Tapewire

Nasdaq · USD

LVO

LiveOne, Inc.

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7199
SEC CIK
0001491419
Parsed reports
222

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 17, 2020 13:00 UTC
QUARTIERI MICHAELCFO, EVP & Secretary
PurchaseCommon Stock, $0.001 par value 19,255 $2.90 $55,806.77
Disclosure

SEC source: 0001213900-20-043186 · ownership.xml · nonDerivative · entry 1

QUARTIERI MICHAEL · CIK 0001441431 · CFO, EVP & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.83 to $2.95, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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December 14, 2020 Filed Dec 16, 2020 20:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 3,600 $2.93 $10,550.88
Disclosure

SEC source: 0001213900-20-043129 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565,066

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $3.02, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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December 11, 2020 Filed Dec 14, 2020 09:23 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,800 $2.70 $4,860.00
Disclosure

SEC source: 0001213900-20-042426 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561,466

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.82, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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December 10, 2020 Filed Dec 14, 2020 09:23 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 100 $2.60 $260.00
Disclosure

SEC source: 0001213900-20-042426 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559,666

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:51 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 3,300 $2.53 $8,337.12
Disclosure

SEC source: 0001213900-20-042123 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559,566

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:51 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 400 $2.53 $1,012.00
Disclosure

SEC source: 0001213900-20-042123 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,266

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.54 to $2.50, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 10:02 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,400 $2.41 $3,372.04
Disclosure

SEC source: 0001213900-20-041240 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555,866

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 10:02 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 400 $2.36 $944.00
Disclosure

SEC source: 0001213900-20-041240 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,466

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.35 to $2.39, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 20:38 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,000 $2.43 $2,429.50
Disclosure

SEC source: 0001213900-20-040863 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,066

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.42 to $2.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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December 01, 2020 Filed Dec 3, 2020 20:38 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,400 $2.56 $3,578.96
Disclosure

SEC source: 0001213900-20-040863 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,553,066

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.55 to $2.58, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
November 30, 2020 Filed Nov 30, 2020 20:30 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,800 $2.51 $7,036.12
Disclosure

SEC source: 0001213900-20-040080 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,666

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.46 to $2.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 20:30 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,700 $2.49 $6,711.12
Disclosure

SEC source: 0001213900-20-040080 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,866

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.48 to $2.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 20:30 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 3,500 $2.23 $7,802.90
Disclosure

SEC source: 0001213900-20-040080 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,166

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.18 to $2.39, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 21:07 UTC PurchaseCommon Stock, $0.001 par value 2,500 $2.40 $5,991.00
Disclosure

SEC source: 0001213900-20-039952 · ownership.xml · nonDerivative · entry 2

Baker Bridget · CIK 0001584004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
November 25, 2020 Filed Nov 30, 2020 21:07 UTC PurchaseCommon Stock, $0.001 par value 2,500 $2.35 $5,887.25
Disclosure

SEC source: 0001213900-20-039952 · ownership.xml · nonDerivative · entry 1

Baker Bridget · CIK 0001584004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
November 24, 2020 Filed Nov 25, 2020 08:58 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 4,300 $2.26 $9,726.17
Disclosure

SEC source: 0001213900-20-039223 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,666

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.22 to $2.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 08:58 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 9,567 $2.18 $20,835.97
Disclosure

SEC source: 0001213900-20-039223 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,538,366

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.07 to $2.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 08:58 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 5,000 $2.15 $10,736.00
Disclosure

SEC source: 0001213900-20-039223 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528,799

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.13 to $2.16, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 08:30 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 16,653 $1.99 $33,221.07
Disclosure

SEC source: 0001213900-20-038647 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523,799

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.93 to $2.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

Read SEC document
November 20, 2020 Filed Dec 3, 2020 13:01 UTC
BEBEL MICHAEL JSenior EVP
Exercise / conversionRestricted Stock Units · Derivative 41,690 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-040616 · ownership.xml · derivative · entry 3

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,445

Underlying: Common Stock, $0.001 par value · 41,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of January 28, 2019 (the "EA"), and collectively vested as of November 1, 2020. Each vested RSU was settled by the Issuer in November 2020 by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission on February 8, 2019.

F2 · derivative.expiration_date: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of January 28, 2019 (the "EA"), and collectively vested as of November 1, 2020. Each vested RSU was settled by the Issuer in November 2020 by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission on February 8, 2019.

Read SEC document
November 20, 2020 Filed Dec 3, 2020 13:01 UTC
BEBEL MICHAEL JSenior EVP
OtherCommon Stock, $0.001 par value 13,929 $1.98 $27,579.42
Disclosure

SEC source: 0001213900-20-040616 · ownership.xml · nonDerivative · entry 2

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,699

F3 · shares: On November 20, 2020, these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnote 2. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

F3 · price: On November 20, 2020, these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnote 2. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.

Read SEC document
November 20, 2020 Filed Dec 3, 2020 13:01 UTC
BEBEL MICHAEL JSenior EVP
Exercise / conversionCommon Stock, $0.001 par value 41,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-040616 · ownership.xml · nonDerivative · entry 1

BEBEL MICHAEL J · CIK 0001248062 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 08:30 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 17,200 $1.89 $32,568.20
Disclosure

SEC source: 0001213900-20-038647 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507,146

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.84 to $1.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 08:30 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 10,000 $1.88 $18,766.00
Disclosure

SEC source: 0001213900-20-038647 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,946

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.865 to $1.97, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
September 22, 2020 Filed Sep 25, 2020 13:29 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,000 $2.83 $2,833.00
Disclosure

SEC source: 0001213900-20-028400 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,946

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.72 to $2.92, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 13:50 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 900 $2.98 $2,678.04
Disclosure

SEC source: 0001213900-20-027794 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,946

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.95 to $3.03, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 13:50 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,905 $2.86 $5,447.16
Disclosure

SEC source: 0001213900-20-027794 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,046

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.79 to $3.07, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
September 17, 2020 Filed Sep 22, 2020 13:50 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,595 $2.74 $4,374.61
Disclosure

SEC source: 0001213900-20-027794 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,141

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.8602, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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September 16, 2020 Filed Sep 17, 2020 10:18 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,000 $2.72 $5,446.00
Disclosure

SEC source: 0001213900-20-027062 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,546

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.78, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 10:18 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 700 $2.66 $1,865.43
Disclosure

SEC source: 0001213900-20-027062 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,546

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.6482 to $2.68, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 10:44 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,600 $2.64 $6,862.96
Disclosure

SEC source: 0001213900-20-026586 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,846

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.69, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 10:44 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 400 $2.60 $1,041.64
Disclosure

SEC source: 0001213900-20-026586 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469,246

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.5988 to $2.62, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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September 10, 2020 Filed Sep 11, 2020 20:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 3,500 $2.59 $9,073.05
Disclosure

SEC source: 0001213900-20-026311 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,468,846

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.54 to $2.65, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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September 09, 2020 Filed Sep 11, 2020 20:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,400 $2.56 $3,581.06
Disclosure

SEC source: 0001213900-20-026311 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,346

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.60, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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September 08, 2020 Filed Sep 9, 2020 08:31 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 6,300 $2.48 $15,602.58
Disclosure

SEC source: 0001213900-20-025730 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,946

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.35 to $2.558, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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September 04, 2020 Filed Sep 9, 2020 08:31 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,100 $2.34 $4,906.02
Disclosure

SEC source: 0001213900-20-025730 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457,646

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.26 to $2.42, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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September 03, 2020 Filed Sep 4, 2020 21:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,500 $2.31 $5,784.00
Disclosure

SEC source: 0001213900-20-025488 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455,546

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.31 to $2.34, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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September 02, 2020 Filed Sep 4, 2020 21:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,300 $2.67 $6,132.03
Disclosure

SEC source: 0001213900-20-025488 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453,046

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.7593, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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September 02, 2020 Filed Sep 4, 2020 21:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 10,000 $2.52 $25,200.00
Disclosure

SEC source: 0001213900-20-025488 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,746

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September 01, 2020 Filed Sep 2, 2020 08:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,000 $2.72 $5,447.00
Disclosure

SEC source: 0001213900-20-024923 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440,746

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 to $2.76, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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August 31, 2020 Filed Sep 2, 2020 08:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 400 $2.74 $1,097.00
Disclosure

SEC source: 0001213900-20-024923 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438,746

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.74 to $2.75, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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August 27, 2020 Filed Aug 31, 2020 20:30 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,400 $2.68 $3,754.52
Disclosure

SEC source: 0001213900-20-024653 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438,346

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.67 to $2.80, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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August 26, 2020 Filed Aug 27, 2020 10:56 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 900 $2.92 $2,626.02
Disclosure

SEC source: 0001213900-20-023952 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436,946

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.94, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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August 25, 2020 Filed Aug 27, 2020 10:56 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,100 $2.76 $5,803.98
Disclosure

SEC source: 0001213900-20-023952 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436,046

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.73 to $2.79, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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August 24, 2020 Filed Aug 25, 2020 08:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 3,300 $2.83 $9,342.96
Disclosure

SEC source: 0001213900-20-023562 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433,946

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.745 to $2.88, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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August 21, 2020 Filed Aug 24, 2020 20:34 UTC PurchaseCommon Stock, $0.001 par value 10,000 $2.80 $28,000.00
Disclosure

SEC source: 0001213900-20-023479 · ownership.xml · nonDerivative · entry 2

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 850,186

F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust").

F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.

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August 21, 2020 Filed Aug 25, 2020 08:00 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 2,200 $2.92 $6,413.44
Disclosure

SEC source: 0001213900-20-023562 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,646

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.89 to $2.95, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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August 20, 2020 Filed Aug 21, 2020 08:08 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 3,300 $2.91 $9,616.20
Disclosure

SEC source: 0001213900-20-023183 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428,446

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $2.98, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

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August 20, 2020 Filed Aug 24, 2020 20:34 UTC PurchaseCommon Stock, $0.001 par value 1,961 $2.90 $5,686.90
Disclosure

SEC source: 0001213900-20-023479 · ownership.xml · nonDerivative · entry 1

Krigsman Jay E. · CIK 0001480034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 840,186

F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust").

F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.

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August 19, 2020 Filed Aug 21, 2020 08:08 UTC
ELLIN ROBERT SDirector · CEO & Chairman · 10% owner
PurchaseCommon Stock, $0.001 par value 1,900 $2.96 $5,619.06
Disclosure

SEC source: 0001213900-20-023183 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425,146

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.99, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.