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Nasdaq · USD

LUNG

Pulmonx Corp

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Tapewire entity
2359
SEC CIK
0001127537
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 2026015
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2026 Filed Mar 5, 2026 00:01 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,590 $1.43 $3,703.70
Disclosure

SEC source: 0001354228-26-000002 · form4-03052026_120356.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,806

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:01 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 4,433 $1.43 $6,339.19
Disclosure

SEC source: 0001354228-26-000002 · form4-03052026_120356.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,396

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:01 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 1,163 $1.43 $1,663.09
Disclosure

SEC source: 0001354228-26-000002 · form4-03052026_120356.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,829

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

Read SEC document
December 08, 2025 Filed Dec 9, 2025 22:59 UTC SaleCommon Stock 23,321 $1.99 $46,408.79
Disclosure

SEC source: 0001402459-25-000005 · form4-12092025_101256.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,910

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.97 to $2.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:51 UTC
French Glendon E. IIIDirector · President and CEO
GrantPerformance Stock Units · Derivative 800,000 $0.00 $0.00
Disclosure

SEC source: 0001805624-25-000005 · form4-12042025_121243.xml · derivative · entry 5

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2028-12-01

F5 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of the Issuer's common stock. The Performance Stock Units vest upon meeting the following two conditions: (a) upon the Issuer's common stock achieving a specified price per share and (b) with respect to 33% on the one year following the grant date of December 1, 2025 and the remainder in eight equal quarterly installments.

F5 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive one share of the Issuer's common stock. The Performance Stock Units vest upon meeting the following two conditions: (a) upon the Issuer's common stock achieving a specified price per share and (b) with respect to 33% on the one year following the grant date of December 1, 2025 and the remainder in eight equal quarterly installments.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:51 UTC
French Glendon E. IIIDirector · President and CEO
GrantCommon Stock 1,200,000 $0.00 $0.00
Disclosure

SEC source: 0001805624-25-000005 · form4-12042025_121243.xml · nonDerivative · entry 3

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,477,324

F3 · shares: Represents grant of RSUs payable solely in common stock of the Issuer that vests in equal quarterly installments over the three-year period following the date of grant of December 1, 2025.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:51 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 6,281 $1.57 $9,861.17
Disclosure

SEC source: 0001805624-25-000005 · form4-12042025_121243.xml · nonDerivative · entry 2

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,324

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:51 UTC
French Glendon E. IIIDirector · President and CEO
SaleCommon Stock 2,524 $1.57 $3,962.68
Disclosure

SEC source: 0001805624-25-000005 · form4-12042025_121243.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,605

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:45 UTC
Sung DerrickCOO and CFO
GrantPerformance Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001670118-25-000006 · form4-12042025_121248.xml · derivative · entry 2

Sung Derrick · CIK 0001670118 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2028-12-01

F2 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of the Issuer's common stock. The Performance Stock Units vest upon meeting the following two conditions: (a) upon the Issuer's common stock achieving a specified price per share and (b) with respect to 33% on the one year following the grant date of December 1, 2025 and the remainder in eight equal quarterly installments.

F2 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive one share of the Issuer's common stock. The Performance Stock Units vest upon meeting the following two conditions: (a) upon the Issuer's common stock achieving a specified price per share and (b) with respect to 33% on the one year following the grant date of December 1, 2025 and the remainder in eight equal quarterly installments.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:45 UTC
Sung DerrickCOO and CFO
GrantCommon Stock 1,200,000 $0.00 $0.00
Disclosure

SEC source: 0001670118-25-000006 · form4-12042025_121248.xml · nonDerivative · entry 1

Sung Derrick · CIK 0001670118 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,335,319

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer, 25% of which vests one year from the grant date of December 1, 2025, and the remainder vests in equal quarterly installments over the three-year period following the date of grant.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:48 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,379 $1.57 $3,735.03
Disclosure

SEC source: 0001804146-25-000004 · form4-12042025_121203.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,466

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:48 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,522 $1.57 $2,389.54
Disclosure

SEC source: 0001804146-25-000004 · form4-12042025_121203.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,845

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:48 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,738 $1.57 $2,728.66
Disclosure

SEC source: 0001804146-25-000004 · form4-12042025_121203.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,367

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:48 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 683 $1.57 $1,072.31
Disclosure

SEC source: 0001804146-25-000004 · form4-12042025_121203.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,105

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:43 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,401 $1.57 $5,339.57
Disclosure

SEC source: 0001354228-25-000006 · form4-12042025_121229.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,992

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:43 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,176 $1.57 $3,416.32
Disclosure

SEC source: 0001354228-25-000006 · form4-12042025_121229.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,393

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:43 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,725 $1.57 $5,848.25
Disclosure

SEC source: 0001354228-25-000006 · form4-12042025_121229.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,569

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:43 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 976 $1.57 $1,532.32
Disclosure

SEC source: 0001354228-25-000006 · form4-12042025_121229.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,294

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:14 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
SaleCommon Stock 4,530 $1.60 $7,248.00
Disclosure

SEC source: 0001415889-25-023574 · form4-09032025_090900.xml · nonDerivative · entry 2

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,967

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:14 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
SaleCommon Stock 5,118 $1.60 $8,188.80
Disclosure

SEC source: 0001415889-25-023574 · form4-09032025_090900.xml · nonDerivative · entry 1

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,497

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 15, 2024.

F2 · balance_after: Includes 2,500 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on August 15, 2025.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:12 UTC
Joshi MehulChief Financial Officer & PAO
SaleCommon Stock 3,665 $1.60 $5,864.00
Disclosure

SEC source: 0001415889-25-023573 · form4-09032025_090938.xml · nonDerivative · entry 2

Joshi Mehul · CIK 0001939602 · Chief Financial Officer & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,489

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:12 UTC
Joshi MehulChief Financial Officer & PAO
SaleCommon Stock 4,271 $1.60 $6,833.60
Disclosure

SEC source: 0001415889-25-023573 · form4-09032025_090938.xml · nonDerivative · entry 1

Joshi Mehul · CIK 0001939602 · Chief Financial Officer & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,154

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on May 6, 2024.

F2 · balance_after: Includes 2,500 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on August 15, 2025.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:10 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,462 $1.60 $3,939.20
Disclosure

SEC source: 0001415889-25-023572 · form4-09032025_090934.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,788

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:10 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,575 $1.60 $2,520.00
Disclosure

SEC source: 0001415889-25-023572 · form4-09032025_090934.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,250

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:10 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,799 $1.60 $2,878.40
Disclosure

SEC source: 0001415889-25-023572 · form4-09032025_090934.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,825

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:10 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 707 $1.60 $1,131.20
Disclosure

SEC source: 0001415889-25-023572 · form4-09032025_090934.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,624

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:08 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,231 $1.60 $5,169.60
Disclosure

SEC source: 0001415889-25-023571 · form4-09032025_090929.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,270

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:08 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,068 $1.60 $3,308.80
Disclosure

SEC source: 0001415889-25-023571 · form4-09032025_090929.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,501

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:08 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,541 $1.60 $5,665.60
Disclosure

SEC source: 0001415889-25-023571 · form4-09032025_090929.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,569

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:08 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 929 $1.60 $1,486.40
Disclosure

SEC source: 0001415889-25-023571 · form4-09032025_090929.xml · nonDerivative · entry 1

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,110

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 1, 2022.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:38 UTC SaleCommon Stock 8,000 $3.16 $25,280.00
Disclosure

SEC source: 0001415889-25-017271 · form4-06132025_090602.xml · nonDerivative · entry 1

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,024

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.13 to $3.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 00:39 UTC PurchaseCommon Stock 23,321 $3.06 $71,362.26
Disclosure

SEC source: 0001415889-25-015859 · form4-06062025_120631.xml · nonDerivative · entry 1

Florin Daniel P · CIK 0001402459 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,231

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:12 UTC GrantCommon Stock 37,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015649 · form4-06042025_100609.xml · nonDerivative · entry 1

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,024

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 2, 2025, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:17 UTC GrantCommon Stock 37,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015652 · form4-06042025_100603.xml · nonDerivative · entry 1

Sullivan Tiffany · CIK 0001876368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,199

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 2, 2025, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:15 UTC GrantCommon Stock 37,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015651 · form4-06042025_100628.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,399

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 2, 2025, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:13 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
SaleCommon Stock 4,661 $3.13 $14,588.93
Disclosure

SEC source: 0001415889-25-015650 · form4-06042025_100642.xml · nonDerivative · entry 2

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,115

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:13 UTC
Williamson Steven S.Director · PRESIDENT AND CEO
SaleCommon Stock 5,262 $3.13 $16,470.06
Disclosure

SEC source: 0001415889-25-015650 · form4-06042025_100642.xml · nonDerivative · entry 1

Williamson Steven S. · CIK 0001478582 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,776

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 15, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:10 UTC
Joshi MehulChief Financial Officer & PAO
SaleCommon Stock 3,721 $3.13 $11,646.73
Disclosure

SEC source: 0001415889-25-015646 · form4-06042025_100628.xml · nonDerivative · entry 2

Joshi Mehul · CIK 0001939602 · Chief Financial Officer & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,925

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:10 UTC
Joshi MehulChief Financial Officer & PAO
SaleCommon Stock 4,340 $3.13 $13,584.20
Disclosure

SEC source: 0001415889-25-015646 · form4-06042025_100628.xml · nonDerivative · entry 1

Joshi Mehul · CIK 0001939602 · Chief Financial Officer & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,646

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on May 6, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 22:08 UTC GrantCommon Stock 37,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015645 · form4-06042025_100638.xml · nonDerivative · entry 1

French Glendon E. III · CIK 0001805624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,029,127

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 2, 2025, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 02, 2025 Filed Jun 4, 2025 22:07 UTC GrantCommon Stock 37,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015644 · form4-06042025_100657.xml · nonDerivative · entry 1

Melenikiotou Georgia · CIK 0001817552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,714

F1 · shares: Represents grant of Restricted Stock Units ("RSU Grant") payable solely in common stock of the Issuer that vest on the earlier of (i) the one-year anniversary of the date of grant of June 2, 2025, or if such date is not a business day, then on the next business day, or (ii) the date of the Annual Meeting of the Stockholders for the year subsequent to the date such RSU Grant is made.

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June 02, 2025 Filed Jun 4, 2025 22:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 2,463 $3.13 $7,709.19
Disclosure

SEC source: 0001415889-25-015643 · form4-06042025_100619.xml · nonDerivative · entry 5

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,331

F5 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

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June 02, 2025 Filed Jun 4, 2025 22:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,576 $3.13 $4,932.88
Disclosure

SEC source: 0001415889-25-015643 · form4-06042025_100619.xml · nonDerivative · entry 4

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,794

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

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June 02, 2025 Filed Jun 4, 2025 22:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 1,799 $3.13 $5,630.87
Disclosure

SEC source: 0001415889-25-015643 · form4-06042025_100619.xml · nonDerivative · entry 3

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,370

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

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June 02, 2025 Filed Jun 4, 2025 22:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 708 $3.13 $2,216.04
Disclosure

SEC source: 0001415889-25-015643 · form4-06042025_100619.xml · nonDerivative · entry 2

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,169

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

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June 02, 2025 Filed Jun 4, 2025 22:04 UTC
Rose Geoffrey BeranCHIEF COMMERCIAL OFFICER
SaleCommon Stock 401 $3.14 $1,259.14
Disclosure

SEC source: 0001415889-25-015643 · form4-06042025_100619.xml · nonDerivative · entry 1

Rose Geoffrey Beran · CIK 0001804146 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,877

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.

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June 02, 2025 Filed Jun 4, 2025 22:02 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,283 $3.13 $10,275.79
Disclosure

SEC source: 0001415889-25-015640 · form4-06042025_100644.xml · nonDerivative · entry 5

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,039

F5 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 3, 2025.

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June 02, 2025 Filed Jun 4, 2025 22:02 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 2,099 $3.13 $6,569.87
Disclosure

SEC source: 0001415889-25-015640 · form4-06042025_100644.xml · nonDerivative · entry 4

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,322

F4 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.

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June 02, 2025 Filed Jun 4, 2025 22:02 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 3,597 $3.13 $11,258.61
Disclosure

SEC source: 0001415889-25-015640 · form4-06042025_100644.xml · nonDerivative · entry 3

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,421

F3 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.

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June 02, 2025 Filed Jun 4, 2025 22:02 UTC
Lehman David AaronGENERAL COUNSEL
SaleCommon Stock 943 $3.13 $2,951.59
Disclosure

SEC source: 0001415889-25-015640 · form4-06042025_100644.xml · nonDerivative · entry 2

Lehman David Aaron · CIK 0001354228 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,018

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.