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Nasdaq · USD

LWAY

Lifeway Foods, Inc.

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Tapewire entity
891
SEC CIK
0000814586
Parsed reports
307

Last 12 months

Inside the activity.

15 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202686
Jun 2026014
Jul 202606
Aug 202644
Sep 202600
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 20:53 UTC GrantRestricted Stock Units · Derivative 4,066 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004618 · ownership.xml · derivative · entry 4

McWhorter Dorri · CIK 0001817049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,066

Underlying: Common Stock · 4,066 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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July 01, 2024 Filed Jul 2, 2024 20:53 UTC GrantRestricted Stock Units · Derivative 4,066 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004616 · ownership.xml · derivative · entry 4

Dalto Juan Carlos · CIK 0001925054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,066

Underlying: Common Stock · 4,066 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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July 01, 2024 Filed Jul 2, 2024 20:52 UTC GrantRestricted Stock Units · Derivative 4,066 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004614 · ownership.xml · derivative · entry 4

Sanchez Perfecto · CIK 0001903977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,066

Underlying: Common Stock · 4,066 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F3 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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July 01, 2024 Filed Jul 2, 2024 20:52 UTC
LEVY JODYDirector
GrantRestricted Stock Units · Derivative 4,066 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004612 · ownership.xml · derivative · entry 4

LEVY JODY · CIK 0001804749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,066

Underlying: Common Stock · 4,066 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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July 01, 2024 Filed Jul 2, 2024 16:57 UTC GrantRestricted Stock Units · Derivative 4,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-004588 · ownership.xml · derivative · entry 6

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,066

Underlying: Common Stock · 4,066 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F5 · price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F5 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F5 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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July 01, 2024 Filed Jul 5, 2024 16:38 UTC
SIKAR POLDirector
GrantRestricted Stock Units · Derivative 4,066 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004690 · ownership.xml · derivative · entry 4

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,066

Underlying: Common Stock · 4,066 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F4 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,356 will vest on each of July 1, 2025 and 2026 and 1,354 will vest on July 1, 2027, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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June 30, 2024 Filed Jul 2, 2024 16:57 UTC GrantPhantom Stock · Derivative 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-004588 · ownership.xml · derivative · entry 5

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,455

Underlying: Common Stock · 1,782 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended June 30, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended June 30, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended June 30, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended June 30, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

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June 16, 2024 Filed Jun 18, 2024 19:27 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 12,113 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004318 · ownership.xml · derivative · entry 6

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,224

Underlying: Common Stock · 12,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 12,113 will vest on June 16, 2025 and 12,111 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F6 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 12,113 will vest on June 16, 2025 and 12,111 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F6 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 12,113 will vest on June 16, 2025 and 12,111 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

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June 16, 2024 Filed Jun 18, 2024 19:27 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
Exercise / conversionCommon Stock, no par value 12,113 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004318 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,096,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes 273,004 shares of restricted stock, inclusive of the 12,113 shares reported, which are issuable upon receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach or violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement") or upon applicability of certain exemptions under the Agreement.

F1 · balance_after: Includes 273,004 shares of restricted stock, inclusive of the 12,113 shares reported, which are issuable upon receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach or violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement") or upon applicability of certain exemptions under the Agreement.

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June 16, 2024 Filed Jun 18, 2024 19:23 UTC Exercise / conversionRestricted Stock Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004315 · ownership.xml · derivative · entry 4

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,780

Underlying: Common Stock · 2,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,390 will vest on June 16, 2025 and 2,390 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

F3 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,390 will vest on June 16, 2025 and 2,390 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

F3 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,390 will vest on June 16, 2025 and 2,390 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

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June 16, 2024 Filed Jun 18, 2024 19:23 UTC Tax withholdingCommon Stock, no par value 897 $12.19 $10,934.43
Disclosure

SEC source: 0001683168-24-004315 · ownership.xml · nonDerivative · entry 2

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,092

F1 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

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June 16, 2024 Filed Jun 18, 2024 19:23 UTC Exercise / conversionCommon Stock, no par value 2,390 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004315 · ownership.xml · nonDerivative · entry 1

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 19:17 UTC
Feldman Amy M.Sr. Exec VP of Sales
Exercise / conversionRestricted Stock Units · Derivative 1,922 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004313 · ownership.xml · derivative · entry 4

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,843

Underlying: Common Stock · 1,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,922 shares will vest on June 16, 2025 and 1,921 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

F3 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,922 shares will vest on June 16, 2025 and 1,921 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

F3 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,922 shares will vest on June 16, 2025 and 1,921 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

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June 16, 2024 Filed Jun 18, 2024 19:17 UTC
Feldman Amy M.Sr. Exec VP of Sales
Tax withholdingCommon Stock, no par value 703 $12.19 $8,569.57
Disclosure

SEC source: 0001683168-24-004313 · ownership.xml · nonDerivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,052

F1 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

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June 16, 2024 Filed Jun 18, 2024 19:17 UTC
Feldman Amy M.Sr. Exec VP of Sales
Exercise / conversionCommon Stock, no par value 1,922 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-004313 · ownership.xml · nonDerivative · entry 1

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 18:39 UTC GrantPhantom Stock · Derivative 8,708 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-004113 · ownership.xml · derivative · entry 5

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,673

Underlying: Common Stock · 8,708 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F5 · price: Such shares of phantom stock represent 8,708 deferred RSUs acquired upon conversion of $114,250 of the Reporting Person's Board of Director deferred cash compensation for service on the Board of Directors into deferred RSUs on June 7, 2024 pursuant to the Company's 2022 Non-Employee Director Equity and Deferred Compensation Plan, as amended and modified from time to time.

F4 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

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May 20, 2024 Filed May 21, 2024 21:46 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 10,105 $17.26 $174,376.93
Disclosure

SEC source: 0001683168-24-003767 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,084,417

F1 · balance_after: Includes an award of 334,630 shares of restricted stock which are issuable upon receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

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May 17, 2024 Filed May 21, 2024 21:46 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 10,000 $18.44 $184,430.00
Disclosure

SEC source: 0001683168-24-003767 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,094,522

F1 · balance_after: Includes an award of 334,630 shares of restricted stock which are issuable upon receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

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May 17, 2024 Filed May 21, 2024 21:46 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 10,000 $18.37 $183,747.00
Disclosure

SEC source: 0001683168-24-003767 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,104,522

F1 · balance_after: Includes an award of 334,630 shares of restricted stock which are issuable upon receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

F2 · balance_after: The number of securities shown reflects a correction of an inadvertent error in the Reporting Person's previous Form 4.

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May 13, 2024 Filed May 13, 2024 22:27 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,000 $26.56 $265,600.00
Disclosure

SEC source: 0001683168-24-003325 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,214,753

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $26.01 and $27.00, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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May 13, 2024 Filed May 15, 2024 16:43 UTC Amendment
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,000 $26.56 $265,600.00
Disclosure

SEC source: 0001683168-24-003480 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,214,753

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $26.01 and $27.00, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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May 13, 2024 Filed May 21, 2024 12:01 UTC GiftCommon Stock, no par value 75,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-003724 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 75,000

F1 · ownership.nature: Held by The Ludmila and Edward Smolyansky Family Foundation, of which the reporting person and his spouse are directors. The reporting person disclaims beneficial ownership of such shares.

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May 13, 2024 Filed May 21, 2024 12:01 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
GiftCommon Stock, no par value 75,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-003723 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 75,000

F2 · ownership.nature: Held by The Ludmila and Edward Smolyansky Family Foundation, of which Ludmila Smolyansky is a director. The reporting person disclaims beneficial ownership of such shares.

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May 13, 2024 Filed May 21, 2024 12:01 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
GiftCommon Stock, no par value 75,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-003723 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,139,753

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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May 09, 2024 Filed May 13, 2024 22:27 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 5,000 $27.93 $139,650.00
Disclosure

SEC source: 0001683168-24-003325 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,224,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $27.01 and $28.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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May 09, 2024 Filed May 15, 2024 16:43 UTC Amendment
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 5,000 $27.93 $139,650.00
Disclosure

SEC source: 0001683168-24-003480 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,224,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $27.01 and $28.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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May 06, 2024 Filed May 8, 2024 20:18 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 5,000 $26.78 $133,900.00
Disclosure

SEC source: 0001683168-24-003102 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,229,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $26.28 and $27.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 23:21 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,000 $22.13 $221,300.00
Disclosure

SEC source: 0001683168-24-002831 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,234,753

F3 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging between $22.00 and $22.99, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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April 26, 2024 Filed Apr 29, 2024 23:21 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,000 $23.90 $239,000.00
Disclosure

SEC source: 0001683168-24-002831 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,244,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $23.02 and $24.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 00:57 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 3,620 $21.56 $78,047.20
Disclosure

SEC source: 0001683168-24-002713 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,254,753

F4 · price: The price reported in Columkn 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging between $20.71 and $21.70, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 00:57 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,000 $21.64 $216,400.00
Disclosure

SEC source: 0001683168-24-002713 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,258,373

F3 · price: The price reported in Columkn 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging between $21.30 and $22.99, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
April 23, 2024 Filed Apr 26, 2024 00:57 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 21,968 $20.33 $446,609.44
Disclosure

SEC source: 0001683168-24-002713 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,268,373

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $20.00 and $20.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnotes (1), (3) and (4) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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April 20, 2024 Filed Apr 23, 2024 19:02 UTC Tax withholdingCommon Stock, no par value 2,698 $19.40 $52,341.20
Disclosure

SEC source: 0001683168-24-002607 · ownership.xml · nonDerivative · entry 1

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,599

F1 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

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April 20, 2024 Filed Apr 23, 2024 19:01 UTC
Feldman Amy M.Sr. Exec VP of Sales
Tax withholdingCommon stock, no par value 1,752 $19.40 $33,988.80
Disclosure

SEC source: 0001683168-24-002605 · ownership.xml · nonDerivative · entry 1

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,833

F1 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
April 17, 2024 Filed Apr 17, 2024 23:58 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,000 $20.04 $200,400.00
Disclosure

SEC source: 0001683168-24-002504 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,290,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $20.00 and $20.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 23:58 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 2,193 $20.50 $44,956.50
Disclosure

SEC source: 0001683168-24-002504 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,300,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $20.00 and $20.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 12:02 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 5,000 $21.59 $107,950.00
Disclosure

SEC source: 0001683168-24-002251 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,302,534

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $21.00 and $21.99, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1105, of which Ludmila Smolyansky is the trustee.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 12:02 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 5,000 $20.40 $102,000.00
Disclosure

SEC source: 0001683168-24-002251 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,307,534

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $19.77. and $20.76, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1105, of which Ludmila Smolyansky is the trustee.

Read SEC document
April 05, 2024 Filed Apr 10, 2024 12:02 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 5,000 $19.56 $97,800.00
Disclosure

SEC source: 0001683168-24-002251 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,312,534

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $19.00 and $19.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1105, of which Ludmila Smolyansky is the trustee.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 14:37 UTC GrantPhantom Stock · Derivative 1,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-001972 · ownership.xml · derivative · entry 5

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,965

Underlying: Common Stock · 1,321 shares

Expires not disclosed

F4 · derivative.exercise_price: Such shares of phantom stock were acquired upon deferral of the Reporting Person's Board of Director cash compensation for service on the Board of Directors in the quarter ended March 31, 2024.

F5 · price: Each share of phantom stock represents a right to receive one share of common stock. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F5 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F5 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

Read SEC document
March 28, 2024 Filed Mar 29, 2024 20:41 UTC
SIKAR POLDirector
SaleCommon Stock, no par value 10,000 $17.19 $171,900.00
Disclosure

SEC source: 0001683168-24-001889 · ownership.xml · nonDerivative · entry 1

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,707

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.12 to $17.38 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 1,758 time-based restricted stock awards all of which will vest on August 12, 2024, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
March 27, 2024 Filed Mar 28, 2024 22:33 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 7,000 $19.04 $133,280.00
Disclosure

SEC source: 0001683168-24-001833 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,327,534

F2 · shares: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $18.50 and $19.49, inclusive.

Read SEC document
March 27, 2024 Filed Mar 28, 2024 21:45 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 2,559 $19.35 $49,516.65
Disclosure

SEC source: 0001683168-24-001831 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,116,706

F1 · balance_after: Includes (i) an award of 60,432 shares of restricted stock which will vest immediately upon issuance, (ii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

Read SEC document
March 27, 2024 Filed Mar 28, 2024 15:25 UTC SaleCommon Stock, no par value 20,000 $19.15 $383,000.00
Disclosure

SEC source: 0001683168-24-001790 · ownership.xml · nonDerivative · entry 1

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,297

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.51 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes a time-based restricted stock award of which 6,319 will vest on April 20, 2024, contingent on the Reporting Person's continued service on the vesting date.

Read SEC document
March 27, 2024 Filed Apr 2, 2024 01:27 UTC Amendment
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 7,000 $19.04 $133,280.00
Disclosure

SEC source: 0001683168-24-002045 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,317,537

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $18.50 and $19.49, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 22:33 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 13,000 $18.71 $243,230.00
Disclosure

SEC source: 0001683168-24-001833 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334,534

F2 · shares: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $18.25 and $19.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

Read SEC document
March 26, 2024 Filed Apr 2, 2024 01:27 UTC Amendment
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 13,000 $18.71 $243,230.00
Disclosure

SEC source: 0001683168-24-002045 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,324,534

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $18.25 and $19.24, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
March 25, 2024 Filed Mar 28, 2024 21:45 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 10,000 $17.23 $172,305.00
Disclosure

SEC source: 0001683168-24-001831 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,117,081

F1 · balance_after: Includes (i) an award of 60,432 shares of restricted stock which will vest immediately upon issuance, (ii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement").

Read SEC document
March 25, 2024 Filed Apr 2, 2024 01:27 UTC Amendment
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 10,000 $17.57 $175,700.00
Disclosure

SEC source: 0001683168-24-002045 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,337,534

F1 · price: The price reported In Column 4 is a weighted average price. These shares were sold In multiple transactions at prices ranging between $17.25 and $18.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
March 22, 2024 Filed Mar 22, 2024 22:29 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 3,852 $15.80 $60,861.60
Disclosure

SEC source: 0001683168-24-001650 · ownership.xml · nonDerivative · entry 5

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,347,534

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $15.50 and $16.49, inclusive.

F2 · ownership.direct: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.