Tapewire

Nasdaq · USD

LUNG

Pulmonx Corp

Export transactions ↓
Tapewire entity
2359
SEC CIK
0001127537
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 2026015
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 17, 2021 22:42 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 7,000 $38.12 $266,840.00
Disclosure

SEC source: 0001209191-21-056727 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,814

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:58 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 383 $40.09 $15,354.47
Disclosure

SEC source: 0001209191-21-054861 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,803

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:55 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 355 $40.09 $14,231.95
Disclosure

SEC source: 0001209191-21-054860 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,814

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

F2 · balance_after: Includes 284 shares acquired by the reporting person under the Issuer's 2020 Employee Stock Purchase Plan on August 13, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:53 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 383 $40.09 $15,354.47
Disclosure

SEC source: 0001209191-21-054858 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,217

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:50 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,421 $40.09 $56,967.89
Disclosure

SEC source: 0001209191-21-054857 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,370

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:47 UTC GrantCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054851 · doc4.xml · nonDerivative · entry 1

Lynch Alissa Hsu · CIK 0001875681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest in three equal annual installments from the grant date of September 1, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:48 UTC GrantCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054854 · doc4.xml · nonDerivative · entry 1

Sullivan Tiffany · CIK 0001876368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest in three equal annual installments from the grant date of September 1, 2021.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 22:31 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 25,000 $36.63 $915,750.00
Disclosure

SEC source: 0001209191-21-053007 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181,791

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.34 to $37.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F5 · balance_after: Includes 57 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on August 13, 2021.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 22:31 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,000 $36.59 $36,590.00
Disclosure

SEC source: 0001209191-21-053007 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,571

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Glendon E. French III Children's Irrevocable Trust on December 15, 2020.

F2 · ownership.nature: The shares are directly held by the Glendon E. French III Children's Irrevocable Trust dated 11-17-98 for which the Reporting Person is a trustee.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 00:09 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 7,000 $36.71 $256,970.00
Disclosure

SEC source: 0001209191-21-052427 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,885

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.39 to $37.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:49 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 100 $39.24 $3,924.00
Disclosure

SEC source: 0001209191-21-047262 · doc4.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,885

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:49 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 6,142 $38.86 $238,678.12
Disclosure

SEC source: 0001209191-21-047262 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,985

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.20 to $39.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:49 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 758 $37.57 $28,478.06
Disclosure

SEC source: 0001209191-21-047262 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,127

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.14 to $38.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:48 UTC
French Glendon E. IIIDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,375 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001209191-21-047261 · doc4.xml · derivative · entry 8

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,249

Underlying: Common Stock · 4,375 shares

Expires 2030-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 28, 2020, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:48 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 807 $38.90 $31,392.30
Disclosure

SEC source: 0001209191-21-047261 · doc4.xml · nonDerivative · entry 7

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,571

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Glendon E. French III Children's Irrevocable Trust on December 15, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.75 to $39.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F5 · ownership.nature: The shares are directly held by the Glendon E. French III Children's Irrevocable Trust dated 11-17-98 for which the Reporting Person is a trustee.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:48 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 100 $38.20 $3,820.00
Disclosure

SEC source: 0001209191-21-047261 · doc4.xml · nonDerivative · entry 6

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,378

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Glendon E. French III Children's Irrevocable Trust on December 15, 2020.

F5 · ownership.nature: The shares are directly held by the Glendon E. French III Children's Irrevocable Trust dated 11-17-98 for which the Reporting Person is a trustee.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:48 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 93 $37.53 $3,490.29
Disclosure

SEC source: 0001209191-21-047261 · doc4.xml · nonDerivative · entry 5

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,478

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Glendon E. French III Children's Irrevocable Trust on December 15, 2020.

F5 · ownership.nature: The shares are directly held by the Glendon E. French III Children's Irrevocable Trust dated 11-17-98 for which the Reporting Person is a trustee.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:48 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 12,500 $38.73 $484,125.00
Disclosure

SEC source: 0001209191-21-047261 · doc4.xml · nonDerivative · entry 4

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,734

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:48 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 11,163 $38.86 $433,794.18
Disclosure

SEC source: 0001209191-21-047261 · doc4.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,234

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.20 to $39.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:48 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,337 $37.61 $50,284.57
Disclosure

SEC source: 0001209191-21-047261 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,397

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.14 to $38.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:48 UTC
French Glendon E. IIIDirector · President and CEO
Exercise / conversionCommon Stock 4,375 $2.20 $9,625.00
Disclosure

SEC source: 0001209191-21-047261 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:10 UTC SaleCommon Stock 2,500,000 $37.45 $93,625,000.00
Disclosure

SEC source: 0001225208-21-010646 · doc4.xml · nonDerivative · entry 1

BOSTON SCIENTIFIC CORP · CIK 0000885725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,106

F1 · kind: These shares of the Issuer's common stock were sold in a block order at a price of $37.45.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 23:21 UTC PurchaseCommon Stock 2,500 $40.00 $100,000.00
Disclosure

SEC source: 0001209191-21-046602 · doc4.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,532

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2021.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 21:33 UTC PurchaseCommon Stock 2,222 $44.12 $98,034.64
Disclosure

SEC source: 0001209191-21-043518 · doc4.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,032

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.68 to $44.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 22:26 UTC
French Glendon E. IIIDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,375 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001209191-21-042216 · doc4.xml · derivative · entry 5

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,624

Underlying: Common Stock · 4,375 shares

Expires 2030-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 28, 2020, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 22:26 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,000 $42.68 $42,680.00
Disclosure

SEC source: 0001209191-21-042216 · doc4.xml · nonDerivative · entry 4

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,571

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Glendon E. French III Children's Irrevocable Trust on December 15, 2020.

F5 · ownership.nature: The shares are directly held by the Glendon E. French III Children's Irrevocable Trust dated 11-17-98 for which the Reporting Person is a trustee.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 22:26 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 4,929 $43.47 $214,263.63
Disclosure

SEC source: 0001209191-21-042216 · doc4.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227,359

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.27 to $43.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 22:26 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 20,071 $42.83 $859,640.93
Disclosure

SEC source: 0001209191-21-042216 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.27 to $43.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 22:26 UTC
French Glendon E. IIIDirector · President and CEO
Exercise / conversionCommon Stock 4,375 $2.20 $9,625.00
Disclosure

SEC source: 0001209191-21-042216 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:12 UTC GrantCommon Stock 2,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040067 · doc4.xml · nonDerivative · entry 1

FERRARI RICHARD M · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,997

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:24 UTC
Sung DerrickChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 39,900 $0.00 Strike: $43.40 $0.00
Disclosure

SEC source: 0001209191-21-040077 · doc4.xml · derivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,900

Underlying: Common Stock · 39,900 shares

Expires 2031-05-31

F3 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:24 UTC
Sung DerrickChief Financial Officer
GrantCommon Stock 17,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040077 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,186

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on June 1, 2021.

F2 · balance_after: Includes 1,927 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on May 24, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:22 UTC
Rose Geoffrey BeranChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 39,900 $0.00 Strike: $43.40 $0.00
Disclosure

SEC source: 0001209191-21-040076 · doc4.xml · derivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,900

Underlying: Common Stock · 39,900 shares

Expires 2031-05-31

F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:22 UTC
Rose Geoffrey BeranChief Commercial Officer
GrantCommon Stock 17,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040076 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,885

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:20 UTC GrantCommon Stock 2,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040074 · doc4.xml · nonDerivative · entry 1

Melenikiotou Georgia · CIK 0001817552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:18 UTC GrantCommon Stock 2,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040072 · doc4.xml · nonDerivative · entry 1

Mead Dana G Jr. · CIK 0001222358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,125

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:15 UTC
French Glendon E. IIIDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 103,700 $0.00 Strike: $43.40 $0.00
Disclosure

SEC source: 0001209191-21-040070 · doc4.xml · derivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,700

Underlying: Common Stock · 103,700 shares

Expires 2031-05-31

F4 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:15 UTC
French Glendon E. IIIDirector · President and CEO
GrantCommon Stock 45,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040070 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247,984

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on June 1, 2021.

F2 · balance_after: Includes 2,500 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on May 24, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:16 UTC
Lehman David AaronGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 39,900 $0.00 Strike: $43.40 $0.00
Disclosure

SEC source: 0001209191-21-040071 · doc4.xml · derivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,900

Underlying: Common Stock · 39,900 shares

Expires 2031-05-31

F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:16 UTC
Lehman David AaronGeneral Counsel
GrantCommon Stock 17,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040071 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:14 UTC GrantCommon Stock 2,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040068 · doc4.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 12, 2021 00:10 UTC GrantCommon Stock 2,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040066 · doc4.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021.

Read SEC document
May 24, 2021 Filed May 25, 2021 21:18 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 400 $41.55 $16,620.00
Disclosure

SEC source: 0001209191-21-035741 · doc4.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,285

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
May 24, 2021 Filed May 25, 2021 21:18 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 10 $41.52 $415.20
Disclosure

SEC source: 0001209191-21-035741 · doc4.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,685

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
May 24, 2021 Filed May 25, 2021 21:18 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 24 $41.49 $995.76
Disclosure

SEC source: 0001209191-21-035741 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,695

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
May 24, 2021 Filed May 25, 2021 21:18 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 4,363 $40.81 $178,054.03
Disclosure

SEC source: 0001209191-21-035741 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,719

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.42 to $41.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 1,981 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on May 24, 2021.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:25 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,000 $40.75 $40,750.00
Disclosure

SEC source: 0001209191-21-035021 · doc4.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,571

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Glendon E. French III Children's Irrevocable Trust on December 15, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.54 to $41.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F6 · ownership.nature: The shares are directly held by the Glendon E. French III Children's Irrevocable Trust dated 11-17-98 for which the Reporting Person is a trustee.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:25 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 19,941 $42.19 $841,310.79
Disclosure

SEC source: 0001209191-21-035021 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199,884

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.85 to $42.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:25 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 5,059 $41.01 $207,469.59
Disclosure

SEC source: 0001209191-21-035021 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,825

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.71 to $41.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2021 Filed Dec 4, 2021 00:08 UTC Amendment
French Glendon E. IIIDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001209191-21-067997 · doc4a.xml · derivative · entry 4

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,999

Underlying: Common Stock · 10,000 shares

Expires 2030-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 28, 2020, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.