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Nasdaq · USD

LUNG

Pulmonx Corp

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Tapewire entity
2359
SEC CIK
0001127537
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 2026015
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2025 Filed Jun 4, 2025 22:02 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 535 $3.14 $1,679.90
Disclosure

SEC source: 0001415889-25-015640 · form4-06042025_100644.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,961

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:00 UTC GrantCommon Stock 37,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015639 · form4-06042025_100633.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,910

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 2, 2025, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

F2 · balance_after: The total includes 15,789 shares previously reported as indirectly owned through Kelly A Florin Trust.

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June 02, 2025 Filed Jun 4, 2025 21:58 UTC GrantCommon Stock 37,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015636 · form4-06042025_090625.xml · nonDerivative · entry 1

Mead Dana G Jr. · CIK 0001222358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,714

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 2, 2025, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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March 20, 2025 Filed Mar 21, 2025 22:14 UTC SaleCommon Stock 20,000 $7.85 $157,000.00
Disclosure

SEC source: 0001415889-25-008792 · form4-03212025_100324.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 991,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.71 to $7.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:12 UTC
Joshi MehulChief Financial Officer & PAO
GrantCommon Stock 108,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007043 · form4-03052025_110357.xml · nonDerivative · entry 2

Joshi Mehul · CIK 0001939602 · Chief Financial Officer & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,986

F3 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:12 UTC
Joshi MehulChief Financial Officer & PAO
SaleCommon Stock 14,384 $7.12 $102,414.08
Disclosure

SEC source: 0001415889-25-007043 · form4-03052025_110357.xml · nonDerivative · entry 1

Joshi Mehul · CIK 0001939602 · Chief Financial Officer & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,986

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on May 6, 2024.

F2 · balance_after: Includes 2,500 shares acquired by the reporting person under the Issuer's 2020 Employee Stock Purchase Plan on February 21, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:04 UTC
Lehman David AaronGENERAL COUNSEL
GrantCommon Stock 108,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007039 · form4-03052025_110343.xml · nonDerivative · entry 6

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,496

F7 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:04 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 13,622 $7.97 $108,567.34
Disclosure

SEC source: 0001415889-25-007039 · form4-03052025_110343.xml · nonDerivative · entry 5

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,496

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2024.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.88 to $8.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:04 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,397 $7.14 $17,114.58
Disclosure

SEC source: 0001415889-25-007039 · form4-03052025_110343.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,118

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:04 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 4,490 $7.14 $32,058.60
Disclosure

SEC source: 0001415889-25-007039 · form4-03052025_110343.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,515

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:04 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 1,177 $7.14 $8,403.78
Disclosure

SEC source: 0001415889-25-007039 · form4-03052025_110343.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,005

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:04 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 669 $7.14 $4,776.66
Disclosure

SEC source: 0001415889-25-007039 · form4-03052025_110343.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,182

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:09 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
GrantEmployee Stock Option (right to buy) · Derivative 128,395 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0001415889-25-007042 · form4-03052025_110320.xml · derivative · entry 3

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,395

Underlying: Common Stock · 128,395 shares

Expires 2035-03-02

F4 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments from the grant date on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:09 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
GrantCommon Stock 181,696 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007042 · form4-03052025_110320.xml · nonDerivative · entry 2

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,038

F3 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:09 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
SaleCommon Stock 27,689 $7.14 $197,699.46
Disclosure

SEC source: 0001415889-25-007042 · form4-03052025_110320.xml · nonDerivative · entry 1

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,342

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 15, 2024.

F2 · balance_after: Includes 2,500 shares acquired by the reporting person under the Issuer's 2020 Employee Stock Purchase Plan on February 21, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:02 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
GrantCommon Stock 108,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007034 · form4-03052025_110324.xml · nonDerivative · entry 5

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,278

F5 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:02 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,017 $7.12 $14,361.04
Disclosure

SEC source: 0001415889-25-007034 · form4-03052025_110324.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,278

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:02 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,327 $7.14 $16,614.78
Disclosure

SEC source: 0001415889-25-007034 · form4-03052025_110324.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,295

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:02 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 915 $7.12 $6,514.80
Disclosure

SEC source: 0001415889-25-007034 · form4-03052025_110324.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,622

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:02 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 520 $7.12 $3,702.40
Disclosure

SEC source: 0001415889-25-007034 · form4-03052025_110324.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,537

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 22:50 UTC SaleCommon Stock 12,417 $8.76 $108,772.92
Disclosure

SEC source: 0001415889-25-005323 · form4-02242025_100254.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,011,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.60 to $9.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 22:50 UTC SaleCommon Stock 43,036 $8.14 $350,313.04
Disclosure

SEC source: 0001415889-25-005323 · form4-02242025_100254.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,024,391

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.60 to $8.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:59 UTC SaleCommon Stock 2,221 $6.50 $14,436.50
Disclosure

SEC source: 0001415889-25-001819 · form4-01212025_100113.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,067,427

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2024.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 22:59 UTC SaleCommon Stock 2,326 $6.53 $15,188.78
Disclosure

SEC source: 0001415889-25-001819 · form4-01212025_100113.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,069,648

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:18 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,538 $6.18 $9,504.84
Disclosure

SEC source: 0001415889-24-028319 · form4-12042024_111238.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,057

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:18 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,756 $6.19 $10,869.64
Disclosure

SEC source: 0001415889-24-028319 · form4-12042024_111238.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,595

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:18 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 690 $6.18 $4,264.20
Disclosure

SEC source: 0001415889-24-028319 · form4-12042024_111238.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,351

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:18 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 392 $6.19 $2,426.48
Disclosure

SEC source: 0001415889-24-028319 · form4-12042024_111238.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,041

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:16 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 1,610 $6.18 $9,949.80
Disclosure

SEC source: 0001415889-24-028318 · form4-12042024_111215.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,851

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:16 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,755 $6.19 $17,053.45
Disclosure

SEC source: 0001415889-24-028318 · form4-12042024_111215.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,461

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:16 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 722 $6.19 $4,469.18
Disclosure

SEC source: 0001415889-24-028318 · form4-12042024_111215.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,216

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:16 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 410 $6.18 $2,533.80
Disclosure

SEC source: 0001415889-24-028318 · form4-12042024_111215.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,938

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 23:33 UTC SaleCommon Stock 20,000 $6.63 $132,600.00
Disclosure

SEC source: 0001415889-24-027785 · form4-11262024_111118.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,071,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 21:45 UTC SaleCommon Stock 20,000 $6.52 $130,400.00
Disclosure

SEC source: 0001415889-24-025464 · form4-10212024_091042.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,091,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 12, 2024 Filed Sep 18, 2024 22:08 UTC SaleCommon Stock 20,000 $8.09 $161,800.00
Disclosure

SEC source: 0001415889-24-023654 · form4-09182024_100916.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,111,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $8.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:10 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,610 $6.71 $10,803.10
Disclosure

SEC source: 0001415889-24-022972 · form4-09052024_100923.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,433

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:10 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,842 $6.69 $12,322.98
Disclosure

SEC source: 0001415889-24-022972 · form4-09052024_100923.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,043

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:10 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 724 $6.69 $4,843.56
Disclosure

SEC source: 0001415889-24-022972 · form4-09052024_100923.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,885

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:10 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 410 $6.71 $2,751.10
Disclosure

SEC source: 0001415889-24-022972 · form4-09052024_100923.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,609

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

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September 03, 2024 Filed Sep 5, 2024 22:08 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 1,688 $6.69 $11,292.72
Disclosure

SEC source: 0001415889-24-022971 · form4-09052024_100923.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,348

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

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September 03, 2024 Filed Sep 5, 2024 22:08 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,890 $6.69 $19,334.10
Disclosure

SEC source: 0001415889-24-022971 · form4-09052024_100923.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,036

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

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September 03, 2024 Filed Sep 5, 2024 22:08 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 758 $6.69 $5,071.02
Disclosure

SEC source: 0001415889-24-022971 · form4-09052024_100923.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,926

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

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September 03, 2024 Filed Sep 5, 2024 22:08 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 429 $6.71 $2,878.59
Disclosure

SEC source: 0001415889-24-022971 · form4-09052024_100923.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,684

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

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August 20, 2024 Filed Aug 22, 2024 22:41 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
PurchaseCommon Stock 14,245 $6.84 $97,435.80
Disclosure

SEC source: 0001415889-24-022065 · form4-08222024_100814.xml · nonDerivative · entry 1

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,531

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.74 to $6.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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June 24, 2024 Filed Jun 26, 2024 22:07 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,184 $6.16 $7,293.44
Disclosure

SEC source: 0001415889-24-018262 · form4-06262024_100621.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,019

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.

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June 03, 2024 Filed Jun 5, 2024 22:04 UTC GrantCommon Stock 15,216 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015641 · form4-06052024_100636.xml · nonDerivative · entry 1

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,871

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 3, 2024, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 03, 2024 Filed Jun 5, 2024 22:03 UTC GrantCommon Stock 15,216 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015640 · form4-06052024_100604.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,968

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 3, 2024, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 03, 2024 Filed Jun 5, 2024 22:06 UTC GrantCommon Stock 15,216 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015642 · form4-06052024_100658.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,246

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 3, 2024, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 03, 2024 Filed Jun 5, 2024 22:01 UTC GrantCommon Stock 15,216 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015638 · form4-06052024_100615.xml · nonDerivative · entry 1

Sullivan Tiffany · CIK 0001876368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,046

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 3, 2024, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 03, 2024 Filed Jun 5, 2024 21:59 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 1,603 $6.97 $11,172.91
Disclosure

SEC source: 0001415889-24-015634 · form4-06052024_090644.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,113

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.