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Nasdaq · USD

LUNG

Pulmonx Corp

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Tapewire entity
2359
SEC CIK
0001127537
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 2026015
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2021 Filed Dec 4, 2021 00:08 UTC Amendment
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 19,941 $42.19 $841,310.79
Disclosure

SEC source: 0001209191-21-067997 · doc4a.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,884

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.85 to $42.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2021 Filed Dec 4, 2021 00:08 UTC Amendment
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 5,059 $41.01 $207,469.59
Disclosure

SEC source: 0001209191-21-067997 · doc4a.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,825

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.71 to $41.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2021 Filed Dec 4, 2021 00:08 UTC Amendment
French Glendon E. IIIDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $2.20 $22,000.00
Disclosure

SEC source: 0001209191-21-067997 · doc4a.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:19 UTC
Rose Geoffrey BeranChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 49,428 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-21-034061 · doc4.xml · derivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,428 shares

Expires 2025-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:19 UTC
Rose Geoffrey BeranChief Commercial Officer
Exercise / conversionCommon Stock 49,428 $1.40 $69,199.20
Disclosure

SEC source: 0001209191-21-034061 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 11, 2021 22:58 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1 $42.51 $42.51
Disclosure

SEC source: 0001209191-21-031854 · doc4.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,673

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
May 10, 2021 Filed May 11, 2021 22:58 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 118 $42.25 $4,985.50
Disclosure

SEC source: 0001209191-21-031854 · doc4.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
May 10, 2021 Filed May 11, 2021 22:58 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 900 $41.47 $37,323.00
Disclosure

SEC source: 0001209191-21-031854 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,792

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.02 to $41.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 10, 2021 Filed May 11, 2021 22:58 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 3,778 $40.47 $152,895.66
Disclosure

SEC source: 0001209191-21-031854 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,692

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 21:26 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 4,797 $43.24 $207,422.28
Disclosure

SEC source: 0001209191-21-027833 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,470

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.83 to $43.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:03 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,000 $43.70 $43,700.00
Disclosure

SEC source: 0001209191-21-026985 · doc4.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,571

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Glendon E. French III Children's Irrevocable Trust on December 15, 2020.

F5 · ownership.nature: The shares are directly held by the Glendon E. French III Children's Irrevocable Trust dated 11-17-98 for which the Reporting Person is a trustee.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:03 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 5,011 $44.21 $221,536.31
Disclosure

SEC source: 0001209191-21-026985 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,884

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.13 to $44.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:03 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 19,989 $43.64 $872,319.96
Disclosure

SEC source: 0001209191-21-026985 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,895

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.12 to $44.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 15, 2021 Filed Dec 3, 2021 23:46 UTC Amendment
French Glendon E. IIIDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001209191-21-067978 · doc4a.xml · derivative · entry 4

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,999

Underlying: Common Stock · 25,000 shares

Expires 2030-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 28, 2020, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
April 15, 2021 Filed Dec 3, 2021 23:46 UTC Amendment
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 5,011 $44.21 $221,536.31
Disclosure

SEC source: 0001209191-21-067978 · doc4a.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,884

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.13 to $44.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 15, 2021 Filed Dec 3, 2021 23:46 UTC Amendment
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 19,989 $43.64 $872,319.96
Disclosure

SEC source: 0001209191-21-067978 · doc4a.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,895

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.12 to $44.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 15, 2021 Filed Dec 3, 2021 23:46 UTC Amendment
French Glendon E. IIIDirector · President and CEO
Exercise / conversionCommon Stock 25,000 $2.20 $55,000.00
Disclosure

SEC source: 0001209191-21-067978 · doc4a.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2021 Filed Apr 6, 2021 23:40 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 600 $48.33 $28,998.00
Disclosure

SEC source: 0001209191-21-025747 · doc4.xml · nonDerivative · entry 5

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.305 to $48.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 06, 2021 Filed Apr 6, 2021 23:40 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 1,575 $47.79 $75,269.25
Disclosure

SEC source: 0001209191-21-025747 · doc4.xml · nonDerivative · entry 4

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,259

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.29 to $48.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 06, 2021 Filed Apr 6, 2021 23:40 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 2,825 $46.49 $131,334.25
Disclosure

SEC source: 0001209191-21-025747 · doc4.xml · nonDerivative · entry 3

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,834

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.162 to $46.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 20:20 UTC SaleCommon Stock 650,000 $43.60 $28,340,000.00
Disclosure

SEC source: 0001225208-21-006650 · doc4.xml · nonDerivative · entry 1

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,988,106

F1 · kind: These shares of the Issuer's common stock were sold in a block order at a price of $43.60.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 23:41 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 266 $48.46 $12,890.36
Disclosure

SEC source: 0001209191-21-025748 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,064

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.11 to $48.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 23:41 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 4,531 $47.59 $215,630.29
Disclosure

SEC source: 0001209191-21-025748 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,330

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.08 to $48.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 23:40 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 220 $48.56 $10,683.20
Disclosure

SEC source: 0001209191-21-025747 · doc4.xml · nonDerivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.435 to $48.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 23:40 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 4,780 $47.56 $227,336.80
Disclosure

SEC source: 0001209191-21-025747 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,879

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.08 to $48.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 01:05 UTC Amendment
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 319 $48.43 $15,449.17
Disclosure

SEC source: 0001209191-21-025997 · doc4a.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,267

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.09 to $48.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 01:05 UTC Amendment
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 4,478 $47.59 $213,108.02
Disclosure

SEC source: 0001209191-21-025997 · doc4a.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,586

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.08 to $48.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:24 UTC SaleCommon Stock 1,350,000 $40.80 $55,080,000.00
Disclosure

SEC source: 0001225208-21-006217 · doc4.xml · nonDerivative · entry 1

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,638,106

F1 · kind: These shares of the Issuer's common stock were sold in a block order at a price of $40.80.

Read SEC document
December 10, 2020 Filed Apr 8, 2021 22:11 UTC
Rose Geoffrey BeranChief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-21-026141 · doc5.xml · derivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,428

Underlying: Common Stock · 22,000 shares

Expires 2025-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
December 10, 2020 Filed Apr 8, 2021 22:11 UTC
Rose Geoffrey BeranChief Commercial Officer
Exercise / conversionCommon Stock 22,000 $1.40 $30,800.00
Disclosure

SEC source: 0001209191-21-026141 · doc5.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionSeries G-1 Preferred Stock · Derivative 2,081,909 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · derivative · entry 14

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,081,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionSeries F-1 Preferred Stock · Derivative 3,787,878 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · derivative · entry 13

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,787,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionSeries E-1 Preferred Stock · Derivative 6,215 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · derivative · entry 12

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionSeries D-1 Preferred Stock · Derivative 542 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · derivative · entry 11

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionSeries C-1 Preferred Stock · Derivative 23,180 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · derivative · entry 10

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionSeries B-1 Preferred Stock · Derivative 47,536 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · derivative · entry 9

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionSeries A-1 Preferred Stock · Derivative 40,705 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · derivative · entry 8

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionCommon Stock 542 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · nonDerivative · entry 7

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,988,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionCommon Stock 6,215 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · nonDerivative · entry 6

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionCommon Stock 23,180 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · nonDerivative · entry 5

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,981,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionCommon Stock 40,705 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · nonDerivative · entry 4

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,958,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionCommon Stock 47,536 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · nonDerivative · entry 3

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,917,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionCommon Stock 2,081,909 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · nonDerivative · entry 2

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,869,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:46 UTC ConversionCommon Stock 3,787,878 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012257 · doc4.xml · nonDerivative · entry 1

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,788,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 20:16 UTC ConversionSeries G-1 Preferred Stock · Derivative 3,030 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-014287 · wf-form4_160192897069111.xml · derivative · entry 13

FERRARI RICHARD M · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 20:16 UTC ConversionSeries E-1 Preferred Stock · Derivative 65,833 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-014287 · wf-form4_160192897069111.xml · derivative · entry 12

FERRARI RICHARD M · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 65,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are directly held by De Novo Ventures III Liquidating Trust ("De Novo"). The Reporting Person, along with Fred Dozier and Joseph Mandato, and Jay Watkins are the trustees of De Novo and exercise shares voting and dispositie control over the shares held by De Novo

Read SEC document
October 05, 2020 Filed Oct 5, 2020 20:16 UTC ConversionSeries D-1 Preferred Stock · Derivative 126,603 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-014287 · wf-form4_160192897069111.xml · derivative · entry 11

FERRARI RICHARD M · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 126,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are directly held by De Novo Ventures III Liquidating Trust ("De Novo"). The Reporting Person, along with Fred Dozier and Joseph Mandato, and Jay Watkins are the trustees of De Novo and exercise shares voting and dispositie control over the shares held by De Novo

Read SEC document
October 05, 2020 Filed Oct 5, 2020 20:16 UTC ConversionSeries C-1 Preferred Stock · Derivative 327,560 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-014287 · wf-form4_160192897069111.xml · derivative · entry 10

FERRARI RICHARD M · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 327,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are directly held by De Novo Ventures III Liquidating Trust ("De Novo"). The Reporting Person, along with Fred Dozier and Joseph Mandato, and Jay Watkins are the trustees of De Novo and exercise shares voting and dispositie control over the shares held by De Novo

Read SEC document
October 05, 2020 Filed Oct 5, 2020 20:16 UTC ConversionSeries B-1 Preferred Stock · Derivative 675,227 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-014287 · wf-form4_160192897069111.xml · derivative · entry 9

FERRARI RICHARD M · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 675,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are directly held by De Novo Ventures III Liquidating Trust ("De Novo"). The Reporting Person, along with Fred Dozier and Joseph Mandato, and Jay Watkins are the trustees of De Novo and exercise shares voting and dispositie control over the shares held by De Novo

Read SEC document
October 05, 2020 Filed Oct 5, 2020 20:16 UTC ConversionSeries A-1 Preferred Stock · Derivative 26,266 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-014287 · wf-form4_160192897069111.xml · derivative · entry 8

FERRARI RICHARD M · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 26,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are directly held by De Novo Ventures III Liquidating Trust ("De Novo"). The Reporting Person, along with Fred Dozier and Joseph Mandato, and Jay Watkins are the trustees of De Novo and exercise shares voting and dispositie control over the shares held by De Novo

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.