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Nasdaq · USD

LUNG

Pulmonx Corp

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Tapewire entity
2359
SEC CIK
0001127537
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 2026015
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2024 Filed Jun 5, 2024 21:59 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,744 $6.97 $19,125.68
Disclosure

SEC source: 0001415889-24-015634 · form4-06052024_090644.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,716

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:59 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 719 $6.97 $5,011.43
Disclosure

SEC source: 0001415889-24-015634 · form4-06052024_090644.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,460

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:59 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 409 $6.97 $2,850.73
Disclosure

SEC source: 0001415889-24-015634 · form4-06052024_090644.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,179

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:58 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,510 $6.97 $10,524.70
Disclosure

SEC source: 0001415889-24-015632 · form4-06052024_090634.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,203

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:58 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,724 $6.97 $12,016.28
Disclosure

SEC source: 0001415889-24-015632 · form4-06052024_090634.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,713

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:58 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 678 $6.97 $4,725.66
Disclosure

SEC source: 0001415889-24-015632 · form4-06052024_090634.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,437

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:58 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 385 $6.97 $2,683.45
Disclosure

SEC source: 0001415889-24-015632 · form4-06052024_090634.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,115

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:51 UTC GrantCommon Stock 15,216 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015625 · form4-06052024_090656.xml · nonDerivative · entry 1

Mead Dana G Jr. · CIK 0001222358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,561

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 3, 2024, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:56 UTC GrantCommon Stock 15,216 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015628 · form4-06052024_090637.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131,974

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 3, 2024, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:49 UTC GrantCommon Stock 15,216 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015623 · form4-06052024_090612.xml · nonDerivative · entry 1

Melenikiotou Georgia · CIK 0001817552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,561

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 3, 2024, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:07 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,184 $8.71 $10,312.64
Disclosure

SEC source: 0001415889-24-014373 · form4-05232024_100518.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,500

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

Read SEC document
May 06, 2024 Filed May 7, 2024 21:44 UTC
Joshi MehulChief Financial Officer & PAO
GrantEmployee Stock Option (right to buy) · Derivative 241,409 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001415889-24-012499 · form4-05072024_090522.xml · derivative · entry 2

Joshi Mehul · CIK 0001939602 · Chief Financial Officer & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,409

Underlying: Common Stock · 241,409 shares

Expires 2034-05-05

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 3, 2025, and the remainder vests in equal monthly installments over the subsequent three-year period.

Read SEC document
May 06, 2024 Filed May 7, 2024 21:44 UTC
Joshi MehulChief Financial Officer & PAO
GrantCommon Stock 125,870 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012499 · form4-05072024_090522.xml · nonDerivative · entry 1

Joshi Mehul · CIK 0001939602 · Chief Financial Officer & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,870

F1 · shares: Represents grant of Restricted Stock Units award payable solely in common stock of the Issuer that vest in accordance with the following schedule: 25% vests on March 3, 2025, and the remainder of the award vests in equal quarterly installments over the subsequent three-year period.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 22:14 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,184 $7.49 $8,868.16
Disclosure

SEC source: 0001415889-24-011468 · form4-04242024_100440.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,684

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 21:53 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,184 $9.36 $11,082.24
Disclosure

SEC source: 0001415889-24-009142 · form4-03262024_090353.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 307,868

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:21 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
GrantEmployee Stock Option (right to buy) · Derivative 425,116 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001415889-24-008639 · form4-03192024_100303.xml · derivative · entry 2

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,116

Underlying: Common Stock · 425,116 shares

Expires 2034-03-14

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 3, 2025, and the remainder vests in equal monthly installments over the subsequent three-year period.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:21 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
GrantCommon Stock 205,286 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008639 · form4-03192024_100303.xml · nonDerivative · entry 1

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,286

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest in accordance with the following schedule: 25% vests on March 3, 2025, and the remainder of the award vests in equal quarterly installments over the subsequent three-year period.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 69,100 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001415889-24-006846 · form4-03052024_110331.xml · derivative · entry 5

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,100

Underlying: Common Stock · 69,100 shares

Expires 2034-02-28

F5 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
GrantCommon Stock 34,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006846 · form4-03052024_110331.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,452

F4 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,916 $9.06 $17,358.96
Disclosure

SEC source: 0001415889-24-006846 · form4-03052024_110331.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,952

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 753 $9.06 $6,822.18
Disclosure

SEC source: 0001415889-24-006846 · form4-03052024_110331.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,868

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 428 $9.06 $3,877.68
Disclosure

SEC source: 0001415889-24-006846 · form4-03052024_110331.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,621

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:20 UTC
McKune JohnINTERIM CFO
GrantEmployee Stock Option (right to buy) · Derivative 28,800 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001415889-24-006843 · form4-03052024_110310.xml · derivative · entry 5

McKune John · CIK 0001650427 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2034-02-28

F6 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:20 UTC
McKune JohnINTERIM CFO
GrantCommon Stock 14,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006843 · form4-03052024_110310.xml · nonDerivative · entry 4

McKune John · CIK 0001650427 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,810

F5 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:20 UTC
McKune JohnINTERIM CFO
SaleCommon Stock 669 $9.06 $6,061.14
Disclosure

SEC source: 0001415889-24-006843 · form4-03052024_110310.xml · nonDerivative · entry 3

McKune John · CIK 0001650427 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,410

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:20 UTC
McKune JohnINTERIM CFO
SaleCommon Stock 254 $9.06 $2,301.24
Disclosure

SEC source: 0001415889-24-006843 · form4-03052024_110310.xml · nonDerivative · entry 2

McKune John · CIK 0001650427 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,079

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:20 UTC
McKune JohnINTERIM CFO
SaleCommon Stock 155 $9.06 $1,404.30
Disclosure

SEC source: 0001415889-24-006843 · form4-03052024_110310.xml · nonDerivative · entry 1

McKune John · CIK 0001650427 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,333

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

F2 · balance_after: Includes 841 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on February 21, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:18 UTC
Lehman David AaronGENERAL COUNSEL
GrantEmployee Stock Option (right to buy) · Derivative 69,100 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001415889-24-006841 · form4-03052024_110357.xml · derivative · entry 5

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,100

Underlying: Common Stock · 69,100 shares

Expires 2034-02-28

F5 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:18 UTC
Lehman David AaronGENERAL COUNSEL
GrantCommon Stock 34,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006841 · form4-03052024_110357.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,988

F4 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:18 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,083 $9.06 $27,931.98
Disclosure

SEC source: 0001415889-24-006841 · form4-03052024_110357.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,488

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:18 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 809 $9.06 $7,329.54
Disclosure

SEC source: 0001415889-24-006841 · form4-03052024_110357.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,571

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:18 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 459 $9.06 $4,158.54
Disclosure

SEC source: 0001415889-24-006841 · form4-03052024_110357.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,380

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:15 UTC
French Glendon E. IIIDirector · PRESIDENT AND CEO
SaleCommon Stock 3,947 $9.06 $35,759.82
Disclosure

SEC source: 0001415889-24-006829 · form4-03052024_110301.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116,758

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:15 UTC
French Glendon E. IIIDirector · PRESIDENT AND CEO
SaleCommon Stock 1,818 $9.06 $16,471.08
Disclosure

SEC source: 0001415889-24-006829 · form4-03052024_110301.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,120,705

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:15 UTC
French Glendon E. IIIDirector · PRESIDENT AND CEO
SaleCommon Stock 1,189 $9.06 $10,772.34
Disclosure

SEC source: 0001415889-24-006829 · form4-03052024_110301.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,122,523

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

F2 · balance_after: Includes 2,368 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on February 21, 2024.

Read SEC document
March 01, 2024 Filed Mar 8, 2024 01:02 UTC Amendment
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 34,500 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001415889-24-007234 · form4a-03082024_010315.xml · derivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Common Stock · 34,500 shares

Expires 2034-02-28

F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 8, 2024 01:02 UTC Amendment
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
GrantCommon Stock 69,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007234 · form4a-03082024_010315.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,052

F1 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 8, 2024 00:57 UTC Amendment
McKune JohnINTERIM CFO
GrantEmployee Stock Option (right to buy) · Derivative 14,400 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001415889-24-007232 · form4a-03082024_120350.xml · derivative · entry 2

McKune John · CIK 0001650427 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Common Stock · 14,400 shares

Expires 2034-02-28

F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 8, 2024 00:57 UTC Amendment
McKune JohnINTERIM CFO
GrantCommon Stock 28,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007232 · form4a-03082024_120350.xml · nonDerivative · entry 1

McKune John · CIK 0001650427 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,210

F1 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 8, 2024 00:54 UTC Amendment
Lehman David AaronGENERAL COUNSEL
GrantEmployee Stock Option (right to buy) · Derivative 34,500 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001415889-24-007230 · form4a-03082024_120320.xml · derivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Common Stock · 34,500 shares

Expires 2034-02-28

F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 8, 2024 00:54 UTC Amendment
Lehman David AaronGENERAL COUNSEL
GrantCommon Stock 69,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007230 · form4a-03082024_120320.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,588

F1 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024.

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February 22, 2024 Filed Feb 26, 2024 23:23 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,184 $14.20 $16,812.80
Disclosure

SEC source: 0001415889-24-005309 · form4-02262024_110219.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 243,049

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

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February 15, 2024 Filed Feb 17, 2024 00:11 UTC
French Glendon E. IIIDirector · PRESIDENT AND CEO
SaleCommon Stock 20,000 $14.60 $292,000.00
Disclosure

SEC source: 0001415889-24-004241 · form4-02172024_120205.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,121,344

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.38 to $14.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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January 22, 2024 Filed Jan 24, 2024 22:41 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,184 $13.13 $15,545.92
Disclosure

SEC source: 0001415889-24-001766 · form4-01242024_100127.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 244,233

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

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January 18, 2024 Filed Jan 22, 2024 23:05 UTC
French Glendon E. IIIDirector · PRESIDENT AND CEO
SaleCommon Stock 10,000 $12.77 $127,700.00
Disclosure

SEC source: 0001415889-24-001651 · form4-01222024_110115.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,141,344

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.59 to $12.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 22, 2023 Filed Dec 27, 2023 21:19 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,184 $12.75 $15,096.00
Disclosure

SEC source: 0001209191-23-059779 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,417

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

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December 21, 2023 Filed Dec 22, 2023 23:12 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 10,000 $12.42 $124,200.00
Disclosure

SEC source: 0001209191-23-059614 · doc4.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,151,344

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.28 to $12.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 01, 2023 Filed Dec 5, 2023 22:46 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 1,774 $10.34 $18,343.16
Disclosure

SEC source: 0001209191-23-057512 · doc4.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,601

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

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December 01, 2023 Filed Dec 5, 2023 22:46 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 698 $10.34 $7,217.32
Disclosure

SEC source: 0001209191-23-057512 · doc4.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,375

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

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December 01, 2023 Filed Dec 5, 2023 22:46 UTC
Rose Geoffrey BeranChief Commercial Officer
SaleCommon Stock 396 $10.34 $4,094.64
Disclosure

SEC source: 0001209191-23-057512 · doc4.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,073

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.