Tapewire

Nasdaq · USD

LWAY

Lifeway Foods, Inc.

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Tapewire entity
891
SEC CIK
0000814586
Parsed reports
307

Last 12 months

Inside the activity.

15 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202686
Jun 2026014
Jul 202606
Aug 202644
Sep 202600
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2024 Filed Mar 22, 2024 22:29 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 2,000 $13.91 $27,820.00
Disclosure

SEC source: 0001683168-24-001650 · ownership.xml · nonDerivative · entry 4

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,351,386

F2 · ownership.direct: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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March 21, 2024 Filed Mar 22, 2024 22:29 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 3,000 $14.52 $43,560.00
Disclosure

SEC source: 0001683168-24-001650 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,353,386

F2 · ownership.direct: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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March 21, 2024 Filed Mar 22, 2024 22:29 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 3,000 $15.05 $45,150.00
Disclosure

SEC source: 0001683168-24-001650 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,356,386

F2 · ownership.direct: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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March 20, 2024 Filed Mar 22, 2024 22:29 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 13,000 $12.87 $167,310.00
Disclosure

SEC source: 0001683168-24-001650 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,359,386

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $12.50 and $13.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.direct: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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February 27, 2024 Filed Mar 1, 2024 01:59 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 1,606 $12.35 $19,834.10
Disclosure

SEC source: 0001683168-24-001245 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,372,386

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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February 26, 2024 Filed Mar 1, 2024 01:59 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 13,542 $12.34 $167,108.28
Disclosure

SEC source: 0001683168-24-001245 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,373,992

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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February 08, 2024 Filed Feb 8, 2024 23:16 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 22,747 $11.61 $264,092.67
Disclosure

SEC source: 0001683168-24-000788 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,364,787

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $11.00 and $11.99, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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February 07, 2024 Filed Feb 8, 2024 23:16 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,794 $11.54 $124,562.76
Disclosure

SEC source: 0001683168-24-000788 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,387,534

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $11.00 and $11.99, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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February 06, 2024 Filed Feb 8, 2024 23:16 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,000 $11.84 $118,400.00
Disclosure

SEC source: 0001683168-24-000788 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,398,328

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $11.51 and $12.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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January 24, 2024 Filed Jan 25, 2024 00:38 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 5,000 $13.44 $67,200.00
Disclosure

SEC source: 0001683168-24-000430 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,408,328

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.90 to $13.89, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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January 22, 2024 Filed Jan 25, 2024 00:38 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 11,459 $13.54 $155,154.86
Disclosure

SEC source: 0001683168-24-000430 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,413,328

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.02 to $14.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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January 10, 2024 Filed Feb 14, 2024 23:17 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
GrantRestricted Stock Units · Derivative 18,208 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-001003 · ownership.xml · derivative · entry 5

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,208

Underlying: Common Stock · 18,208 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 6,070 will vest on January 10, 2025, 6,070 will vest on January 10, 2026 and 6,068 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F6 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 6,070 will vest on January 10, 2025, 6,070 will vest on January 10, 2026 and 6,068 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F6 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 6,070 will vest on January 10, 2025, 6,070 will vest on January 10, 2026 and 6,068 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

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January 10, 2024 Filed Feb 14, 2024 20:15 UTC GrantRestricted Stock Units · Derivative 3,787 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-000968 · ownership.xml · derivative · entry 2

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,787

Underlying: Common Stock · 3,787 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,263 will vest on January 10, 2025, 1,263 will vest on January 10, 2026 and 1,261 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,263 will vest on January 10, 2025, 1,263 will vest on January 10, 2026 and 1,261 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,263 will vest on January 10, 2025, 1,263 will vest on January 10, 2026 and 1,261 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

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January 10, 2024 Filed Feb 14, 2024 20:15 UTC
Feldman Amy M.Sr. Exec VP of Sales
GrantRestricted Stock Units · Derivative 3,016 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-000967 · ownership.xml · derivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,016

Underlying: Common Stock · 3,016 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,006 will vest on January 10, 2025, 1,006 will vest on January 10, 2026 and 1,004 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,006 will vest on January 10, 2025, 1,006 will vest on January 10, 2026 and 1,004 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,006 will vest on January 10, 2025, 1,006 will vest on January 10, 2026 and 1,004 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

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January 02, 2024 Filed Jan 3, 2024 22:00 UTC SaleCommon Stock, no par value 3,468 $13.44 $46,609.92
Disclosure

SEC source: 0001683168-24-000047 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,271,642

Read SEC document
December 06, 2023 Filed Dec 7, 2023 14:45 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 13,800 $13.54 $186,852.00
Disclosure

SEC source: 0001683168-23-008673 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,127,081

F1 · balance_after: Includes (i) an award of 60,432 shares of restricted stock which will vest immediately upon issuance, (ii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

Read SEC document
December 05, 2023 Filed Dec 7, 2023 14:45 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 1,200 $14.28 $17,136.00
Disclosure

SEC source: 0001683168-23-008673 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,140,881

F1 · balance_after: Includes (i) an award of 60,432 shares of restricted stock which will vest immediately upon issuance, (ii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

Read SEC document
December 01, 2023 Filed Dec 4, 2023 18:25 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 1,458 $14.08 $20,528.64
Disclosure

SEC source: 0001683168-23-008604 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,142,081

F1 · balance_after: Includes (i) an award of 60,432 shares of restricted stock which will vest immediately upon issuance, (ii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

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November 30, 2023 Filed Dec 4, 2023 18:25 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 5,974 $14.00 $83,636.00
Disclosure

SEC source: 0001683168-23-008604 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143,539

F1 · balance_after: Includes (i) an award of 60,432 shares of restricted stock which will vest immediately upon issuance, (ii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

Read SEC document
November 29, 2023 Filed Dec 4, 2023 18:25 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 7,568 $14.01 $106,027.68
Disclosure

SEC source: 0001683168-23-008604 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,149,513

F1 · balance_after: Includes (i) an award of 60,432 shares of restricted stock which will vest immediately upon issuance, (ii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

Read SEC document
August 31, 2023 Filed Sep 5, 2023 23:07 UTC
SIKAR POLDirector
GrantRestricted Stock Units · Derivative 4,652 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006284 · ownership.xml · derivative · entry 4

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,652

Underlying: Common Stock · 4,652 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2023 Filed Sep 5, 2023 23:07 UTC
SIKAR POLDirector
Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006284 · ownership.xml · derivative · entry 3

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2023 Filed Sep 5, 2023 23:07 UTC
SIKAR POLDirector
Exercise / conversionCommon Stock, no par value 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006284 · ownership.xml · nonDerivative · entry 2

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:11 UTC GrantRestricted Stock Units · Derivative 4,652 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006282 · ownership.xml · derivative · entry 3

Sanchez Perfecto · CIK 0001903977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,652

Underlying: Common Stock · 4,652 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such restricted stock units, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such restricted stock units, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such restricted stock units, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:11 UTC Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006282 · ownership.xml · derivative · entry 2

Sanchez Perfecto · CIK 0001903977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:11 UTC Exercise / conversionCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006282 · ownership.xml · nonDerivative · entry 1

Sanchez Perfecto · CIK 0001903977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:54 UTC GrantRestricted Stock Units · Derivative 4,652 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006281 · ownership.xml · derivative · entry 3

Dalto Juan Carlos · CIK 0001925054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,652

Underlying: Common Stock · 4,652 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006281 · ownership.xml · derivative · entry 2

Dalto Juan Carlos · CIK 0001925054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:54 UTC Exercise / conversionCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006281 · ownership.xml · nonDerivative · entry 1

Dalto Juan Carlos · CIK 0001925054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:54 UTC GrantRestricted Stock Units · Derivative 4,652 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006280 · ownership.xml · derivative · entry 3

McWhorter Dorri · CIK 0001817049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,652

Underlying: Common Stock · 4,652 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006280 · ownership.xml · derivative · entry 2

McWhorter Dorri · CIK 0001817049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:54 UTC Exercise / conversionCommon Stock, no par value 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006280 · ownership.xml · nonDerivative · entry 1

McWhorter Dorri · CIK 0001817049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes time-based restricted stock awards of which 1,758 shares will vest on August 12, 2024, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:19 UTC GrantRestricted Stock Units · Derivative 4,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-23-006269 · ownership.xml · derivative · entry 6

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,652

Underlying: Common Stock · 4,652 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F8 · price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F8 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F8 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:19 UTC GrantPhantom Stock · Derivative 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-23-006269 · ownership.xml · derivative · entry 5

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,440

Underlying: Common Stock · 1,600 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock.

F5 · price: Each share of phantom stock represents a right to receive one share of common stock.

F6 · derivative.exercise_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F6 · derivative.expiration_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

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August 31, 2023 Filed Sep 5, 2023 21:19 UTC Disposition to issuerRestricted Stock Units · Derivative 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-23-006269 · ownership.xml · derivative · entry 3

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,600 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.exercise_price: In connection with the vesting on August 31, 2023 of RSUs previously granted to the Reporting Person, the Reporting Person's receipt of 1,600 shares of common stock was deferred resulting in the Reporting Person's receipt instead of 1,600 shares of phantom stock pursuant to the Director Plan. The Reporting Person is therefore reporting the disposition of 1,600 RSUs in exchange for an equal number of shares of phantom stock.

F3 · price: Each RSU has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:19 UTC
LEVY JODYDirector
GrantRestricted Stock Units · Derivative 4,652 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006268 · ownership.xml · derivative · entry 3

LEVY JODY · CIK 0001804749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,652

Underlying: Common Stock · 4,652 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2024 and 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:19 UTC
LEVY JODYDirector
Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006268 · ownership.xml · derivative · entry 2

LEVY JODY · CIK 0001804749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. Of such RSUs, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:19 UTC
LEVY JODYDirector
Exercise / conversionCommon Stock, no par value 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006268 · ownership.xml · nonDerivative · entry 1

LEVY JODY · CIK 0001804749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes time-based restricted stock awards of which 1,758 shares will vest on August 12, 2024, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:53 UTC Exercise / conversionRestricted Stock Units · Derivative 2,489 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006252 · ownership.xml · derivative · entry 4

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,977

Underlying: Common Stock · 2,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,489 will vest on August 31, 2024 and 2,488 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,489 will vest on August 31, 2024 and 2,488 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,489 will vest on August 31, 2024 and 2,488 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:53 UTC Tax withholdingCommon Stock, no par value 892 $10.75 $9,589.00
Disclosure

SEC source: 0001683168-23-006252 · ownership.xml · nonDerivative · entry 2

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,297

F2 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F1 · balance_after: Includes a time-based restricted stock award of which 6,319 will vest on April 20, 2024, contingent on the Reporting Person's continued service on the vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:53 UTC Exercise / conversionCommon Stock, no par value 2,489 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006252 · ownership.xml · nonDerivative · entry 1

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes a time-based restricted stock award of which 6,319 will vest on April 20, 2024, contingent on the Reporting Person's continued service on the vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:52 UTC
Feldman Amy M.Sr. Exec VP of Sales
Exercise / conversionRestricted Stock Units · Derivative 2,022 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006250 · ownership.xml · derivative · entry 4

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,044

Underlying: Common Stock · 2,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,022 shares will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,022 shares will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,022 shares will vest on each of August 31, 2024 and 2025, contingent on the Reporting Person's continued service on each applicable vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:52 UTC
Feldman Amy M.Sr. Exec VP of Sales
Tax withholdingCommon Stock, no par value 738 $10.75 $7,933.50
Disclosure

SEC source: 0001683168-23-006250 · ownership.xml · nonDerivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,585

F2 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F1 · balance_after: Includes a time-based restricted stock award of which 4,166 shares will vest on April 20, 2024, contingent on the Reporting Person's continued service on the vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:52 UTC
Feldman Amy M.Sr. Exec VP of Sales
Exercise / conversionCommon Stock, no par value 2,022 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006250 · ownership.xml · nonDerivative · entry 1

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes a time-based restricted stock award of which 4,166 shares will vest on April 20, 2024, contingent on the Reporting Person's continued service on the vesting date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:51 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006248 · ownership.xml · derivative · entry 6

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 13,333 will vest on August 31, 2024 and 13,334 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F7 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 13,333 will vest on August 31, 2024 and 13,334 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F7 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 13,333 will vest on August 31, 2024 and 13,334 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:51 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
Exercise / conversionCommon Stock, no par value 13,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006248 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,157,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes (i) an award of 47,099 shares of restricted stock which will vest immediately upon issuance and, (ii) 13,333 shares of common stock issuable upon vesting of restricted stock units on August 31, 2023, (iii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iv) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

Read SEC document
August 24, 2023 Filed Aug 25, 2023 19:21 UTC SaleCommon Stock, no par value 24,329 $11.01 $267,862.29
Disclosure

SEC source: 0001683168-23-006074 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,275,110

F1 · price: The sale price represents a weighted average price for shares sold in multiple transactions at prices ranging from $11.00 to $11.99 per share. The reporting person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission and any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 23, 2023 Filed Aug 23, 2023 21:54 UTC SaleCommon Stock, no par value 19,526 $10.30 $201,117.80
Disclosure

SEC source: 0001683168-23-006020 · ownership.xml · nonDerivative · entry 4

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299,439

F2 · price: The sale price represents a weighted average price for shares sold in multiple transactions at prices ranging from $10.00 to $10.99 per share.

Read SEC document
August 23, 2023 Filed Sep 5, 2023 23:07 UTC
SIKAR POLDirector
GiftCommon Stock, no par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006284 · ownership.xml · nonDerivative · entry 1

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,107

F1 · balance_after: Includes 1,758 time-based restricted stock awards all of which will vest on August 12, 2024, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:54 UTC SaleCommon Stock, no par value 17,474 $10.08 $176,137.92
Disclosure

SEC source: 0001683168-23-006020 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,318,965

F2 · price: The sale price represents a weighted average price for shares sold in multiple transactions at prices ranging from $10.00 to $10.99 per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.