Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 8 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2020 Filed Apr 27, 2020 20:46 UTC |
LEFKOWITZ ROBERT J MDDirector
|
GrantRestricted Stock Units · Derivative | 10,638 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014565 · form4.xml · derivative · entry 3 LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,638 Underlying: Common Stock · 10,638 shares Expires not disclosed F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:46 UTC |
LEFKOWITZ ROBERT J MDDirector
|
GrantStock Option (Right to Buy) · Derivative | 18,115 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001127602-20-014565 · form4.xml · derivative · entry 2 LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,115 Underlying: Common Stock · 18,115 shares Expires 2030-04-24 F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:45 UTC |
DEBBANE RAYMONDDirector
|
GrantRestricted Stock Units · Derivative | 10,638 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014563 · form4.xml · derivative · entry 4 DEBBANE RAYMOND · CIK 0001053890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,638 Underlying: Common Stock · 10,638 shares Expires not disclosed F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:45 UTC |
DEBBANE RAYMONDDirector
|
GrantStock Option (Right to Buy) · Derivative | 18,115 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001127602-20-014563 · form4.xml · derivative · entry 3 DEBBANE RAYMOND · CIK 0001053890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,115 Underlying: Common Stock · 18,115 shares Expires 2030-04-24 F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:43 UTC |
Amouyal PhilippeDirector
|
GrantRestricted Stock Units · Derivative | 10,638 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014560 · form4.xml · derivative · entry 3 Amouyal Philippe · CIK 0001376854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,638 Underlying: Common Stock · 10,638 shares Expires not disclosed F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:43 UTC |
Amouyal PhilippeDirector
|
GrantStock Option (Right to Buy) · Derivative | 18,115 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001127602-20-014560 · form4.xml · derivative · entry 2 Amouyal Philippe · CIK 0001376854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,115 Underlying: Common Stock · 18,115 shares Expires 2030-04-24 F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:24 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Tax withholdingCommon Stock | 9,651 | $1.96 | $18,915.96 |
DisclosureSEC source: 0001127602-20-014495 · form4.xml · nonDerivative · entry 2 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,495 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:24 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
GrantCommon Stock | 26,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014495 · form4.xml · nonDerivative · entry 1 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,146 F1 · kind: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:20 UTC |
TYLE PRAVEENEVP, R&D
|
Tax withholdingCommon Stock | 4,844 | $1.96 | $9,494.24 |
DisclosureSEC source: 0001127602-20-014494 · form4.xml · nonDerivative · entry 2 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,344 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:20 UTC |
TYLE PRAVEENEVP, R&D
|
GrantCommon Stock | 19,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014494 · form4.xml · nonDerivative · entry 1 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,188 F1 · kind: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:15 UTC |
Tessmer James FVP, Finance & Accounting
|
Tax withholdingCommon Stock | 3,997 | $1.96 | $7,834.12 |
DisclosureSEC source: 0001127602-20-014493 · form4.xml · nonDerivative · entry 2 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,127 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:15 UTC |
Tessmer James FVP, Finance & Accounting
|
GrantCommon Stock | 13,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014493 · form4.xml · nonDerivative · entry 1 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,124 F1 · kind: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:12 UTC |
Santini Alexander AEVP and CCO
|
Tax withholdingCommon Stock | 6,813 | $1.96 | $13,353.48 |
DisclosureSEC source: 0001127602-20-014492 · form4.xml · nonDerivative · entry 2 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,584 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:12 UTC |
Santini Alexander AEVP and CCO
|
GrantCommon Stock | 19,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014492 · form4.xml · nonDerivative · entry 1 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,397 F1 · kind: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:08 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
Tax withholdingCommon Stock | 6,813 | $1.96 | $13,353.48 |
DisclosureSEC source: 0001127602-20-014491 · form4.xml · nonDerivative · entry 2 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,640 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:08 UTC |
MAIN ALAN JEVP, Commercial Supply Ops
|
GrantCommon Stock | 19,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014491 · form4.xml · nonDerivative · entry 1 MAIN ALAN J · CIK 0001227372 · EVP, Commercial Supply Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,453 F1 · kind: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:05 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Tax withholdingCommon Stock | 6,398 | $1.96 | $12,540.08 |
DisclosureSEC source: 0001127602-20-014489 · form4.xml · nonDerivative · entry 2 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,732 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:05 UTC |
Crum Brian TVP, General Counsel & Secr.
|
GrantCommon Stock | 19,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014489 · form4.xml · nonDerivative · entry 1 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,130 F1 · kind: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:02 UTC |
Lapuerta PabloEVP and CMO
|
Tax withholdingCommon Stock | 6,813 | $1.96 | $13,353.48 |
DisclosureSEC source: 0001127602-20-014487 · form4.xml · nonDerivative · entry 2 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,719 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:02 UTC |
Lapuerta PabloEVP and CMO
|
GrantCommon Stock | 19,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014487 · form4.xml · nonDerivative · entry 1 Lapuerta Pablo · CIK 0001516368 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,532 F1 · kind: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 25,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · derivative · entry 9 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,580 Underlying: Common Stock · 25,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · derivative · entry 8 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,555 Underlying: Common Stock · 9,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · derivative · entry 7 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,797 Underlying: Common Stock · 2,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · derivative · entry 6 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Tax withholdingCommon Stock | 16,025 | $2.77 | $44,389.25 |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · nonDerivative · entry 5 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,621 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionCommon Stock | 25,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · nonDerivative · entry 4 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionCommon Stock | 9,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · nonDerivative · entry 3 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionCommon Stock | 2,798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · nonDerivative · entry 2 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionCommon Stock | 4,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008971 · form4.xml · nonDerivative · entry 1 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 26,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008968 · form4.xml · derivative · entry 6 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,200 Underlying: Common Stock · 26,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 9,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008968 · form4.xml · derivative · entry 5 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,727 Underlying: Common Stock · 9,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008968 · form4.xml · derivative · entry 4 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Underlying: Common Stock · 2,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F2 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionCommon Stock | 26,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008968 · form4.xml · nonDerivative · entry 3 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionCommon Stock | 9,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008968 · form4.xml · nonDerivative · entry 2 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionCommon Stock | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008968 · form4.xml · nonDerivative · entry 1 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Exercise / conversionRestricted Stock Units · Derivative | 22,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · derivative · entry 9 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,707 Underlying: Common Stock · 22,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · derivative · entry 8 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,463 Underlying: Common Stock · 8,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · derivative · entry 7 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,592 Underlying: Common Stock · 2,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · derivative · entry 6 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Tax withholdingCommon Stock | 12,420 | $2.77 | $34,403.40 |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 5 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,504 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Exercise / conversionCommon Stock | 22,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 4 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Exercise / conversionCommon Stock | 8,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 3 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Exercise / conversionCommon Stock | 2,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 2 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
Santini Alexander AEVP and CCO
|
Exercise / conversionCommon Stock | 2,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 1 Santini Alexander A · CIK 0001690619 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 8,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · derivative · entry 9 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,673 Underlying: Common Stock · 8,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 4,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · derivative · entry 8 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Underlying: Common Stock · 4,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 1,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · derivative · entry 7 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270 Underlying: Common Stock · 1,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 2,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · derivative · entry 6 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Tax withholdingCommon Stock | 3,902 | $2.77 | $10,808.54 |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · nonDerivative · entry 5 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,862 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 8,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008967 · form4.xml · nonDerivative · entry 4 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.