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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2024 Filed Aug 20, 2024 18:37 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 270 $48.92 $13,208.40
Disclosure

SEC source: 0001437749-24-027354 · rdgdoc.xml · nonDerivative · entry 2

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,834

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:37 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027354 · rdgdoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:34 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 977 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027351 · rdgdoc.xml · derivative · entry 7

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,765

Underlying: Common Stock · 977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:34 UTC Tax withholdingCommon Stock 487 $48.92 $23,824.04
Disclosure

SEC source: 0001437749-24-027351 · rdgdoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,971

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:34 UTC Exercise / conversionCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027351 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 365 shares acquired on June 30, 2024 under the Issuer's 2012 Employee Stock Purchase Plan.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:21 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027342 · rdgdoc.xml · derivative · entry 7

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,593

Underlying: Common Stock · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:21 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 428 $48.92 $20,937.76
Disclosure

SEC source: 0001437749-24-027342 · rdgdoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,350

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:21 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027342 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 365 shares acquired on June 30, 2024 under the Issuer's 2012 Employee Stock Purchase Plan.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:20 UTC
Elashmawi EsamInterim CEO, SVP Mktg&Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027340 · rdgdoc.xml · derivative · entry 7

Elashmawi Esam · CIK 0001756011 · Interim CEO, SVP Mktg&Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,593

Underlying: Common Stock · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:20 UTC
Elashmawi EsamInterim CEO, SVP Mktg&Strategy
Tax withholdingCommon Stock 428 $48.92 $20,937.76
Disclosure

SEC source: 0001437749-24-027340 · rdgdoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · Interim CEO, SVP Mktg&Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,466

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2024 Filed Aug 20, 2024 18:20 UTC
Elashmawi EsamInterim CEO, SVP Mktg&Strategy
Exercise / conversionCommon Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027340 · rdgdoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · Interim CEO, SVP Mktg&Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 365 shares acquired on June 30, 2024 under the Issuer's 2012 Employee Stock Purchase Plan.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 13:05 UTC GiftCommon Stock 35,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-026590 · rdgdoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 13, 2024 Filed Aug 19, 2024 13:31 UTC Amendment GiftCommon Stock 35,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027135 · rdgdoc.xml · nonDerivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 35,846

F1 · kind: The Form 4 filed on August 14, 2024 is hereby amended to reflect additional information related to the reported transaction. On August 13, 2024, the reporting person transferred 35,846 directly owned ordinary shares to a family trust pursuant to which the reporting person retains beneficial ownership of these shares.

Read SEC document
August 13, 2024 Filed Aug 19, 2024 13:31 UTC Amendment GiftCommon Stock 35,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027135 · rdgdoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Form 4 filed on August 14, 2024 is hereby amended to reflect additional information related to the reported transaction. On August 13, 2024, the reporting person transferred 35,846 directly owned ordinary shares to a family trust pursuant to which the reporting person retains beneficial ownership of these shares.

Read SEC document
August 03, 2024 Filed Aug 5, 2024 19:44 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024639 · rdgdoc.xml · derivative · entry 3

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,703

Underlying: Common Stock · 554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 03, 2024 Filed Aug 5, 2024 19:44 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 218 $45.08 $9,827.44
Disclosure

SEC source: 0001437749-24-024639 · rdgdoc.xml · nonDerivative · entry 2

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,420

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 03, 2024 Filed Aug 5, 2024 19:44 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 554 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024639 · rdgdoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:42 UTC
NELSON MARK JONSVP, Sales
GrantRestricted Stock Unit (RSU) · Derivative 25,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022490 · rdgdoc.xml · derivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,559

Underlying: Common Stock · 25,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 1/3 of the RSUs will vest on January 1, 2025 and the remaining 2/3 of the RSUs will vest on January 1, 2026.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:40 UTC GrantRestricted Stock Unit (RSU) · Derivative 25,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022489 · rdgdoc.xml · derivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,426

Underlying: Common Stock · 25,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 1/3 of the RSUs will vest on January 1, 2025 and the remaining 2/3 of the RSUs will vest on January 1, 2026.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:37 UTC
Elashmawi EsamInterim CEO, SVP Mktg&Strategy
GrantRestricted Stock Unit (RSU) · Derivative 25,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022486 · rdgdoc.xml · derivative · entry 1

Elashmawi Esam · CIK 0001756011 · Interim CEO, SVP Mktg&Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,773

Underlying: Common Stock · 25,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 1/3 of the RSUs will vest on January 1, 2025 and the remaining 2/3 of the RSUs will vest on January 1, 2026.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 209 $78.05 $16,312.45
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 8

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,055

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F8 · price: This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 8,881 $77.57 $688,899.17
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,264

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 22,784 $76.16 $1,735,229.44
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 724,145

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 12,357 $75.51 $933,077.07
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 746,929

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2024 Filed May 24, 2024 17:18 UTC
Feanny Tracy AnnSVP, General Counsel
SaleCommon Stock 703 $77.85 $54,728.55
Disclosure

SEC source: 0001437749-24-018287 · rdgdoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,084

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 11-29-2023.

Read SEC document
May 22, 2024 Filed May 23, 2024 15:59 UTC
O'Rourke GlennSVP, Mfg Ops
SaleCommon Stock 378 $75.10 $28,387.80
Disclosure

SEC source: 0001437749-24-018086 · rdgdoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.93 to $75.20. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 23, 2024 15:59 UTC
O'Rourke GlennSVP, Mfg Ops
SaleCommon Stock 863 $74.29 $64,112.27
Disclosure

SEC source: 0001437749-24-018086 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.89 to $74.80. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · derivative · entry 9

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,363

Underlying: Common Stock · 30,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 743 $76.08 $56,527.44
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 759,286

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 17,008 $75.43 $1,282,913.44
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 760,029

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 12,249 $74.62 $914,020.38
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 777,037

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 24, 2024 17:15 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 30,000 $8.24 $247,200.00
Disclosure

SEC source: 0001437749-24-018286 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 789,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2024 Filed May 22, 2024 18:45 UTC SaleCommon Stock 5,811 $72.26 $419,902.86
Disclosure

SEC source: 0001437749-24-017973 · rdgdoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,116

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 11-29-2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $72.11 to $72.605. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 21, 2024 Filed May 22, 2024 18:45 UTC SaleCommon Stock 10,654 $71.82 $765,170.28
Disclosure

SEC source: 0001437749-24-017973 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,927

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 11-29-2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.494 to $72.095. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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May 20, 2024 Filed May 21, 2024 20:56 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 1,210 $72.97 $88,293.70
Disclosure

SEC source: 0001437749-24-017852 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,554

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2023.

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May 19, 2024 Filed May 20, 2024 20:53 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017686 · rdgdoc.xml · derivative · entry 9

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,435

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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May 19, 2024 Filed May 20, 2024 20:53 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 362 $72.96 $26,411.52
Disclosure

SEC source: 0001437749-24-017686 · rdgdoc.xml · nonDerivative · entry 6

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,764

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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May 19, 2024 Filed May 20, 2024 20:53 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017686 · rdgdoc.xml · nonDerivative · entry 5

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:51 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017685 · rdgdoc.xml · derivative · entry 9

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,302

Underlying: Common Stock · 891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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May 19, 2024 Filed May 20, 2024 20:51 UTC Tax withholdingCommon Stock 452 $72.96 $32,977.92
Disclosure

SEC source: 0001437749-24-017685 · rdgdoc.xml · nonDerivative · entry 6

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,581

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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May 19, 2024 Filed May 20, 2024 20:51 UTC Exercise / conversionCommon Stock 891 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017685 · rdgdoc.xml · nonDerivative · entry 5

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:49 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017684 · rdgdoc.xml · derivative · entry 9

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,790

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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May 19, 2024 Filed May 20, 2024 20:49 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 353 $72.96 $25,754.88
Disclosure

SEC source: 0001437749-24-017684 · rdgdoc.xml · nonDerivative · entry 6

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,241

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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May 19, 2024 Filed May 20, 2024 20:49 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017684 · rdgdoc.xml · nonDerivative · entry 5

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:46 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017681 · rdgdoc.xml · derivative · entry 9

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,649

Underlying: Common Stock · 784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:46 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 398 $72.96 $29,038.08
Disclosure

SEC source: 0001437749-24-017681 · rdgdoc.xml · nonDerivative · entry 6

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,670

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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May 19, 2024 Filed May 20, 2024 20:46 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 784 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017681 · rdgdoc.xml · nonDerivative · entry 5

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:44 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · derivative · entry 9

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,328

Underlying: Common Stock · 2,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:44 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Tax withholdingCommon Stock 1,456 $72.96 $106,229.76
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · nonDerivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,286

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 19, 2024 Filed May 20, 2024 20:44 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 2,708 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017680 · rdgdoc.xml · nonDerivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.