Tapewire

Nasdaq · USD

LTRX

LANTRONIX INC

Export transactions ↓
Tapewire entity
1667
SEC CIK
0001114925
Parsed reports
433

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2022 Filed Sep 19, 2022 20:02 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 2,314 $5.23 $12,109.16
Disclosure

SEC source: 0001683168-22-006489 · ownership.xml · nonDerivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,548

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.14 to $5.33. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 00:01 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 2,149 $5.23 $11,232.82
Disclosure

SEC source: 0001683168-22-006488 · ownership.xml · nonDerivative · entry 3

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,163

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.14 to $5.31. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 00:02 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 2,479 $5.23 $12,962.69
Disclosure

SEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,610

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.15 to $5.34. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 00:02 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 16,528 $5.23 $86,491.02
Disclosure

SEC source: 0001683168-22-006490 · ownership.xml · nonDerivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,241

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.14 to $5.35. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:02 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 2,314 $5.50 $12,736.26
Disclosure

SEC source: 0001683168-22-006489 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,862

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.43 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:02 UTC
Holliday RogerVP of Worldwide Sales
GrantCommon Stock 13,883 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006489 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,176

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 13,883 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:01 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 2,149 $5.50 $11,823.80
Disclosure

SEC source: 0001683168-22-006488 · ownership.xml · nonDerivative · entry 2

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,312

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:01 UTC
Hakam FathiVice President of Engineering
GrantCommon Stock 12,892 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006488 · ownership.xml · nonDerivative · entry 1

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,461

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 12,892 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:02 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 2,480 $5.50 $13,649.92
Disclosure

SEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,089

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:02 UTC
Whitaker JeremyChief Financial Officer
GrantCommon Stock 14,876 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,569

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,876 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:02 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 16,528 $5.50 $90,970.11
Disclosure

SEC source: 0001683168-22-006490 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,769

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.43 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:02 UTC
Pickle Paul HDirector · President & CEO
GrantCommon Stock 99,167 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006490 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,297

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 99,167 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 14, 2022 Filed Sep 14, 2022 20:01 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 2,246 $5.63 $12,644.98
Disclosure

SEC source: 0001683168-22-006405 · ownership.xml · nonDerivative · entry 4

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,293

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 00:01 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 2,406 $5.63 $13,540.97
Disclosure

SEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,693

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.57 to $5.69. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: The reporting person transferred 1,588 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 00:01 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 16,041 $5.63 $90,278.75
Disclosure

SEC source: 0001683168-22-006406 · ownership.xml · nonDerivative · entry 4

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,130

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.57 to $5.70. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 00:00 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 2,085 $5.63 $11,732.30
Disclosure

SEC source: 0001683168-22-006404 · ownership.xml · nonDerivative · entry 4

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,569

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.58 to $5.69 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 20:01 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 2,246 $5.76 $12,939.21
Disclosure

SEC source: 0001683168-22-006405 · ownership.xml · nonDerivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,539

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.67 to $6.02. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 00:01 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 2,406 $5.76 $13,853.75
Disclosure

SEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,687

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.65 to $5.99. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 00:01 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 16,042 $5.77 $92,498.17
Disclosure

SEC source: 0001683168-22-006406 · ownership.xml · nonDerivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,171

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $6.02. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 00:00 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 2,085 $5.76 $12,013.77
Disclosure

SEC source: 0001683168-22-006404 · ownership.xml · nonDerivative · entry 3

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,654

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.65 to $6.07. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:01 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 2,246 $5.72 $12,847.12
Disclosure

SEC source: 0001683168-22-006405 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,785

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $5.83. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:01 UTC
Holliday RogerVP of Worldwide Sales
GrantCommon Stock 13,475 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006405 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,031

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 13,475 RSUs subject to the award on September 12, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:01 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 2,407 $5.71 $13,751.19
Disclosure

SEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,093

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $5.80. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:01 UTC
Whitaker JeremyChief Financial Officer
GrantCommon Stock 14,438 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,500

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,438 RSUs subject to the award on September 12, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:01 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 16,042 $5.71 $91,663.99
Disclosure

SEC source: 0001683168-22-006406 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,213

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $5.80. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:01 UTC
Pickle Paul HDirector · President & CEO
GrantCommon Stock 96,250 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006406 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,255

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 96,250 RSUs subject to the award on September 12, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:00 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 2,086 $5.71 $11,915.23
Disclosure

SEC source: 0001683168-22-006404 · ownership.xml · nonDerivative · entry 2

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,739

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $5.80. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:00 UTC
Hakam FathiVice President of Engineering
GrantCommon Stock 12,512 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006404 · ownership.xml · nonDerivative · entry 1

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,825

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 12,512 RSUs subject to the award on September 12, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 09, 2022 Filed Sep 9, 2022 20:14 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 2,246 $5.82 $13,062.74
Disclosure

SEC source: 0001683168-22-006293 · ownership.xml · nonDerivative · entry 4

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,556

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $5.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2022 Filed Sep 10, 2022 00:14 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 2,406 $5.82 $14,000.51
Disclosure

SEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,062

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $5.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: The reporting person transferred 1,588 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 09, 2022 Filed Sep 10, 2022 00:14 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 16,401 $5.82 $95,388.22
Disclosure

SEC source: 0001683168-22-006294 · ownership.xml · nonDerivative · entry 4

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,005

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $5.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2022 Filed Sep 10, 2022 00:13 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 2,085 $5.82 $12,134.70
Disclosure

SEC source: 0001683168-22-006292 · ownership.xml · nonDerivative · entry 4

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,313

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $5.87 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 20:14 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 2,246 $6.04 $13,561.35
Disclosure

SEC source: 0001683168-22-006293 · ownership.xml · nonDerivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,802

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.80 to $5.90. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2022 Filed Sep 10, 2022 00:14 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 2,406 $5.82 $14,010.14
Disclosure

SEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,056

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.80 to $5.89. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2022 Filed Sep 10, 2022 00:14 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 16,042 $5.83 $93,524.86
Disclosure

SEC source: 0001683168-22-006294 · ownership.xml · nonDerivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,406

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.80 to $5.93. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2022 Filed Sep 10, 2022 00:13 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 2,085 $5.83 $12,145.13
Disclosure

SEC source: 0001683168-22-006292 · ownership.xml · nonDerivative · entry 3

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,398

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.80 to $5.89. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 20:14 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 2,246 $5.85 $13,130.12
Disclosure

SEC source: 0001683168-22-006293 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,048

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.99 to $6.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 20:14 UTC
Holliday RogerVP of Worldwide Sales
GrantCommon Stock 13,475 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006293 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,294

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 13,475 RSUs subject to the award on September 7, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:14 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 2,407 $6.06 $14,574.39
Disclosure

SEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,462

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.98 to $6.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:14 UTC
Whitaker JeremyChief Financial Officer
GrantCommon Stock 14,438 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,869

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,438 RSUs subject to the award on September 7, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:14 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 16,042 $6.05 $97,086.18
Disclosure

SEC source: 0001683168-22-006294 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,448

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.96 to $6.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:14 UTC
Pickle Paul HDirector · President & CEO
GrantCommon Stock 96,250 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006294 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,490

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 96,250 RSUs subject to the award on September 7, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:13 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 2,086 $6.05 $12,626.56
Disclosure

SEC source: 0001683168-22-006292 · ownership.xml · nonDerivative · entry 2

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,483

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.98 to $6.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:13 UTC
Hakam FathiVice President of Engineering
GrantCommon Stock 12,512 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006292 · ownership.xml · nonDerivative · entry 1

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,569

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 12,512 RSUs subject to the award on September 7, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:20 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 3,750 $6.06 $22,721.25
Disclosure

SEC source: 0001683168-22-006221 · ownership.xml · nonDerivative · entry 6

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,819

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.11. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 00:25 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 5,000 $6.06 $30,290.00
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 6

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,431

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.11. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: The reporting person transferred 3,979 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 00:23 UTC
Pickle Paul HDirector · President & CEO
SaleCommon Stock 6,666 $6.06 $40,402.63
Disclosure

SEC source: 0001683168-22-006223 · ownership.xml · nonDerivative · entry 6

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,240

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.12. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 00:17 UTC
Hakam FathiVice President of Engineering
SaleCommon Stock 3,333 $6.06 $20,194.65
Disclosure

SEC source: 0001683168-22-006219 · ownership.xml · nonDerivative · entry 6

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,057

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.11. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 20:20 UTC
Holliday RogerVP of Worldwide Sales
SaleCommon Stock 3,750 $6.04 $22,642.50
Disclosure

SEC source: 0001683168-22-006221 · ownership.xml · nonDerivative · entry 5

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,569

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $5.78 to $6.15. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 00:25 UTC
Whitaker JeremyChief Financial Officer
SaleCommon Stock 5,000 $6.04 $30,195.00
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 5

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,410

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $6.15. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.