Tapewire

Nasdaq · USD

LWAY

Lifeway Foods, Inc.

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Tapewire entity
891
SEC CIK
0000814586
Parsed reports
307

Last 12 months

Inside the activity.

15 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202686
Jun 2026014
Jul 202606
Aug 202644
Sep 202600
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 1,648 $6.63 $10,926.24
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 20

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,437,472

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 500 $6.65 $3,325.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 19

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,439,120

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 2,700 $6.86 $18,522.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 18

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,439,620

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 97 $6.89 $668.33
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 17

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,442,320

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 200 $6.77 $1,354.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 16

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,442,417

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 100 $6.76 $676.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 15

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,442,617

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 32 $6.80 $217.60
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 14

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,442,717

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 4 $6.90 $27.60
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 13

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,442,749

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 5,014 $6.87 $34,446.18
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 12

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,442,753

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 530 $6.91 $3,662.30
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 11

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,447,767

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 111 $6.95 $771.45
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 10

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,448,297

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 212 $6.94 $1,471.28
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 9

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,448,408

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 2,300 $6.45 $14,835.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 8

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,448,620

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 100 $6.50 $650.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 7

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,450,920

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 2,500 $6.44 $16,100.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 6

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,451,020

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 100 $6.51 $651.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 5

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,453,520

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 5,000 $6.60 $33,000.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 4

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,453,620

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 4,808 $6.71 $32,261.68
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,458,620

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 92 $6.59 $606.28
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,463,428

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 100 $6.73 $673.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,463,520

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 22:56 UTC SaleCommon Stock, no par value 5,000 $7.72 $38,600.00
Disclosure

SEC source: 0001683168-22-007962 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,995,112

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:56 UTC SaleCommon Stock, no par value 6,000 $7.59 $45,540.00
Disclosure

SEC source: 0001683168-22-007962 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,112

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:56 UTC SaleCommon Stock, no par value 4,000 $7.57 $30,280.00
Disclosure

SEC source: 0001683168-22-007962 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006,112

Read SEC document
November 07, 2022 Filed Nov 9, 2022 19:02 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 850,340 $4.70 $3,996,598.00
Disclosure

SEC source: 0001683168-22-007432 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,463,620

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
September 30, 2022 Filed Feb 23, 2024 16:07 UTC GrantPhantom Stock · Derivative 6,009 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-001144 · ownership.xml · derivative · entry 1

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,009

Underlying: Common Stock · 6,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's Board of Director cash compensation for service on the Board of Directors in each of the quarters ended September 30, 2022 and December 31, 2022.

F1 · price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's Board of Director cash compensation for service on the Board of Directors in each of the quarters ended September 30, 2022 and December 31, 2022.

F2 · derivative.exercise_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F2 · derivative.expiration_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 23:10 UTC GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006148 · ownership.xml · derivative · entry 2

McWhorter Dorri · CIK 0001817049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 23:00 UTC GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006188 · ownership.xml · derivative · entry 1

Dalto Juan Carlos · CIK 0001925054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2022 Filed Sep 2, 2022 20:01 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006168 · ownership.xml · derivative · entry 5

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 13,333 will vest on August 31, 2023, 13,333 will vest on August 31, 2024 and 13,334 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F6 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 13,333 will vest on August 31, 2023, 13,333 will vest on August 31, 2024 and 13,334 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F6 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 13,333 will vest on August 31, 2023, 13,333 will vest on August 31, 2024 and 13,334 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

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August 31, 2022 Filed Sep 2, 2022 19:39 UTC
Feldman Amy M.Sr. Exec VP of Sales
GrantRestricted Stock Units · Derivative 6,066 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006160 · ownership.xml · derivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,066

Underlying: Common Stock · 6,066 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,022 will vest on August 31, 2023, 2,022 shares will vest on August 31, 2024 and 2,022 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,022 will vest on August 31, 2023, 2,022 shares will vest on August 31, 2024 and 2,022 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,022 will vest on August 31, 2023, 2,022 shares will vest on August 31, 2024 and 2,022 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

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August 31, 2022 Filed Sep 2, 2022 19:39 UTC GrantRestricted Stock Units · Derivative 7,466 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006159 · ownership.xml · derivative · entry 2

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,466

Underlying: Common Stock · 7,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,489 will vest on August 31, 2023, 2,489 will vest on August 31, 2024 and 2,488 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,489 will vest on August 31, 2023, 2,489 will vest on August 31, 2024 and 2,488 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,489 will vest on August 31, 2023, 2,489 will vest on August 31, 2024 and 2,488 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

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August 31, 2022 Filed Sep 2, 2022 17:14 UTC GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006153 · ownership.xml · derivative · entry 3

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2022 Filed Sep 2, 2022 16:10 UTC
SMOLYANSKY LUDMILADirector · 10% owner
GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006152 · ownership.xml · derivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. The issuance of shares upon vesting of the restricted stock units is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time.

F3 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. The issuance of shares upon vesting of the restricted stock units is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time.

F3 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. The issuance of shares upon vesting of the restricted stock units is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time.

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August 31, 2022 Filed Sep 7, 2022 00:54 UTC
SIKAR POLDirector
GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006227 · ownership.xml · derivative · entry 2

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2022 Filed Sep 6, 2022 14:05 UTC GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006206 · ownership.xml · derivative · entry 1

Sanchez Perfecto · CIK 0001903977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2022 Filed Feb 24, 2023 20:22 UTC
LEVY JODYDirector
GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-001121 · ownership.xml · derivative · entry 2

LEVY JODY · CIK 0001804749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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April 27, 2022 Filed Jun 29, 2022 17:11 UTC GrantRestricted Stock Units · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004666 · ownership.xml · derivative · entry 2

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Common Stock · 40,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock, if the shareholders approve such issuance, or cash equal to the number of vested RSUs multiplied by the closing price of the common stock on the day the Reporting Person ceases to serve as director of the Company. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs.

F3 · derivative.exercise_date: 35,268 RSUs vested and became non-forfeitable immediately, and, unless there is an earlier change of control of the Company or death or disability of the Reporting Person, upon which all unvested RSUs become fully vested and non-forfeitable, 1,786 will vest and become non-forfeitable on August 12, 2022, 1,786 will vest and become non-forfeitable on August 12, 2023 and 1,785 will vest and become non-forfeitable on August 12, 2024. Unvested RSUs will be forfeited if the Reporting Person's service as director terminates for any reason other than his death or disability or a change in control of the Company.

F3 · derivative.expiration_date: 35,268 RSUs vested and became non-forfeitable immediately, and, unless there is an earlier change of control of the Company or death or disability of the Reporting Person, upon which all unvested RSUs become fully vested and non-forfeitable, 1,786 will vest and become non-forfeitable on August 12, 2022, 1,786 will vest and become non-forfeitable on August 12, 2023 and 1,785 will vest and become non-forfeitable on August 12, 2024. Unvested RSUs will be forfeited if the Reporting Person's service as director terminates for any reason other than his death or disability or a change in control of the Company.

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April 20, 2022 Filed Jul 13, 2022 18:47 UTC
SMOLYANSKY JULIEDirector · President and CEO · 10% owner
GrantCommon Stock, no par value 125,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004934 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY JULIE · CIK 0001227846 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151,748

F3 · shares: Represents a grant of time-based restricted stock earned under the Company's 2021 Long Term Incentive Program for the 2021 performance period and issued pursuant to the Company's 2015 Omnibus Incentive Plan. Such shares 41,667 vest immediately upon issuance vest immediately, 41,667 vest on April 20, 2023 and 541,666 vest on April 20, 2024 and will be issued upon vesting, contingent on the Reporting Person's continued service on the vesting date and receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

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April 20, 2022 Filed Jul 13, 2022 18:47 UTC
SMOLYANSKY JULIEDirector · President and CEO · 10% owner
GrantCommon Stock, no par value 23,694 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004934 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026,748

F1 · shares: Represents a grant of restricted stock earned under the Company's 2019 Long Term Incentive Program for the 2021 performance period and issued pursuant to the Company's 2015 Omnibus Incentive Plan. All such shares vest immediately upon issuance. The issuance of such shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

F2 · balance_after: Adjusted to reflect a correction to an inadvertent overstatement of 4,07748,154 shares of common stock in Reporting Person's grant and beneficial ownership on his previously filed Form 4.

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April 20, 2022 Filed Jul 13, 2022 18:33 UTC
Feldman Amy M.Sr. Exec VP of Sales
Tax withholdingCommon Stock, no par value 1,578 $6.00 $9,468.00
Disclosure

SEC source: 0001683168-22-004932 · ownership.xml · nonDerivative · entry 5

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,865

F6 · shares: No stock was sold. In connection with the grant of 12,500 shares of restricted stock under the Company's 2021 Long Term Incentive Program, the Company withheld a total of 1,578 shares to satisfy a payroll tax liability incident to the issuance of vested shares.

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April 20, 2022 Filed Jul 13, 2022 18:33 UTC
Feldman Amy M.Sr. Exec VP of Sales
GrantCommon Stock, no par value 12,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004932 · ownership.xml · nonDerivative · entry 4

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,443

F5 · shares: Represents a time-based restricted stock award under the Company's 2021 equity incentive program pursuant to the Company's 2015 Omnibus Incentive Plan. Of such time-based restricted stock, 4,167 shares will be issued and vest immediately, 4,167 will vest on April 20, 2023 and 4,166 will vest on April 20, 2024, contingent on the Reporting Person's continued service on the vesting date.

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April 20, 2022 Filed Jul 13, 2022 18:33 UTC
Feldman Amy M.Sr. Exec VP of Sales
Tax withholdingCommon Stock, no par value 2,687 $6.00 $16,122.00
Disclosure

SEC source: 0001683168-22-004932 · ownership.xml · nonDerivative · entry 3

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,943

F4 · shares: No stock was sold. In connection with the issuance of 7,078 shares of stock vested under the 2019 LTIP, the Company withheld a total of 2,687 shares to satisfy a payroll tax liability incident to such issuance.

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April 20, 2022 Filed Jul 13, 2022 18:33 UTC
Feldman Amy M.Sr. Exec VP of Sales
GrantCommon Stock, no par value 4,738 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004932 · ownership.xml · nonDerivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,630

F3 · shares: Represents a grant of restricted stock earned under the Company's 2019 Long Term Incentive Program (the "2019 LTIP) for the 2021 performance period and issued pursuant to the Company's 2015 Omnibus Incentive Plan. All issued shares of restricted stock earned in the 2021 performance period vest immediately upon issuance.

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April 20, 2022 Filed Jul 13, 2022 16:51 UTC
Hanson Eric AChief Fin and Acctg Officer
Tax withholdingCommon Stock, no par value 2,319 $6.00 $13,914.00
Disclosure

SEC source: 0001683168-22-004929 · ownership.xml · nonDerivative · entry 5

Hanson Eric A · CIK 0001742145 · Chief Fin and Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125

F6 · shares: No stock was sold. In connection with the grant of 18,958 shares of restricted stock under the Company's 2021 Long Term Incentive Program, the Company withheld a total of 2,319 shares to satisfy a payroll tax liability incident to the issuance of vested shares.

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April 20, 2022 Filed Jul 13, 2022 16:51 UTC
Hanson Eric AChief Fin and Acctg Officer
GrantCommon Stock, no par value 18,958 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004929 · ownership.xml · nonDerivative · entry 4

Hanson Eric A · CIK 0001742145 · Chief Fin and Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,444

F5 · shares: Represents a time-based restricted stock award under the Company's 2021 equity incentive program pursuant to the Company's 2015 Omnibus Incentive Plan. Of such time-based restricted stock, 6,320 shares will be issued and vest immediately, and 6,319 will be issued on each of April 20, 2023 and April 20, 2024 and vest immediately upon issuance, contingent on the Reporting Person's continued service on the vesting date.

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April 20, 2022 Filed Jul 13, 2022 16:51 UTC
Hanson Eric AChief Fin and Acctg Officer
Tax withholdingCommon Stock, no par value 6,975 $6.00 $41,850.00
Disclosure

SEC source: 0001683168-22-004929 · ownership.xml · nonDerivative · entry 3

Hanson Eric A · CIK 0001742145 · Chief Fin and Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,486

F4 · shares: No stock was sold. In connection with the issuance of 16,680 shares of stock vested under the 2019 LTIP, the Company withheld a total of 6,975 shares to satisfy a payroll tax liability incident to such issuance.

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April 20, 2022 Filed Jul 13, 2022 16:51 UTC
Hanson Eric AChief Fin and Acctg Officer
GrantCommon Stock, no par value 11,846 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004929 · ownership.xml · nonDerivative · entry 2

Hanson Eric A · CIK 0001742145 · Chief Fin and Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,461

F3 · shares: Represents a grant of restricted stock earned under the Company's 2019 Long Term Incentive Program (the "2019 LTIP) for the 2021 performance period and issued pursuant to the Company's 2015 Omnibus Incentive Plan. All issued shares of restricted stock earned in the 2021 performance period vest immediately upon issuance.

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December 10, 2021 Filed Dec 13, 2021 22:20 UTC
SMOLYANSKY LUDMILADirector · 10% owner
SaleCommon Stock, no par value 4,198 $5.22 $21,913.56
Disclosure

SEC source: 0001683168-21-006300 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,313,960

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 10, 2021 Filed Dec 13, 2021 22:20 UTC
SMOLYANSKY LUDMILADirector · 10% owner
SaleCommon Stock, no par value 2 $5.16 $10.32
Disclosure

SEC source: 0001683168-21-006300 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,318,158

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 10, 2021 Filed Dec 13, 2021 22:20 UTC
SMOLYANSKY LUDMILADirector · 10% owner
SaleCommon Stock, no par value 5,800 $5.20 $30,160.00
Disclosure

SEC source: 0001683168-21-006300 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,318,160

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 09, 2021 Filed Dec 13, 2021 12:53 UTC
SMOLYANSKY LUDMILADirector · 10% owner
SaleCommon Stock, no par value 5,000 $5.26 $26,300.00
Disclosure

SEC source: 0001683168-21-006275 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,323,960

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.