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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2018 Filed Feb 7, 2018 19:45 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,049 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000008 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 19:44 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000007 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,821

Underlying: Common Stock · 10,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 19:44 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 3,961 $6.08 $24,082.88
Disclosure

SEC source: 0000855658-18-000007 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,755

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 19:44 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,246 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000007 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 17:30 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,217 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000004 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,064

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 17:30 UTC Tax withholdingCommon Stock 471 $6.50 $3,061.50
Disclosure

SEC source: 0000855658-18-000004 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,559

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 17:30 UTC Exercise / conversionCommon Stock 1,217 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000004 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 18:35 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000002 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,281

Underlying: Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 18:35 UTC Tax withholdingCommon Stock 334 $6.04 $2,017.36
Disclosure

SEC source: 0000855658-18-000002 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,813

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 18:35 UTC Exercise / conversionCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0000855658-18-000002 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:58 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000134 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,794

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:58 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 513 $5.72 $2,934.36
Disclosure

SEC source: 0000855658-17-000134 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,530

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:58 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000134 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:57 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000133 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,082

Underlying: Common Stock · 588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:57 UTC Tax withholdingCommon Stock 214 $5.72 $1,224.08
Disclosure

SEC source: 0000855658-17-000133 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,346

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:57 UTC Exercise / conversionCommon Stock 588 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000133 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:28 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000130 · edgardoc.xml · derivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,203

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:28 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 833 $6.51 $5,422.83
Disclosure

SEC source: 0000855658-17-000130 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,634

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:28 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000130 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:27 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000129 · edgardoc.xml · derivative · entry 3

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,350

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:27 UTC
HAWK GLENVP, Corp Mktg
Tax withholdingCommon Stock 1,100 $6.51 $7,161.00
Disclosure

SEC source: 0000855658-17-000129 · edgardoc.xml · nonDerivative · entry 2

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,953

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:27 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionCommon Stock 2,925 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000129 · edgardoc.xml · nonDerivative · entry 1

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:27 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000128 · edgardoc.xml · derivative · entry 6

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,067

Underlying: Common Stock · 10,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:27 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 5,319 $6.51 $34,626.69
Disclosure

SEC source: 0000855658-17-000128 · edgardoc.xml · nonDerivative · entry 4

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,470

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:27 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,438 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000128 · edgardoc.xml · nonDerivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 11, 2017 Filed Nov 14, 2017 22:27 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000128 · edgardoc.xml · derivative · entry 5

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,505

Underlying: Common Stock · 6,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 11, 2017 Filed Nov 14, 2017 22:27 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 3,140 $6.51 $20,441.40
Disclosure

SEC source: 0000855658-17-000128 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,351

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 11, 2017 Filed Nov 14, 2017 22:27 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 6,162 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000128 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:28 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 16,082 $6.45 $103,743.37
Disclosure

SEC source: 0000855658-17-000130 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,173

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $6.42 to $6.49.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 19:15 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000120 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,497

Underlying: Common Stock · 2,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 19:15 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 742 $5.92 $4,392.64
Disclosure

SEC source: 0000855658-17-000120 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,255

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 19:15 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,049 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000120 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 19:15 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000119 · edgardoc.xml · derivative · entry 4

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,667

Underlying: Common Stock · 10,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 19:15 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 5,220 $5.92 $30,902.40
Disclosure

SEC source: 0000855658-17-000119 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,329

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 19:15 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,245 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000119 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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November 03, 2017 Filed Nov 7, 2017 19:15 UTC
Billerbeck Darin GDirector · President & CEO
GrantRestricted Stock Unit (RSU) · Derivative 70,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000119 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,912

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 50% of the RSUs will vest on the first anniversary of the date of grant and 50% of the RSUs will vest on the second anniversary of the date of grant.

F5 · derivative.expiration_date: Not applicable.

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October 19, 2017 Filed Oct 23, 2017 18:52 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000108 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,170

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

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October 19, 2017 Filed Oct 23, 2017 18:52 UTC Tax withholdingCommon Stock 443 $5.76 $2,551.68
Disclosure

SEC source: 0000855658-17-000108 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,972

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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October 19, 2017 Filed Oct 23, 2017 18:52 UTC Exercise / conversionCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000108 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
October 18, 2017 Filed Oct 20, 2017 19:35 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 574,600 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0000855658-17-000106 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 574,600 shares

Expires 2017-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock vested as follows: 25% of the total amount of shares subject to the option vested on 11/8/2011. 6.25% of the total amount of the shares subject to the option vested in each of the three months thereafter until all shares vested on 11/8/2014.

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October 18, 2017 Filed Oct 20, 2017 19:35 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 531,807 $5.73 $3,047,254.11
Disclosure

SEC source: 0000855658-17-000106 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,304

F1 · kind: These shares were retained by the Issuer in order to meet the aggregate exercise price and tax withholding obligations of the Reporting Person in connection with the exercise of stock options that were scheduled to expire on November 8, 2017. The amount retained by the Issuer was not in excess of the amount of the tax liability. The Reporting Person retained the net shares obtained on the exercise.

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October 18, 2017 Filed Oct 20, 2017 19:35 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 574,600 $4.86 $2,792,556.00
Disclosure

SEC source: 0000855658-17-000106 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:05 UTC
Milstead Byron WayneVP Corp, General Counsel
GrantRestricted Stock Unit (RSU) · Derivative 42,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000116 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,546

Underlying: Common Stock · 42,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

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October 18, 2017 Filed Nov 6, 2017 20:05 UTC
Milstead Byron WayneVP Corp, General Counsel
GrantPerformance Non-Qualified Stock Option (right to buy) · Derivative 35,700 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-17-000116 · edgardoc.xml · derivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,700

Underlying: Common Stock · 35,700 shares

Expires 2024-10-18

F2 · derivative.exercise_date: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.

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October 18, 2017 Filed Nov 6, 2017 20:05 UTC
Milstead Byron WayneVP Corp, General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 51,500 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-17-000116 · edgardoc.xml · derivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,500

Underlying: Common Stock · 51,500 shares

Expires 2024-10-18

F1 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

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October 18, 2017 Filed Nov 6, 2017 20:05 UTC
HAWK GLENVP, Corp Mktg
GrantRestricted Stock Unit (RSU) · Derivative 80,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000115 · edgardoc.xml · derivative · entry 3

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,275

Underlying: Common Stock · 80,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

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October 18, 2017 Filed Nov 6, 2017 20:05 UTC
HAWK GLENVP, Corp Mktg
GrantPerformance Non-Qualified Stock Option (right to buy) · Derivative 67,800 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-17-000115 · edgardoc.xml · derivative · entry 2

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,800

Underlying: Common Stock · 67,800 shares

Expires 2024-10-18

F2 · derivative.exercise_date: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:05 UTC
HAWK GLENVP, Corp Mktg
GrantNon-Qualified Stock Option (right to buy) · Derivative 97,700 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-17-000115 · edgardoc.xml · derivative · entry 1

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,700

Underlying: Common Stock · 97,700 shares

Expires 2024-10-18

F1 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:04 UTC GrantRestricted Stock Unit (RSU) · Derivative 65,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000114 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,886

Underlying: Common Stock · 65,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 18, 2017 Filed Nov 6, 2017 20:04 UTC GrantPerformance Non-Qualified Stock Option (right to buy) · Derivative 55,400 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-17-000114 · edgardoc.xml · derivative · entry 2

Downing Maxwell J · CIK 0001672197 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,400

Underlying: Common Stock · 55,400 shares

Expires 2024-10-18

F2 · derivative.exercise_date: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.