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Nasdaq · USD

LWAY

Lifeway Foods, Inc.

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Tapewire entity
891
SEC CIK
0000814586
Parsed reports
307

Last 12 months

Inside the activity.

15 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202686
Jun 2026014
Jul 202606
Aug 202644
Sep 202600
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2025 Filed Jan 14, 2025 22:00 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
Exercise / conversionCommon Stock, no par value 486 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-000341 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Held by the Reporting Person's spouse.

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January 10, 2025 Filed Jan 14, 2025 22:00 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
Exercise / conversionCommon Stock, no par value 6,070 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-000341 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 22:00 UTC
Feldman Amy M.Sr. Exec VP of Sales
Exercise / conversionRestricted Stock Units · Derivative 1,006 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-000340 · ownership.xml · derivative · entry 4

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010

Underlying: Common Stock · 1,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,006 will vest on January 10, 2026 and 1,004 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,006 will vest on January 10, 2026 and 1,004 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,006 will vest on January 10, 2026 and 1,004 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date.

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January 10, 2025 Filed Jan 14, 2025 22:00 UTC
Feldman Amy M.Sr. Exec VP of Sales
Tax withholdingCommon Stock, no par value 418 $22.45 $9,384.10
Disclosure

SEC source: 0001683168-25-000340 · ownership.xml · nonDerivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809

F1 · kind: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

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January 10, 2025 Filed Jan 14, 2025 22:00 UTC
Feldman Amy M.Sr. Exec VP of Sales
Exercise / conversionCommon Stock, no par value 1,006 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-000340 · ownership.xml · nonDerivative · entry 1

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 23:57 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 45,000 $23.49 $1,057,050.00
Disclosure

SEC source: 0001683168-25-000144 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,025,549

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $23.00 and $23.99, inclusive.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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January 03, 2025 Filed Jan 7, 2025 23:57 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 15,000 $24.12 $361,800.00
Disclosure

SEC source: 0001683168-25-000144 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,040,549

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $23.50 and $24.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 31, 2024 Filed Jan 3, 2025 18:00 UTC GrantPhantom Stock · Derivative 918 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-000052 · ownership.xml · derivative · entry 5

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,187

Underlying: Common Stock · 918 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended December 31, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended December 31, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended December 31, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended December 31, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

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December 19, 2024 Filed Dec 24, 2024 00:22 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
OtherCommon Stock, no par value 0 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008961 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,109,863

F1 · shares: The total number of shares being reported as beneficially owned by Reporting Person has not changed. On December 19, 2024, the Company issued 283,337 shares of Company common stock (the "Shares") in settlement of compensatory equity awards granted to Reporting Person under the 2015 Omnibus Incentive Plan and the 2022 Omnibus Incentive Plan, or earned, in 2021, 2022, and 2023. The Company had not previously issued the Shares because vesting required consent of Danone North America PBC or an affiliate thereof (collectively, "Danone") under the terms of the Stockholders' Agreement, dated as of October 1, 1999 (as amended, the "Stockholders' Agreement"), by and among Danone, the Company, Reporting Person and the other shareholder parties thereto, to the issuance of shares as equity compensation subject to limited exceptions. As previously disclosed by the Company, the Company believes that the Stockholders' Agreement is void ab initio and, consequently issued the Shares.

F1 · balance_after: The total number of shares being reported as beneficially owned by Reporting Person has not changed. On December 19, 2024, the Company issued 283,337 shares of Company common stock (the "Shares") in settlement of compensatory equity awards granted to Reporting Person under the 2015 Omnibus Incentive Plan and the 2022 Omnibus Incentive Plan, or earned, in 2021, 2022, and 2023. The Company had not previously issued the Shares because vesting required consent of Danone North America PBC or an affiliate thereof (collectively, "Danone") under the terms of the Stockholders' Agreement, dated as of October 1, 1999 (as amended, the "Stockholders' Agreement"), by and among Danone, the Company, Reporting Person and the other shareholder parties thereto, to the issuance of shares as equity compensation subject to limited exceptions. As previously disclosed by the Company, the Company believes that the Stockholders' Agreement is void ab initio and, consequently issued the Shares.

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September 30, 2024 Filed Oct 4, 2024 21:56 UTC GrantPhantom Stock · Derivative 878 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-006949 · ownership.xml · derivative · entry 5

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,269

Underlying: Common Stock · 878 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended September 30, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended September 30, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended September 30, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F4 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's cash compensation for service on the Board of Directors in the quarter ended September 30, 2024. The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

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September 03, 2024 Filed Sep 3, 2024 23:50 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 4,584 $19.55 $89,617.20
Disclosure

SEC source: 0001683168-24-006156 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,085,549

F4 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:37 UTC Exercise / conversionRestricted Stock Units · Derivative 2,489 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006192 · ownership.xml · derivative · entry 5

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,488

Underlying: Common Stock · 2,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. The restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. The restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. The restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:37 UTC Tax withholdingCommon Stock, no par value 1,036 $19.18 $19,870.48
Disclosure

SEC source: 0001683168-24-006192 · ownership.xml · nonDerivative · entry 2

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,999

F1 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:37 UTC Exercise / conversionCommon Stock, no par value 2,489 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006192 · ownership.xml · nonDerivative · entry 1

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC
LEVY JODYDirector
Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006190 · ownership.xml · derivative · entry 3

LEVY JODY · CIK 0001804749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,101

Underlying: Common Stock · 1,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on each of August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC
LEVY JODYDirector
Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006190 · ownership.xml · derivative · entry 2

LEVY JODY · CIK 0001804749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC
LEVY JODYDirector
Exercise / conversionCommon Stock, no par value 3,151 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006190 · ownership.xml · nonDerivative · entry 1

LEVY JODY · CIK 0001804749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006194 · ownership.xml · derivative · entry 3

Sanchez Perfecto · CIK 0001903977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,101

Underlying: Common Stock · 1,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006194 · ownership.xml · derivative · entry 2

Sanchez Perfecto · CIK 0001903977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:24 UTC Exercise / conversionCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006194 · ownership.xml · nonDerivative · entry 1

Sanchez Perfecto · CIK 0001903977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:17 UTC
Feldman Amy M.Sr. Exec VP of Sales
Exercise / conversionRestricted Stock Units · Derivative 2,022 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006191 · ownership.xml · derivative · entry 6

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,022

Underlying: Common Stock · 2,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. The remaining restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. The remaining restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. The remaining restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:17 UTC
Feldman Amy M.Sr. Exec VP of Sales
Tax withholdingCommon Stock, no par value 802 $19.18 $15,382.36
Disclosure

SEC source: 0001683168-24-006191 · ownership.xml · nonDerivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,221

F1 · kind: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:17 UTC
Feldman Amy M.Sr. Exec VP of Sales
Exercise / conversionCommon Stock, no par value 2,022 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006191 · ownership.xml · nonDerivative · entry 1

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006189 · ownership.xml · derivative · entry 3

Dalto Juan Carlos · CIK 0001925054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,101

Underlying: Common Stock · 1,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006189 · ownership.xml · derivative · entry 2

Dalto Juan Carlos · CIK 0001925054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:03 UTC Exercise / conversionCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006189 · ownership.xml · nonDerivative · entry 1

Dalto Juan Carlos · CIK 0001925054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 22:48 UTC GrantPhantom Stock · Derivative 3,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-006195 · ownership.xml · derivative · entry 6

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,391

Underlying: Common Stock · 3,151 shares

Expires not disclosed

F4 · derivative.exercise_price: In connection with the vesting on August 31, 2024 of RSUs previously granted to the Reporting Person, the Reporting Person's receipt of 3,151 shares of common stock was deferred resulting in the Reporting Person's receipt instead of 3,151 shares of phantom stock pursuant to the Director Plan. The Reporting Person is therefore reporting the disposition of 3,151 RSUs in exchange for an equal number of shares of phantom stock.

F6 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock.

F6 · price: Each share of phantom stock represents a right to receive one share of common stock.

F7 · derivative.exercise_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F7 · derivative.expiration_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 22:48 UTC Disposition to issuerRestricted Stock Units · Derivative 1,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-006195 · ownership.xml · derivative · entry 4

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,101

Underlying: Common Stock · 1,551 shares

Expires not disclosed

F4 · derivative.exercise_price: In connection with the vesting on August 31, 2024 of RSUs previously granted to the Reporting Person, the Reporting Person's receipt of 3,151 shares of common stock was deferred resulting in the Reporting Person's receipt instead of 3,151 shares of phantom stock pursuant to the Director Plan. The Reporting Person is therefore reporting the disposition of 3,151 RSUs in exchange for an equal number of shares of phantom stock.

F5 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F5 · price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F5 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F5 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2024 Filed Sep 4, 2024 22:48 UTC Disposition to issuerRestricted Stock Units · Derivative 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-006195 · ownership.xml · derivative · entry 3

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F4 · derivative.exercise_price: In connection with the vesting on August 31, 2024 of RSUs previously granted to the Reporting Person, the Reporting Person's receipt of 3,151 shares of common stock was deferred resulting in the Reporting Person's receipt instead of 3,151 shares of phantom stock pursuant to the Director Plan. The Reporting Person is therefore reporting the disposition of 3,151 RSUs in exchange for an equal number of shares of phantom stock.

F3 · price: Each RSU has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F3 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F3 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

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August 31, 2024 Filed Sep 4, 2024 22:47 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006188 · ownership.xml · derivative · entry 7

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. The remaining restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement or upon applicability of certain exemptions under the Stockholders' Agreement.

F7 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. The remaining restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement or upon applicability of certain exemptions under the Stockholders' Agreement.

F7 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. The remaining restricted stock units will vest on August 31, 2025, contingent on the Reporting Person's continued service on the vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement or upon applicability of certain exemptions under the Stockholders' Agreement.

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August 31, 2024 Filed Sep 4, 2024 22:47 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
Exercise / conversionCommon Stock, no par value 13,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006188 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,109,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes 286,337 shares of restricted stock, inclusive of the 13,333 shares reported, which are issuable upon receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach or violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement") or upon applicability of certain exemptions under the Stockholders' Agreement.

F1 · balance_after: Includes 286,337 shares of restricted stock, inclusive of the 13,333 shares reported, which are issuable upon receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach or violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement") or upon applicability of certain exemptions under the Stockholders' Agreement.

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August 31, 2024 Filed Sep 4, 2024 22:45 UTC Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006193 · ownership.xml · derivative · entry 3

McWhorter Dorri · CIK 0001817049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,101

Underlying: Common Stock · 1,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2024 Filed Sep 4, 2024 22:45 UTC Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006193 · ownership.xml · derivative · entry 2

McWhorter Dorri · CIK 0001817049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

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August 31, 2024 Filed Sep 4, 2024 22:45 UTC Exercise / conversionCommon Stock, no par value 3,151 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006193 · ownership.xml · nonDerivative · entry 1

McWhorter Dorri · CIK 0001817049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 31, 2024 Filed Sep 4, 2024 22:12 UTC
SIKAR POLDirector
Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006184 · ownership.xml · derivative · entry 3

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,101

Underlying: Common Stock · 1,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

F2 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. Of such RSUs, 1,551 will vest on August 31, 2025 and 1,550 will vest on August 31, 2026, contingent on the Reporting Person's continued service as a Director on each applicable vesting date.

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August 31, 2024 Filed Sep 4, 2024 22:12 UTC
SIKAR POLDirector
Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006184 · ownership.xml · derivative · entry 2

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") has a value equal to one share of common stock. The remaining RSUs will vest on August 31, 2025, contingent on the Reporting Person's continued service as a Director on the vesting date.

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August 31, 2024 Filed Sep 4, 2024 22:12 UTC
SIKAR POLDirector
Exercise / conversionCommon Stock, no par value 3,151 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006184 · ownership.xml · nonDerivative · entry 1

SIKAR POL · CIK 0001288051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 30, 2024 Filed Sep 3, 2024 23:50 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 20,000 $19.13 $382,600.00
Disclosure

SEC source: 0001683168-24-006156 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,090,133

F3 · ownership.nature: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $18.90 and $19.89, inclusive.

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August 29, 2024 Filed Sep 3, 2024 23:50 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 15,000 $18.19 $272,850.00
Disclosure

SEC source: 0001683168-24-006156 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,110,133

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $17.99 and $18.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (2) and (3) to this Form 4.

F2 · ownership.nature: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $19.05 and $20.04, inclusive.

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August 16, 2024 Filed Aug 19, 2024 18:27 UTC SaleCommon Stock, no par value 5,546 $18.91 $104,874.86
Disclosure

SEC source: 0001683168-24-005891 · ownership.xml · nonDerivative · entry 1

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,546

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.85 to $18.95 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 16, 2024 Filed Aug 20, 2024 14:05 UTC
Feldman Amy M.Sr. Exec VP of Sales
SaleCommon Stock, no par value 426 $18.79 $8,004.67
Disclosure

SEC source: 0001683168-24-005922 · ownership.xml · nonDerivative · entry 7

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 18,104

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August 16, 2024 Filed Aug 20, 2024 14:05 UTC
Feldman Amy M.Sr. Exec VP of Sales
SaleCommon Stock, no par value 500 $18.77 $9,385.55
Disclosure

SEC source: 0001683168-24-005922 · ownership.xml · nonDerivative · entry 6

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 18,530

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August 16, 2024 Filed Aug 20, 2024 14:05 UTC
Feldman Amy M.Sr. Exec VP of Sales
SaleCommon Stock, no par value 1,462 $18.69 $27,325.51
Disclosure

SEC source: 0001683168-24-005922 · ownership.xml · nonDerivative · entry 5

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 19,030

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August 16, 2024 Filed Aug 20, 2024 14:05 UTC
Feldman Amy M.Sr. Exec VP of Sales
SaleCommon Stock, no par value 733 $18.62 $13,649.41
Disclosure

SEC source: 0001683168-24-005922 · ownership.xml · nonDerivative · entry 4

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 20,492

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August 16, 2024 Filed Aug 20, 2024 14:05 UTC
Feldman Amy M.Sr. Exec VP of Sales
SaleCommon Stock, no par value 501 $18.62 $9,328.67
Disclosure

SEC source: 0001683168-24-005922 · ownership.xml · nonDerivative · entry 3

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 21,225

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August 16, 2024 Filed Aug 20, 2024 14:05 UTC
Feldman Amy M.Sr. Exec VP of Sales
SaleCommon Stock, no par value 536 $18.41 $9,868.89
Disclosure

SEC source: 0001683168-24-005922 · ownership.xml · nonDerivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 21,726

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August 16, 2024 Filed Aug 20, 2024 14:05 UTC
Feldman Amy M.Sr. Exec VP of Sales
SaleCommon Stock, no par value 8,790 $18.53 $162,888.37
Disclosure

SEC source: 0001683168-24-005922 · ownership.xml · nonDerivative · entry 1

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 22,262

F1 · ownership.nature: All shares previously owned directly by the Reporting Person were contributed to the Amy Feldman Trust of which Reporting Person is the sole trustee.

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August 12, 2024 Filed Sep 4, 2024 22:48 UTC GrantPhantom Stock · Derivative 1,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-006195 · ownership.xml · derivative · entry 5

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,240

Underlying: Common Stock · 1,785 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the vesting on August 12, 2024 of RSUs previously granted to the Reporting Person, the Reporting Person's receipt of 1,785 shares of common stock was deferred resulting in the Reporting Person's receipt instead of 1,785 shares of phantom stock pursuant to the Company's Non-Employee Director Equity and Deferred Compensation Plan (the "Director Plan"). The Reporting Person is therefore reporting the disposition of 1,785 RSUs in exchange for an equal number of shares of phantom stock.

F6 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock.

F6 · price: Each share of phantom stock represents a right to receive one share of common stock.

F7 · derivative.exercise_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F7 · derivative.expiration_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

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August 12, 2024 Filed Sep 4, 2024 22:48 UTC Disposition to issuerRestricted Stock Units · Derivative 1,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-006195 · ownership.xml · derivative · entry 2

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs.

F2 · derivative.exercise_price: In connection with the vesting on August 12, 2024 of RSUs previously granted to the Reporting Person, the Reporting Person's receipt of 1,785 shares of common stock was deferred resulting in the Reporting Person's receipt instead of 1,785 shares of phantom stock pursuant to the Company's Non-Employee Director Equity and Deferred Compensation Plan (the "Director Plan"). The Reporting Person is therefore reporting the disposition of 1,785 RSUs in exchange for an equal number of shares of phantom stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs.

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July 24, 2024 Filed Jul 25, 2024 01:35 UTC
SMOLYANSKY LUDMILAMember of 10% owner group
SaleCommon Stock, no par value 14,620 $12.30 $179,826.00
Disclosure

SEC source: 0001683168-24-005053 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Member of 10% owner group

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,125,133

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $11.96 and $12.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.