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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2017 Filed Feb 14, 2017 00:32 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 2,185 $6.97 $15,229.45
Disclosure

SEC source: 0000855658-17-000008 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,329

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 00:32 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 6,162 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000008 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:11 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000006 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,587

Underlying: Common Stock · 2,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:11 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 854 $7.13 $6,089.02
Disclosure

SEC source: 0000855658-17-000006 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,084

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:11 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,049 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000006 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:11 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000005 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,777

Underlying: Common Stock · 10,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:11 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 4,239 $7.13 $30,224.07
Disclosure

SEC source: 0000855658-17-000005 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,352

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:11 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,246 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000005 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 19:09 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000002 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,234

Underlying: Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 19:09 UTC Tax withholdingCommon Stock 334 $7.20 $2,404.80
Disclosure

SEC source: 0000855658-17-000002 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 19:09 UTC Exercise / conversionCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000002 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 25, 2016 Filed Dec 28, 2016 21:51 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000320 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,636

Underlying: Common Stock · 1,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 25, 2016 Filed Dec 28, 2016 21:51 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 513 $7.30 $3,744.90
Disclosure

SEC source: 0000855658-16-000320 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,889

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 25, 2016 Filed Dec 28, 2016 21:51 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,447 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000320 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 25, 2016 Filed Dec 28, 2016 21:50 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000319 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,035

Underlying: Common Stock · 810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 25, 2016 Filed Dec 28, 2016 21:50 UTC Tax withholdingCommon Stock 295 $7.30 $2,153.50
Disclosure

SEC source: 0000855658-16-000319 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,530

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 25, 2016 Filed Dec 28, 2016 21:50 UTC Exercise / conversionCommon Stock 810 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000319 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 18:26 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000316 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,083

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 18:26 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 500 $7.26 $3,630.00
Disclosure

SEC source: 0000855658-16-000316 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,955

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 18:26 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000316 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 18:26 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000315 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,845

Underlying: Common Stock · 588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 18:26 UTC Tax withholdingCommon Stock 214 $7.26 $1,553.64
Disclosure

SEC source: 0000855658-16-000315 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,015

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 18:26 UTC Exercise / conversionCommon Stock 588 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000315 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 17:11 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000311 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,023

Underlying: Common Stock · 6,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 17:11 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 2,870 $7.72 $22,156.40
Disclosure

SEC source: 0000855658-16-000311 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,345

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 17:11 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 6,162 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000311 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 06, 2016 Filed Nov 8, 2016 19:37 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000307 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,492

Underlying: Common Stock · 2,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 06, 2016 Filed Nov 8, 2016 19:37 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,049 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000307 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 06, 2016 Filed Nov 8, 2016 19:36 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 3,725 $7.86 $29,278.50
Disclosure

SEC source: 0000855658-16-000306 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,053

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 06, 2016 Filed Nov 22, 2016 21:50 UTC Amendment
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 727 $7.86 $5,714.22
Disclosure

SEC source: 0000855658-16-000312 · primary_doc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,046

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
October 09, 2016 Filed Oct 11, 2016 22:58 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000301 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,433

Underlying: Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 09, 2016 Filed Oct 11, 2016 22:58 UTC Tax withholdingCommon Stock 292 $6.52 $1,903.84
Disclosure

SEC source: 0000855658-16-000301 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,641

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
October 09, 2016 Filed Oct 11, 2016 22:58 UTC Exercise / conversionCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000301 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:48 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000299 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,541

Underlying: Common Stock · 1,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:48 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 513 $6.53 $3,349.89
Disclosure

SEC source: 0000855658-16-000299 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,724

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:48 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,447 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000299 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000298 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,234

Underlying: Common Stock · 810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:47 UTC Tax withholdingCommon Stock 295 $6.53 $1,926.35
Disclosure

SEC source: 0000855658-16-000298 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,132

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:47 UTC Exercise / conversionCommon Stock 810 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000298 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 22:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000295 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,988

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 22:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 500 $6.24 $3,120.00
Disclosure

SEC source: 0000855658-16-000295 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,790

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 22:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000295 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 22:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000294 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,044

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 22:46 UTC Tax withholdingCommon Stock 215 $6.24 $1,341.60
Disclosure

SEC source: 0000855658-16-000294 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,617

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 22:46 UTC Exercise / conversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000294 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 06, 2016 Filed Nov 8, 2016 19:37 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 727 $7.86 $5,714.22
Disclosure

SEC source: 0000855658-16-000307 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 06, 2015 Filed Nov 8, 2016 19:36 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000306 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,185

Underlying: Common Stock · 10,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 06, 2015 Filed Nov 8, 2016 19:36 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,246 $0.00 $0.00
Disclosure

SEC source: 0000855658-16-000306 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.