Tapewire

Nasdaq · USD

LUNG

Pulmonx Corp

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Tapewire entity
2359
SEC CIK
0001127537
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 2026015
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2023 Filed Dec 5, 2023 22:44 UTC
McKune JohnInterim CFO
GrantCommon Stock 7,233 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057510 · doc4.xml · nonDerivative · entry 4

McKune John · CIK 0001650427 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,647

F4 · shares: Represents grant of the RSUs payable solely in common stock of the Issuer that will become fully vested on December 1, 2024.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:44 UTC
McKune JohnInterim CFO
SaleCommon Stock 585 $10.34 $6,048.90
Disclosure

SEC source: 0001209191-23-057510 · doc4.xml · nonDerivative · entry 3

McKune John · CIK 0001650427 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,414

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:44 UTC
McKune JohnInterim CFO
SaleCommon Stock 222 $10.34 $2,295.48
Disclosure

SEC source: 0001209191-23-057510 · doc4.xml · nonDerivative · entry 2

McKune John · CIK 0001650427 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,999

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:44 UTC
McKune JohnInterim CFO
SaleCommon Stock 135 $10.33 $1,394.55
Disclosure

SEC source: 0001209191-23-057510 · doc4.xml · nonDerivative · entry 1

McKune John · CIK 0001650427 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,221

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:42 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 2,700 $10.34 $27,918.00
Disclosure

SEC source: 0001209191-23-057508 · doc4.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,839

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:42 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 707 $10.34 $7,310.38
Disclosure

SEC source: 0001209191-23-057508 · doc4.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,539

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:42 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 402 $10.33 $4,152.66
Disclosure

SEC source: 0001209191-23-057508 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,246

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:41 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 4,045 $10.34 $41,825.30
Disclosure

SEC source: 0001209191-23-057506 · doc4.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,161,344

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:41 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,591 $10.34 $16,450.94
Disclosure

SEC source: 0001209191-23-057506 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,165,389

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:41 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,040 $10.34 $10,753.60
Disclosure

SEC source: 0001209191-23-057506 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,166,980

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 23:14 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,184 $10.60 $12,550.40
Disclosure

SEC source: 0001209191-23-056719 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,469

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 22:20 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,184 $8.35 $9,886.40
Disclosure

SEC source: 0001209191-23-053594 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,653

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 22:15 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,184 $10.51 $12,443.84
Disclosure

SEC source: 0001209191-23-050608 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 251,837

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:07 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 3,120 $10.00 $31,200.00
Disclosure

SEC source: 0001209191-23-048516 · doc4.xml · nonDerivative · entry 3

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,041

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:07 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 701 $10.01 $7,017.01
Disclosure

SEC source: 0001209191-23-048516 · doc4.xml · nonDerivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,161

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:07 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 398 $10.01 $3,983.98
Disclosure

SEC source: 0001209191-23-048516 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,862

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:03 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,759 $10.01 $17,607.59
Disclosure

SEC source: 0001209191-23-048511 · doc4.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,021

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:03 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 691 $10.01 $6,916.91
Disclosure

SEC source: 0001209191-23-048511 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,780

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:03 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 393 $10.01 $3,933.93
Disclosure

SEC source: 0001209191-23-048511 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,471

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:52 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 2,673 $10.01 $26,756.73
Disclosure

SEC source: 0001209191-23-048493 · doc4.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,648

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:52 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 701 $10.01 $7,017.01
Disclosure

SEC source: 0001209191-23-048493 · doc4.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,321

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:52 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 398 $10.01 $3,983.98
Disclosure

SEC source: 0001209191-23-048493 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,022

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:50 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 3,921 $10.01 $39,249.21
Disclosure

SEC source: 0001209191-23-048487 · doc4.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,168,020

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:50 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,575 $10.01 $15,765.75
Disclosure

SEC source: 0001209191-23-048487 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,171,941

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:50 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,031 $10.01 $10,320.31
Disclosure

SEC source: 0001209191-23-048487 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,173,516

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 21:40 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,184 $10.54 $12,479.36
Disclosure

SEC source: 0001209191-23-047388 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 255,864

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 22:30 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 15,000 $12.68 $190,200.00
Disclosure

SEC source: 0001209191-23-043254 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,174,547

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.56 to $13.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:08 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 10,000 $12.68 $126,800.00
Disclosure

SEC source: 0001209191-23-038576 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,189,547

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.52 to $12.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:29 UTC GrantCommon Stock 12,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033986 · doc4.xml · nonDerivative · entry 1

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,655

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2023, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:51 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 3,122 $11.49 $35,871.78
Disclosure

SEC source: 0001209191-23-034010 · doc4.xml · nonDerivative · entry 3

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,260

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:51 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 701 $11.49 $8,054.49
Disclosure

SEC source: 0001209191-23-034010 · doc4.xml · nonDerivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,382

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:51 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 399 $11.48 $4,580.52
Disclosure

SEC source: 0001209191-23-034010 · doc4.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,083

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:48 UTC GrantCommon Stock 12,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034008 · doc4.xml · nonDerivative · entry 1

Sullivan Tiffany · CIK 0001876368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,830

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2023, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:47 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,760 $11.48 $20,204.80
Disclosure

SEC source: 0001209191-23-034007 · doc4.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,048

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:47 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 692 $11.48 $7,944.16
Disclosure

SEC source: 0001209191-23-034007 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,808

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:47 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 393 $11.48 $4,511.64
Disclosure

SEC source: 0001209191-23-034007 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,500

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:45 UTC GrantCommon Stock 12,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034006 · doc4.xml · nonDerivative · entry 1

Melenikiotou Georgia · CIK 0001817552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,345

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2023, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:42 UTC GrantCommon Stock 12,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034003 · doc4.xml · nonDerivative · entry 1

Lynch Alissa Hsu · CIK 0001875681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,530

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2023, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:40 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 2,676 $11.48 $30,720.48
Disclosure

SEC source: 0001209191-23-034001 · doc4.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,420

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:40 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 701 $11.48 $8,047.48
Disclosure

SEC source: 0001209191-23-034001 · doc4.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,096

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:40 UTC
Lehman David AaronGeneral Counsel
SaleCommon Stock 399 $11.48 $4,580.52
Disclosure

SEC source: 0001209191-23-034001 · doc4.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,797

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:38 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 3,924 $11.48 $45,047.52
Disclosure

SEC source: 0001209191-23-033999 · doc4.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,199,547

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:38 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,577 $11.48 $18,103.96
Disclosure

SEC source: 0001209191-23-033999 · doc4.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,203,471

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:38 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 1,032 $11.49 $11,857.68
Disclosure

SEC source: 0001209191-23-033999 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,205,048

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 22:31 UTC GrantCommon Stock 12,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033988 · doc4.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,752

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2023, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 01, 2023 Filed Jun 2, 2023 22:27 UTC GrantCommon Stock 12,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033983 · doc4.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,030

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2023, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 01, 2023 Filed Jun 2, 2023 22:24 UTC GrantCommon Stock 12,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033981 · doc4.xml · nonDerivative · entry 1

Mead Dana G Jr. · CIK 0001222358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,345

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 1, 2023, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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March 01, 2023 Filed Mar 4, 2023 00:09 UTC
Sung DerrickChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 94,500 $0.00 Strike: $11.48 $0.00
Disclosure

SEC source: 0001209191-23-016025 · doc4.xml · derivative · entry 4

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,500

Underlying: Common Stock · 94,500 shares

Expires 2033-02-28

F4 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2023.

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March 01, 2023 Filed Mar 4, 2023 00:09 UTC
Sung DerrickChief Financial Officer
GrantCommon Stock 138,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016025 · doc4.xml · nonDerivative · entry 3

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,482

F3 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2023.

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March 01, 2023 Filed Mar 4, 2023 00:09 UTC
Sung DerrickChief Financial Officer
SaleCommon Stock 806 $11.03 $8,890.18
Disclosure

SEC source: 0001209191-23-016025 · doc4.xml · nonDerivative · entry 2

Sung Derrick · CIK 0001670118 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,482

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.