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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2020 Filed Aug 5, 2020 18:08 UTC
Douglass StephenVP Corp, R&D
Tax withholdingCommon Stock 3,118 $31.09 $96,938.62
Disclosure

SEC source: 0000855658-20-000117 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,485

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2020 Filed Aug 5, 2020 18:08 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 9,014 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000117 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · derivative · entry 12

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,324

Underlying: Common Stock · 3,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F7 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 9,214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · derivative · entry 11

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,707

Underlying: Common Stock · 9,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 4,465 $31.09 $138,816.85
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · nonDerivative · entry 7

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,921

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 9,214 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · nonDerivative · entry 6

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 1,284 $31.09 $39,919.56
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · nonDerivative · entry 5

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · nonDerivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
July 31, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,679 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · derivative · entry 10

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,036

Underlying: Common Stock · 3,679 shares

Expires 2024-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

Read SEC document
July 31, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 4,870 $31.01 $151,018.70
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 31, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 3,679 $31.01 $114,085.79
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,870

Read SEC document
July 31, 2020 Filed Aug 5, 2020 18:04 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,679 $5.73 $21,080.67
Disclosure

SEC source: 0000855658-20-000115 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2020 Filed Jul 22, 2020 17:54 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000113 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,780

Underlying: Common Stock · 3,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
July 18, 2020 Filed Jul 22, 2020 17:54 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 1,059 $30.30 $32,087.70
Disclosure

SEC source: 0000855658-20-000113 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
July 18, 2020 Filed Jul 22, 2020 17:54 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,165 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000113 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 9, 2020 18:17 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000111 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,049

Underlying: Common Stock · 13,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
July 08, 2020 Filed Jul 9, 2020 18:17 UTC
NELSON MARK JONVP Corp, Sales
Tax withholdingCommon Stock 6,872 $30.09 $206,778.48
Disclosure

SEC source: 0000855658-20-000111 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,198

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
July 08, 2020 Filed Jul 9, 2020 18:17 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000111 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 18:40 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000108 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,520

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 18:40 UTC
Luther Sherri RVP Corp, CFO
Tax withholdingCommon Stock 4,375 $28.91 $126,481.25
Disclosure

SEC source: 0000855658-20-000108 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,064

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 18:40 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000108 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 16:41 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000106 · edgardoc.xml · derivative · entry 4

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,637

Underlying: Common Stock · 8,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 16:41 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Tax withholdingCommon Stock 2,778 $27.08 $75,228.24
Disclosure

SEC source: 0000855658-20-000106 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,809

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 16:41 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 8,031 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000106 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:59 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 31,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000104 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,027

Underlying: Common Stock · 31,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:59 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 16,525 $27.09 $447,662.25
Disclosure

SEC source: 0000855658-20-000104 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,680

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:59 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 31,385 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000104 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:55 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000102 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,317

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:55 UTC
Douglass StephenVP Corp, R&D
Tax withholdingCommon Stock 2,794 $27.09 $75,689.46
Disclosure

SEC source: 0000855658-20-000102 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,567

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:55 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 8,077 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000102 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:53 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,861 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000100 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,945

Underlying: Common Stock · 1,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:53 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 623 $27.09 $16,877.07
Disclosure

SEC source: 0000855658-20-000100 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 16:53 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,861 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000100 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 22, 2020 Filed Jun 4, 2020 18:15 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,519 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0000855658-20-000098 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,519 shares

Expires 2024-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person disclaims beneficial interest in 10,519 shares of the option exercised.

F3 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

Read SEC document
May 22, 2020 Filed Jun 4, 2020 18:15 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 10,519 $24.11 $253,627.82
Disclosure

SEC source: 0000855658-20-000098 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $23.826 to $24.40.

Read SEC document
May 22, 2020 Filed Jun 4, 2020 18:15 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 10,519 $7.54 $79,313.26
Disclosure

SEC source: 0000855658-20-000098 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 18:25 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,750 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0000855658-20-000094 · edgardoc.xml · derivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,800

Underlying: Common Stock · 2,750 shares

Expires 2023-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

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May 18, 2020 Filed May 19, 2020 18:25 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 2,750 $23.74 $65,278.68
Disclosure

SEC source: 0000855658-20-000094 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $23.71 to $23.75.

Read SEC document
May 18, 2020 Filed May 19, 2020 18:25 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,750 $5.28 $14,520.00
Disclosure

SEC source: 0000855658-20-000094 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 18:25 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 4,696 $23.72 $111,389.12
Disclosure

SEC source: 0000855658-20-000094 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 13, 2020 Filed Dec 7, 2020 19:40 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000198 · edgardoc.xml · derivative · entry 5

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,512

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2020 Filed Dec 7, 2020 19:40 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,294 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000198 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2020 Filed Dec 7, 2020 19:40 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 768 $23.35 $17,932.80
Disclosure

SEC source: 0000855658-20-000198 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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May 06, 2020 Filed May 7, 2020 18:10 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000092 · edgardoc.xml · derivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

Underlying: Common Stock · 8,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2020 Filed May 7, 2020 18:10 UTC Exercise / conversionCommon Stock 8,795 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000092 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 06, 2020 Filed May 7, 2020 18:03 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000090 · edgardoc.xml · derivative · entry 3

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

Underlying: Common Stock · 8,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2020 Filed May 7, 2020 18:03 UTC Exercise / conversionCommon Stock 8,795 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000090 · edgardoc.xml · nonDerivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 06, 2020 Filed May 7, 2020 17:58 UTC
MAJOR JOHN EDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000088 · edgardoc.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

Underlying: Common Stock · 8,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2020 Filed May 7, 2020 17:58 UTC
MAJOR JOHN EDirector
Exercise / conversionCommon Stock 8,795 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000088 · edgardoc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 06, 2020 Filed May 7, 2020 17:54 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000086 · edgardoc.xml · derivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

Underlying: Common Stock · 8,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.