LTRYW

SEC source: 0001493152-25-008391 · ownership.xml · nonDerivative · entry 5

POTTS GREGORY A · CIK 0002035830 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,835

SEC source: 0001493152-25-008391 · ownership.xml · nonDerivative · entry 4

POTTS GREGORY A · CIK 0002035830 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,835

SEC source: 0001493152-25-008391 · ownership.xml · nonDerivative · entry 3

POTTS GREGORY A · CIK 0002035830 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,835

SEC source: 0001493152-25-008823 · ownership.xml · nonDerivative · entry 4

Stubblefield Robert J · CIK 0001987241 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

SEC source: 0001493152-25-008823 · ownership.xml · nonDerivative · entry 3

Stubblefield Robert J · CIK 0001987241 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,507

SEC source: 0001493152-25-008823 · ownership.xml · nonDerivative · entry 2

Stubblefield Robert J · CIK 0001987241 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,707

SEC source: 0001493152-25-008823 · ownership.xml · nonDerivative · entry 1

Stubblefield Robert J · CIK 0001987241 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,407

SEC source: 0001493152-25-008391 · ownership.xml · nonDerivative · entry 2

POTTS GREGORY A · CIK 0002035830 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,835

SEC source: 0001493152-25-008391 · ownership.xml · nonDerivative · entry 1

POTTS GREGORY A · CIK 0002035830 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,835

SEC source: 0001641172-25-000745 · ownership.xml · nonDerivative · entry 1

GOODING CHRISTOPHER ANDERSON · CIK 0002035434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,553

SEC source: 0001493152-25-005836 · ownership.xml · nonDerivative · entry 1

Stubblefield Robert J · CIK 0001987241 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,000

SEC source: 0001493152-25-005253 · ownership.xml · nonDerivative · entry 1

MCGAHAN MATTHEW HOWARD · CIK 0002035615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 906,487

SEC source: 0001493152-24-052567 · ownership.xml · nonDerivative · entry 1

MCGAHAN MATTHEW HOWARD · CIK 0002035615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,021,487

SEC source: 0001493152-24-037833 · ownership.xml · nonDerivative · entry 1

POTTS GREGORY A · CIK 0002035830 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,835

SEC source: 0001967559-23-000003 · primary_doc.xml · nonDerivative · entry 1

ALD Holdings Group, LLC · CIK 0001967559 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,489,484

F1 · price: The shares were sold at an effective price of $0.34 per share.

F2 · balance_after: The shares were sold subject to a right of repurchase, and Reporting Person maintains certain beneficial rights during the repurchase period.

SEC source: 0001967572-23-000003 · primary_doc.xml · nonDerivative · entry 1

Woodford Eurasia Assets Ltd. · CIK 0001967572 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote.

Disclosed balance after: 10,118,257

F1 · price: The shares were sold at an effective price of $0.34 per share.

F2 · balance_after: The shares were sold subject to a right of repurchase by an affiliate of Reporting Person and such affiliate maintains certain beneficial rights during the repurchase period.

F3 · ownership.nature: A pecuniary interest in the shares of common stock of LTRY was acquired in exchange for minority in membership interests in certain holding companies.

SEC source: 0001967559-23-000002 · primary_doc.xml · nonDerivative · entry 1

ALD Holdings Group, LLC · CIK 0001967559 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,989,484

F1 · price: The shares were sold at an effective price of $0.45 per share.

F2 · balance_after: The shares were sold subject to a right of repurchase, and Reporting Person maintains certain beneficial rights during the repurchase period.

SEC source: 0001967572-23-000002 · primary_doc.xml · nonDerivative · entry 1

Woodford Eurasia Assets Ltd. · CIK 0001967572 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote.

Disclosed balance after: 12,618,257

F1 · price: The shares were sold at an effective price of $0.45 per share.

F2 · balance_after: The shares were sold subject to a right of repurchase by an affiliate of Reporting Person and such affiliate maintains certain beneficial rights during the repurchase period.

F3 · ownership.nature: A pecuniary interest in the shares of common stock of LTRY was acquired in exchange for minority in membership interests in certain holding companies.

SEC source: 0001213900-22-032894 · ownership.xml · nonDerivative · entry 1

Borders Lisa M. · CIK 0001124665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,401

F1 · shares: Represents restricted stock units granted to the reporting person on June 10, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-22-032898 · ownership.xml · nonDerivative · entry 1

THOMPSON WILLIAM C JR · CIK 0001635976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,401

F1 · shares: Represents restricted stock units granted to the reporting person on June 10, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-22-032895 · ownership.xml · nonDerivative · entry 1

Cohen Steven Michael · CIK 0001648881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,401

F1 · shares: Represents restricted stock units granted to the reporting person on June 10, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-22-032897 · ownership.xml · nonDerivative · entry 1

Kivel Richard · CIK 0001503757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,401

F1 · shares: Represents restricted stock units granted to the reporting person on June 10, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-22-023736 · ownership.xml · nonDerivative · entry 1

LEVER KATHRYN S · CIK 0001338566 · COO, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,949

F1 · shares: Represents shares of common stock withheld by Lottery.com Inc. (the "Company") to satisfy the Reporting Person's tax withholding obligation in connection with the vesting, on April 29, 2022, of shares of restricted stock previously awarded to the Reporting Person. There was no open market sale of common stock by the Reporting Person.

F2 · price: Closing market price per share of the Company's common stock on the transaction date.

SEC source: 0001213900-22-018769 · ownership.xml · nonDerivative · entry 1

Borders Lisa M. · CIK 0001124665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,960

F1 · shares: Represents restricted stock units granted to the reporting person on April 6, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-22-018777 · ownership.xml · nonDerivative · entry 1

Kaminkow Joseph · CIK 0001840622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,960

F1 · shares: Represents restricted stock units granted to the reporting person on April 6, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-22-018775 · ownership.xml · nonDerivative · entry 1

Kivel Richard · CIK 0001503757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,960

F1 · shares: Represents restricted stock units granted to the reporting person on April 6, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-22-018773 · ownership.xml · nonDerivative · entry 1

Cohen Steven Michael · CIK 0001648881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,960

F1 · shares: Represents restricted stock units granted to the reporting person on April 6, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-22-018771 · ownership.xml · nonDerivative · entry 1

THOMPSON WILLIAM C JR · CIK 0001635976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,960

F1 · shares: Represents restricted stock units granted to the reporting person on April 6, 2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the first anniversary of the grant date.

SEC source: 0001213900-21-063747 · ownership.xml · derivative · entry 2

Clemenson Matthew · CIK 0001889333 · Director · Chief Commercial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 375,000 shares

Expires not disclosed

F1 · kind: On October 13, 2021, in connection with a loan made to AutoLotto, Inc. ("AutoLotto") prior to the closing of the business combination between AutoLotto and the Issuer, the Reporting Person granted the lenders thereof with a right to purchase shares of the Issuer's common stock from the Reporting Person. Following the repayment of the loan in full at the closing of the business combination, the lenders exercised their right to purchase 375,000 shares of common stock from the Reporting Person.

F1 · shares: On October 13, 2021, in connection with a loan made to AutoLotto, Inc. ("AutoLotto") prior to the closing of the business combination between AutoLotto and the Issuer, the Reporting Person granted the lenders thereof with a right to purchase shares of the Issuer's common stock from the Reporting Person. Following the repayment of the loan in full at the closing of the business combination, the lenders exercised their right to purchase 375,000 shares of common stock from the Reporting Person.

F1 · price: On October 13, 2021, in connection with a loan made to AutoLotto, Inc. ("AutoLotto") prior to the closing of the business combination between AutoLotto and the Issuer, the Reporting Person granted the lenders thereof with a right to purchase shares of the Issuer's common stock from the Reporting Person. Following the repayment of the loan in full at the closing of the business combination, the lenders exercised their right to purchase 375,000 shares of common stock from the Reporting Person.

F2 · derivative.expiration_date: The right to purchase expired 10 days after the closing of the business combination.

SEC source: 0001213900-21-063747 · ownership.xml · nonDerivative · entry 1

Clemenson Matthew · CIK 0001889333 · Director · Chief Commercial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,289,487

F1 · kind: On October 13, 2021, in connection with a loan made to AutoLotto, Inc. ("AutoLotto") prior to the closing of the business combination between AutoLotto and the Issuer, the Reporting Person granted the lenders thereof with a right to purchase shares of the Issuer's common stock from the Reporting Person. Following the repayment of the loan in full at the closing of the business combination, the lenders exercised their right to purchase 375,000 shares of common stock from the Reporting Person.

SEC source: 0001213900-21-063748 · ownership.xml · derivative · entry 2

DiMatteo Lawrence Anthony III · CIK 0001889445 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 375,000 shares

Expires not disclosed

F1 · kind: On October 13, 2021, in connection with a loan made to AutoLotto, Inc. ("AutoLotto") prior to the closing of the business combination between AutoLotto and the Issuer, the Reporting Person granted the lenders thereof with a right to purchase shares of the Issuer's common stock from the Reporting Person. Following the repayment of the loan in full at the closing of the business combination, the lenders exercised their right to purchase 375,000 shares of common stock from the Reporting Person.

F1 · shares: On October 13, 2021, in connection with a loan made to AutoLotto, Inc. ("AutoLotto") prior to the closing of the business combination between AutoLotto and the Issuer, the Reporting Person granted the lenders thereof with a right to purchase shares of the Issuer's common stock from the Reporting Person. Following the repayment of the loan in full at the closing of the business combination, the lenders exercised their right to purchase 375,000 shares of common stock from the Reporting Person.

F1 · price: On October 13, 2021, in connection with a loan made to AutoLotto, Inc. ("AutoLotto") prior to the closing of the business combination between AutoLotto and the Issuer, the Reporting Person granted the lenders thereof with a right to purchase shares of the Issuer's common stock from the Reporting Person. Following the repayment of the loan in full at the closing of the business combination, the lenders exercised their right to purchase 375,000 shares of common stock from the Reporting Person.

F2 · derivative.expiration_date: The right to purchase expired 10 days after the closing of the business combination.

SEC source: 0001213900-21-063748 · ownership.xml · nonDerivative · entry 1

DiMatteo Lawrence Anthony III · CIK 0001889445 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,289,484

F1 · kind: On October 13, 2021, in connection with a loan made to AutoLotto, Inc. ("AutoLotto") prior to the closing of the business combination between AutoLotto and the Issuer, the Reporting Person granted the lenders thereof with a right to purchase shares of the Issuer's common stock from the Reporting Person. Following the repayment of the loan in full at the closing of the business combination, the lenders exercised their right to purchase 375,000 shares of common stock from the Reporting Person.

SEC source: 0001213900-21-056272 · ownership.xml · nonDerivative · entry 1

DiMatteo Lawrence Anthony III · CIK 0001889445 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664,484

F1 · price: Received in exchange for 2,217,187 shares of AutoLotto, Inc. ("AutoLotto") common stock in connection with the business combination between the Issuer (formerly known as Trident Acquisitions Corp.) and AutoLotto.

SEC source: 0001213900-21-056270 · ownership.xml · nonDerivative · entry 1

LEVER KATHRYN S · CIK 0001338566 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,335

F1 · price: Received in exchange for 155,809 shares of AutoLotto, Inc. ("AutoLotto") restricted common stock in connection with the business combination between the Issuer (formerly known as Trident Acquisitions Corp.) and AutoLotto (the "business combination"), of which half is subject to time-based vesting and half is subject to performance-based vesting based on the achievement of specified stock price goals prior to the one year anniversary of closing of the business combination (provided that if the performance vesting goals are not met, the award remains eligible to vest based on the same schedule as the time-vesting portion of the award).

SEC source: 0001213900-21-056267 · ownership.xml · nonDerivative · entry 1

Dickinson Ryan · CIK 0001889327 · Director · Acting CFO; COO, PRES & TREAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339,286

F1 · price: Received in exchange for 778,250 shares of AutoLotto, Inc. ("AutoLotto") common stock in connection with the business combination between the Issuer (formerly known as Trident Acquisitions Corp.) and AutoLotto.

SEC source: 0001213900-21-056265 · ownership.xml · nonDerivative · entry 1

Clemenson Matthew · CIK 0001889333 · Director · Chief Commercial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664,487

F1 · price: Received in exchange for 2,217,188 shares of AutoLotto, Inc. ("AutoLotto") common stock in connection with the business combination between the Issuer (formerly known as Trident Acquisitions Corp.) and AutoLotto.

SEC source: 0001213900-21-025678 · ownership.xml · nonDerivative · entry 1

Ponomarev Ilya · CIK 0001739808 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 402,440

F1 · ownership.nature: Represents shares of common stock owned by Eastpower OU. Ilya Ponomarev is the sole director of Eastpower OU and has voting and dispositive power over such shares.

SEC source: 0001076809-20-000276 · primary_doc.xml · nonDerivative · entry 3

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 1,000,000

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001076809-20-000276 · primary_doc.xml · nonDerivative · entry 2

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 1,369,410

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001076809-20-000276 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 1,597,920

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001076809-20-000254 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 1,219,509

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001076809-20-000274 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 1,180,409

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001213900-20-033696 · ownership.xml · nonDerivative · entry 1

Ponomarev Ilya · CIK 0001739808 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 452,440

F1 · ownership.nature: Represents shares of common stock owned by Eastpower OU. Ilya Ponomarev is the sole director of Eastpower OU and has voting and dispositive power over such shares.

SEC source: 0001393825-20-000127 · primary_doc.xml · nonDerivative · entry 1

Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner

Gerber Sander · CIK 0001416593 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 110,000

F1 · kind: The Reporting Persons elected to redeem 340,000 shares of Common Stock for cash.

F2 · price: Reflects the Reporting Persons' best estimate of the redemption price. The Reporting Persons will file an amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4).

F3 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

SEC source: 0001393825-20-000128 · primary_doc.xml · nonDerivative · entry 1

Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner

Gerber Sander · CIK 0001416593 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,100,000

F1 · kind: The Reporting Persons elected to redeem 340,000 shares of Common Stock for cash.

F2 · price: $10.76421035

F3 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

SEC source: 0001076809-20-000137 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 1,620,609

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001393825-20-000123 · primary_doc.xml · nonDerivative · entry 2

Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner

Gerber Sander · CIK 0001416593 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,440,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.88 to 10.92, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

SEC source: 0001393825-20-000124 · primary_doc.xml · nonDerivative · entry 2

Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner

Gerber Sander · CIK 0001416593 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,440,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.88 to 10.92, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

SEC source: 0001393825-20-000123 · primary_doc.xml · nonDerivative · entry 1

Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner

Gerber Sander · CIK 0001416593 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,786,857

F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

SEC source: 0001393825-20-000124 · primary_doc.xml · nonDerivative · entry 1

Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner

Gerber Sander · CIK 0001416593 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,786,857

F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.