVP and CCO
|
GrantStock Option (Right to Buy) · Derivative | 211,690 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001127602-20-004597 · form4.xml · derivative · entry 2 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,690 Underlying: Common Stock · 211,690 shares Expires 2030-02-06 F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:12 UTC |
Santini Alexander AEVP and CCO
|
GrantRestricted Stock Units · Derivative | 70,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004597 · form4.xml · derivative · entry 1 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,560 Underlying: Common Stock · 70,560 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:10 UTC |
Crum Brian TVP, General Counsel & Secr.
|
GrantStock Option (Right to Buy) · Derivative | 189,260 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001127602-20-004595 · form4.xml · derivative · entry 2 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,260 Underlying: Common Stock · 189,260 shares Expires 2030-02-06 F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.