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Nasdaq · USD

LUNG

Pulmonx Corp

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Tapewire entity
2359
SEC CIK
0001127537
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 2026015
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 4, 2023 00:09 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 458 $11.03 $5,051.74
Disclosure

SEC source: 0001209191-23-016025 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,288

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:02 UTC
Rose Geoffrey BeranChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 54,000 $0.00 Strike: $11.48 $0.00
Disclosure

SEC source: 0001209191-23-016021 · doc4.xml · derivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2033-02-28

F5 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:02 UTC
Rose Geoffrey BeranChief Commercial Officer
GrantCommon Stock 78,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016021 · doc4.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,893

F4 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:02 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 769 $11.03 $8,482.07
Disclosure

SEC source: 0001209191-23-016021 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,993

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:02 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 437 $11.03 $4,820.11
Disclosure

SEC source: 0001209191-23-016021 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,762

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

F2 · balance_after: Includes 1,162 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on February 15, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:00 UTC
Lehman David AaronGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 81,000 $0.00 Strike: $11.48 $0.00
Disclosure

SEC source: 0001209191-23-016003 · doc4.xml · derivative · entry 4

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 81,000 shares

Expires 2033-02-28

F4 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:00 UTC
Lehman David AaronGeneral Counsel
GrantCommon Stock 118,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016003 · doc4.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,196

F3 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:00 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 806 $11.03 $8,890.18
Disclosure

SEC source: 0001209191-23-016003 · doc4.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,896

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:00 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 458 $11.03 $5,051.74
Disclosure

SEC source: 0001209191-23-016003 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,702

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:58 UTC
French Glendon E. IIIDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 356,300 $0.00 Strike: $11.48 $0.00
Disclosure

SEC source: 0001209191-23-016000 · doc4.xml · derivative · entry 4

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,300

Underlying: Common Stock · 356,300 shares

Expires 2033-02-28

F5 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:58 UTC
French Glendon E. IIIDirector · President and CEO
GrantCommon Stock 173,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016000 · doc4.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,080

F4 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:58 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,711 $11.03 $18,872.33
Disclosure

SEC source: 0001209191-23-016000 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,580

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:58 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,184 $11.03 $13,059.52
Disclosure

SEC source: 0001209191-23-016000 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,291

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

F2 · balance_after: Includes 1,162 shares acquired by the reporting person under the Issuer's 2020 Employee Stock Purchase Plan on February 15, 2023.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:01 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 2,195 $5.93 $13,016.35
Disclosure

SEC source: 0001209191-22-059855 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,313

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:01 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,436 $5.93 $8,515.48
Disclosure

SEC source: 0001209191-22-059855 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036,508

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:00 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 682 $5.93 $4,044.26
Disclosure

SEC source: 0001209191-22-059854 · doc4.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,160

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:00 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 387 $5.93 $2,294.91
Disclosure

SEC source: 0001209191-22-059854 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,842

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:58 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 673 $5.93 $3,990.89
Disclosure

SEC source: 0001209191-22-059852 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,037

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:58 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 382 $5.93 $2,265.26
Disclosure

SEC source: 0001209191-22-059852 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,710

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:35 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 682 $5.93 $4,044.26
Disclosure

SEC source: 0001209191-22-059842 · doc4.xml · nonDerivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,746

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:35 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 387 $5.93 $2,294.91
Disclosure

SEC source: 0001209191-22-059842 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,428

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 22:33 UTC PurchaseCommon Stock 1,700 $5.51 $9,367.00
Disclosure

SEC source: 0001209191-22-059221 · doc4.xml · nonDerivative · entry 1

Lynch Alissa Hsu · CIK 0001875681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,910

Read SEC document
November 14, 2022 Filed Nov 15, 2022 01:06 UTC
Sung DerrickChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001209191-22-056872 · doc4.xml · derivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 10,000 shares

Expires 2030-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 28, 2020, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 01:06 UTC
Sung DerrickChief Financial Officer
Exercise / conversionCommon Stock 10,000 $2.20 $22,000.00
Disclosure

SEC source: 0001209191-22-056872 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 01:04 UTC
French Glendon E. IIIDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001209191-22-056871 · doc4.xml · derivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,249

Underlying: Common Stock · 10,000 shares

Expires 2030-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 28, 2020, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 01:04 UTC
French Glendon E. IIIDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $2.20 $22,000.00
Disclosure

SEC source: 0001209191-22-056871 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 23:02 UTC PurchaseCommon Stock 100 $5.29 $529.00
Disclosure

SEC source: 0001209191-22-056449 · doc4.xml · nonDerivative · entry 2

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,035

Read SEC document
November 08, 2022 Filed Nov 10, 2022 23:02 UTC PurchaseCommon Stock 5,338 $5.31 $28,344.78
Disclosure

SEC source: 0001209191-22-056449 · doc4.xml · nonDerivative · entry 1

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,935

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:23 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 25,000 $20.00 $500,000.00
Disclosure

SEC source: 0001209191-22-050572 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,944

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:53 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 690 $17.87 $12,330.30
Disclosure

SEC source: 0001209191-22-048783 · doc4.xml · nonDerivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,815

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:53 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 392 $17.87 $7,005.04
Disclosure

SEC source: 0001209191-22-048783 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,505

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:52 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 655 $17.90 $11,724.50
Disclosure

SEC source: 0001209191-22-048782 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,092

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:52 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 372 $17.87 $6,647.64
Disclosure

SEC source: 0001209191-22-048782 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,747

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

F2 · balance_after: Includes 1 share acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on August 15, 2022.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:51 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 690 $17.88 $12,337.20
Disclosure

SEC source: 0001209191-22-048781 · doc4.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,229

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:51 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 392 $17.89 $7,012.88
Disclosure

SEC source: 0001209191-22-048781 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,919

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:50 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,926 $17.87 $34,417.62
Disclosure

SEC source: 0001209191-22-048780 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,944

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:50 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,014 $17.87 $18,120.18
Disclosure

SEC source: 0001209191-22-048780 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054,870

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:45 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 50,000 $20.59 $1,029,500.00
Disclosure

SEC source: 0001209191-22-047057 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,884

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.02 to $21.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 890 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on August 15, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:17 UTC GrantCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034327 · doc4.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,410

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2022, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:16 UTC GrantCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034324 · doc4.xml · nonDerivative · entry 1

Melenikiotou Georgia · CIK 0001817552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,725

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2022, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:14 UTC GrantCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034321 · doc4.xml · nonDerivative · entry 1

Mead Dana G Jr. · CIK 0001222358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,725

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2022, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:12 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 645 $18.05 $11,642.25
Disclosure

SEC source: 0001209191-22-034317 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,118

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:12 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 366 $18.05 $6,606.30
Disclosure

SEC source: 0001209191-22-034317 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:07 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 679 $18.05 $12,255.95
Disclosure

SEC source: 0001209191-22-034310 · doc4.xml · nonDerivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,897

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:07 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 386 $18.05 $6,967.30
Disclosure

SEC source: 0001209191-22-034310 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,576

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

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June 01, 2022 Filed Jun 3, 2022 22:04 UTC GrantCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034300 · doc4.xml · nonDerivative · entry 1

Sullivan Tiffany · CIK 0001876368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,210

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2022, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 01, 2022 Filed Jun 3, 2022 22:02 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,525 $18.05 $27,526.25
Disclosure

SEC source: 0001209191-22-034297 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,994

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

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June 01, 2022 Filed Jun 3, 2022 22:02 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 998 $18.05 $18,013.90
Disclosure

SEC source: 0001209191-22-034297 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106,519

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

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June 01, 2022 Filed Jun 3, 2022 21:57 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 679 $18.05 $12,255.95
Disclosure

SEC source: 0001209191-22-034288 · doc4.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,311

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

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June 01, 2022 Filed Jun 3, 2022 21:57 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 386 $18.05 $6,967.30
Disclosure

SEC source: 0001209191-22-034288 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,990

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.