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LUVU

Luvu Brands, Inc.

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Tapewire entity
8492
SEC CIK
0001374567
Parsed reports
30

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 19, 2024 17:24 UTC
Knauf Christopher AlbertChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 200,000 Not disclosed Strike: $0.08 Not disclosed
Disclosure

SEC source: 0001654954-24-009158 · section16.xml · derivative · entry 2

Knauf Christopher Albert · CIK 0001701018 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-07-01

F1 · security: The stock options vest in equal annual increments over 4 years, subject to continued service as an executive officer on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
April 01, 2024 Filed Jul 19, 2024 17:24 UTC
Knauf Christopher AlbertChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 200,000 Not disclosed Strike: $0.08 Not disclosed
Disclosure

SEC source: 0001654954-24-009158 · section16.xml · derivative · entry 1

Knauf Christopher Albert · CIK 0001701018 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-04-01

F1 · security: The stock options vest in equal annual increments over 4 years, subject to continued service as an executive officer on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 19:58 UTC
Scott Martin PChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001654954-23-011605 · section16.xml · derivative · entry 1

Scott Martin P · CIK 0001306996 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The incentive stock options were issued pursuant to the Issuer's 2015 Equity Incentive Plan. The incentive stock options vest and are exercisable at 50% per year, the initial 50% one year from the Transaction Date unless otherwise accelerated, subject to continued employment with the Company on each applicable vesting date.

F1 · derivative.expiration_date: The incentive stock options were issued pursuant to the Issuer's 2015 Equity Incentive Plan. The incentive stock options vest and are exercisable at 50% per year, the initial 50% one year from the Transaction Date unless otherwise accelerated, subject to continued employment with the Company on each applicable vesting date.

Read SEC document
November 28, 2022 Filed Nov 28, 2022 16:04 UTC
FRIEDMAN LOUIS SDirector · CEO and President · 10% owner
Exercise / conversionCommon Stock Options (right to buy) · Derivative 200,000 $0.03 Strike: $0.28 $5,600.00
Disclosure

SEC source: 0001654954-22-015788 · section16.xml · derivative · entry 2

FRIEDMAN LOUIS S · CIK 0001096571 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 28, 2022 16:04 UTC
FRIEDMAN LOUIS SDirector · CEO and President · 10% owner
Exercise / conversionCommon Stock 200,000 $0.03 $5,600.00
Disclosure

SEC source: 0001654954-22-015788 · section16.xml · nonDerivative · entry 1

FRIEDMAN LOUIS S · CIK 0001096571 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,097,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 28, 2022 16:02 UTC Exercise / conversionCommon Stock Options (Right to Buy) · Derivative 125,000 $0.03 Strike: $0.03 $3,500.00
Disclosure

SEC source: 0001654954-22-015787 · section16.xml · derivative · entry 2

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 28, 2022 16:02 UTC Exercise / conversionCommon Stock 125,000 $0.03 $3,500.00
Disclosure

SEC source: 0001654954-22-015787 · section16.xml · nonDerivative · entry 1

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 09:31 UTC
Scott Ronald PDirector · CFO and Secretary
Exercise / conversionCommon Stock Options (right to buy) · Derivative 125,000 $0.03 Strike: $0.03 $3,500.00
Disclosure

SEC source: 0001654954-22-005601 · section16.xml · derivative · entry 3

Scott Ronald P · CIK 0001468695 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 125,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 09:31 UTC
Scott Ronald PDirector · CFO and Secretary
Tax withholdingCommon Stock 20,161 $0.17 $3,508.01
Disclosure

SEC source: 0001654954-22-005601 · section16.xml · nonDerivative · entry 2

Scott Ronald P · CIK 0001468695 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,783

F1 · shares: Reflects 20,161 shares withheld by Issuer at the market price of $0.1736 per share to fund the cashless exercise of 125,000 options at an exercise price of $0.028 per share.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 09:31 UTC
Scott Ronald PDirector · CFO and Secretary
Exercise / conversionCommon Stock 125,000 $0.03 $3,500.00
Disclosure

SEC source: 0001654954-22-005601 · section16.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC
FRIEDMAN LOUIS SDirector · CEO and President · 10% owner
Exercise / conversionCommon Stock Options (right to buy) · Derivative 300,000 $0.03 Strike: $0.03 $9,900.00
Disclosure

SEC source: 0001654954-22-001955 · section16.xml · derivative · entry 3

FRIEDMAN LOUIS S · CIK 0001096571 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2022-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC
FRIEDMAN LOUIS SDirector · CEO and President · 10% owner
Tax withholdingCommon Stock 47,143 $0.21 $9,900.03
Disclosure

SEC source: 0001654954-22-001955 · section16.xml · nonDerivative · entry 2

FRIEDMAN LOUIS S · CIK 0001096571 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,897,233

F1 · shares: Reflects 47,143 shares withheld by the Issuer at the market price of $0.21 per share to fund the exercise of 300,000 shares of common stock at an exercise price of $0.033 per share.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC
FRIEDMAN LOUIS SDirector · CEO and President · 10% owner
Exercise / conversionCommon Stock 300,000 $0.03 $9,900.00
Disclosure

SEC source: 0001654954-22-001955 · section16.xml · nonDerivative · entry 1

FRIEDMAN LOUIS S · CIK 0001096571 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,944,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC
Scott Ronald PDirector · CFO and Secretary
Exercise / conversionCommon Stock Options (right to buy) · Derivative 200,000 $0.03 Strike: $0.03 $6,000.00
Disclosure

SEC source: 0001654954-22-001954 · section16.xml · derivative · entry 3

Scott Ronald P · CIK 0001468695 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC
Scott Ronald PDirector · CFO and Secretary
Tax withholdingCommon Stock 28,572 $0.21 $6,000.12
Disclosure

SEC source: 0001654954-22-001954 · section16.xml · nonDerivative · entry 2

Scott Ronald P · CIK 0001468695 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,944

F1 · shares: Reflects 28,572 shares withheld by Issuer at the market price of $0.21 per share to fund the cashless exercise of 200,000 options at an exercise price of $0.03 per share.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC
Scott Ronald PDirector · CFO and Secretary
Exercise / conversionCommon Stock 200,000 $0.03 $6,000.00
Disclosure

SEC source: 0001654954-22-001954 · section16.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC Exercise / conversionCommon Stock Options (Right to Buy) · Derivative 200,000 $0.03 Strike: $0.03 $6,000.00
Disclosure

SEC source: 0001654954-22-001956 · section16.xml · derivative · entry 3

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC Tax withholdingCommon Stock 28,572 $0.21 $6,000.12
Disclosure

SEC source: 0001654954-22-001956 · section16.xml · nonDerivative · entry 2

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,428

F1 · shares: Reflects 28,572 shares withheld by the Issuer at the market price of $0.21 per share to fund the cashless exercise of 200,000 options at an exercise price of $0.03 per share.

Read SEC document
February 10, 2022 Filed Feb 23, 2022 14:34 UTC Exercise / conversionCommon Stock 200,000 $0.03 $6,000.00
Disclosure

SEC source: 0001654954-22-001956 · section16.xml · nonDerivative · entry 1

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 14:40 UTC
FRIEDMAN LOUIS SDirector · President & CEO
Exercise / conversionCommon Stock Option · Derivative 500,000 $0.01 Strike: $0.01 $6,900.00
Disclosure

SEC source: 0001017386-20-000512 · friedman_aug2018form5.xml · derivative · entry 2

FRIEDMAN LOUIS S · CIK 0001096571 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2020-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 14:40 UTC
FRIEDMAN LOUIS SDirector · President & CEO
Exercise / conversion500,000 500,000 $0.01 $6,900.00
Disclosure

SEC source: 0001017386-20-000512 · friedman_aug2018form5.xml · nonDerivative · entry 1

FRIEDMAN LOUIS S · CIK 0001096571 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,644,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 14:39 UTC Exercise / conversionCommon Stock Option · Derivative 300,000 $0.01 Strike: $0.01 $3,750.00
Disclosure

SEC source: 0001017386-20-000511 · vogelman_aug2018form5.xml · derivative · entry 2

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2020-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 14:39 UTC Exercise / conversionCommon Stock 300,000 $0.01 $3,750.00
Disclosure

SEC source: 0001017386-20-000511 · vogelman_aug2018form5.xml · nonDerivative · entry 1

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 14:39 UTC
Scott Ronald PDirector · CFO
Exercise / conversionCommon Stock Options · Derivative 300,000 $0.01 Strike: $0.01 $3,750.00
Disclosure

SEC source: 0001017386-20-000510 · scott_feb2018-form4.xml · derivative · entry 2

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 300,000 shares

Expires 2020-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 14:39 UTC
Scott Ronald PDirector · CFO
Exercise / conversionCommon Stock 300,000 $0.01 $3,750.00
Disclosure

SEC source: 0001017386-20-000510 · scott_feb2018-form4.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 13:38 UTC
Scott Ronald PDirector · CFO
PurchaseCommon Stock 15,000 $0.04 $525.00
Disclosure

SEC source: 0001017386-19-000069 · scott_feb2018-form4.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,516

Read SEC document
November 26, 2018 Filed Dec 6, 2018 10:53 UTC Amendment
Scott Ronald PDirector · CFO
PurchaseCommon Stock 10,000 $0.04 $353.00
Disclosure

SEC source: 0001017386-18-000372 · scott_dec2018-form4.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,516

Read SEC document
November 26, 2018 Filed Dec 6, 2018 08:00 UTC
Scott Ronald PDirector · CFO
PurchaseCommon Stock 1,000 $0.04 $35.30
Disclosure

SEC source: 0001017386-18-000371 · scott_dec2018-form4.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,516

Read SEC document
July 23, 2018 Filed Jul 23, 2018 15:27 UTC
Scott Ronald PDirector · CFO
PurchaseCommon Stock 10,000 $0.04 $443.00
Disclosure

SEC source: 0001017386-18-000155 · scott_feb2018-form4.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,516

Read SEC document
April 12, 2018 Filed Apr 13, 2018 09:45 UTC
Scott Ronald PDirector · CFO
PurchaseCommon Stock 10,000 $0.05 $500.00
Disclosure

SEC source: 0001017386-18-000081 · scott_apr2018-form4.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,516

Read SEC document
February 16, 2018 Filed Feb 21, 2018 17:10 UTC
Scott Ronald PDirector · CFO
PurchaseCommon Stock 10,000 $0.03 $300.00
Disclosure

SEC source: 0001017386-18-000047 · scott_feb2018-form4.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,516

Read SEC document
December 14, 2017 Filed Dec 15, 2017 14:58 UTC
Scott Ronald PDirector · CFO
PurchaseCommon Stock 20,000 $0.05 $1,000.00
Disclosure

SEC source: 0001017386-17-000250 · scott_dec2017-form4.xml · nonDerivative · entry 2

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,516

Read SEC document
December 11, 2017 Filed Aug 3, 2018 15:07 UTC
FRIEDMAN LOUIS SDirector · President & CEO
GrantCommon Stock Option · Derivative 200,000 $0.03 Strike: $0.03 $5,600.00
Disclosure

SEC source: 0001017386-18-000176 · friedman_aug2018form5.xml · derivative · entry 1

FRIEDMAN LOUIS S · CIK 0001096571 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 200,000 shares

Expires 2022-12-11

F1 · shares: Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 16b-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 12/11/2018.

Read SEC document
December 11, 2017 Filed Aug 3, 2018 15:05 UTC GrantCommon Stock Option · Derivative 125,000 $0.03 Strike: $0.03 $3,500.00
Disclosure

SEC source: 0001017386-18-000174 · vogelman_aug2018form5.xml · derivative · entry 2

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,000

Underlying: Common Stock · 125,000 shares

Expires 2022-12-11

F2 · shares: Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 16b-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 12/11/2018.

Read SEC document
December 11, 2017 Filed Aug 3, 2018 15:05 UTC
Scott Ronald PDirector · CFO & Secretary
GrantCommon Stock Option · Derivative 125,000 $0.03 Strike: $0.03 $3,500.00
Disclosure

SEC source: 0001017386-18-000175 · scott_aug2017form5.xml · derivative · entry 2

Scott Ronald P · CIK 0001468695 · Director · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,000

Underlying: Common Stock · 125,000 shares

Expires 2022-12-11

F2 · shares: Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 16b-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 12/11/2018.

Read SEC document
November 29, 2017 Filed Dec 15, 2017 14:58 UTC
Scott Ronald PDirector · CFO
PurchaseCommon Stock 10,000 $0.03 $300.00
Disclosure

SEC source: 0001017386-17-000250 · scott_dec2017-form4.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,516

Read SEC document
October 12, 2017 Filed Aug 3, 2018 15:05 UTC OtherCommon Stock Option · Derivative 200,000 $0.06 Strike: $0.06 $12,000.00
Disclosure

SEC source: 0001017386-18-000174 · vogelman_aug2018form5.xml · derivative · entry 1

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2017-10-12

F1 · shares: Common Stock Option Expired

Read SEC document
October 12, 2017 Filed Aug 3, 2018 15:05 UTC
Scott Ronald PDirector · CFO & Secretary
OtherCommon Stock Option · Derivative 400,000 $0.06 Strike: $0.06 $24,000.00
Disclosure

SEC source: 0001017386-18-000175 · scott_aug2017form5.xml · derivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2017-10-12

F1 · shares: Common stock option expired.

Read SEC document
February 13, 2017 Filed Sep 19, 2017 11:12 UTC
FRIEDMAN LOUIS SDirector · President & CEO
GrantCommon Stock Option · Derivative 300,000 $0.03 Strike: $0.03 $9,900.00
Disclosure

SEC source: 0001017386-17-000206 · friedman_aug2017form5.xml · derivative · entry 1

FRIEDMAN LOUIS S · CIK 0001096571 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 300,000 shares

Expires 2022-02-13

F1 · shares: Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 166-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 2/13/2018.

Read SEC document
February 13, 2017 Filed Sep 19, 2017 11:11 UTC GrantCommon Stock Option · Derivative 200,000 $0.03 Strike: $0.03 $6,000.00
Disclosure

SEC source: 0001017386-17-000205 · vogelman_aug2017form5.xml · derivative · entry 2

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 300,000 shares

Expires 2022-02-13

F2 · shares: Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 16b-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 2/13/2018.

Read SEC document
February 13, 2017 Filed Sep 19, 2017 11:10 UTC
Scott Ronald PDirector · CFO & Secretary
GrantCommon Stock Option · Derivative 200,000 $0.03 Strike: $0.03 $6,000.00
Disclosure

SEC source: 0001017386-17-000204 · scott_aug2017form5.xml · derivative · entry 4

Scott Ronald P · CIK 0001468695 · Director · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Common Stock · 200,000 shares

Expires 2022-02-13

F2 · shares: Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 16b-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 2/13/2018.

Read SEC document
December 03, 2016 Filed Sep 19, 2017 11:11 UTC OtherCommon Stock Option · Derivative 100,000 $0.16 Strike: $0.18 $16,000.00
Disclosure

SEC source: 0001017386-17-000205 · vogelman_aug2017form5.xml · derivative · entry 1

Vogelman Leslie · CIK 0001468704 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2016-12-03

F1 · shares: Common Stock Option Expired

Read SEC document
December 03, 2016 Filed Sep 19, 2017 11:10 UTC
Scott Ronald PDirector · CFO & Secretary
OtherCommon Stock Option · Derivative 200,000 $0.16 Strike: $16.00 $32,000.00
Disclosure

SEC source: 0001017386-17-000204 · scott_aug2017form5.xml · derivative · entry 3

Scott Ronald P · CIK 0001468695 · Director · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2016-12-03

F1 · shares: Common stock option expired.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 16:23 UTC
FRIEDMAN LOUIS SDirector · President & CEO
OtherCommon Stock 2,000,000 $0.05 $100,000.00
Disclosure

SEC source: 0001017386-16-000600 · friedman_nov2016form4.xml · nonDerivative · entry 1

FRIEDMAN LOUIS S · CIK 0001096571 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,144,376

Read SEC document
August 29, 2016 Filed Sep 19, 2017 11:10 UTC
Scott Ronald PDirector · CFO & Secretary
PurchaseCommon Stock 10,000 $0.17 $1,740.00
Disclosure

SEC source: 0001017386-17-000204 · scott_aug2017form5.xml · nonDerivative · entry 2

Scott Ronald P · CIK 0001468695 · Director · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,516

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August 29, 2016 Filed Sep 19, 2017 11:10 UTC
Scott Ronald PDirector · CFO & Secretary
PurchaseCommon Stock 30,000 $0.02 $585.00
Disclosure

SEC source: 0001017386-17-000204 · scott_aug2017form5.xml · nonDerivative · entry 1

Scott Ronald P · CIK 0001468695 · Director · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.