Last 12 months
Inside the activity.
4 purchase rows · 76 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 2 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 20 |
| Mar 2026 | 0 | 20 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2020 Filed Nov 4, 2020 19:06 UTC |
ANDERSON JAMES ROBERTDirector · President & CEO
|
Exercise / conversionCommon Stock | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000168 · edgardoc.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:02 UTC |
Douglass StephenVP Corp, R&D
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,253 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000166 · edgardoc.xml · derivative · entry 3 Douglass Stephen · CIK 0001752584 · VP Corp, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,974 Underlying: Common Stock · 2,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction. F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:02 UTC |
Douglass StephenVP Corp, R&D
|
Tax withholdingCommon Stock | 1,118 | $35.06 | $39,197.08 |
DisclosureSEC source: 0000855658-20-000166 · edgardoc.xml · nonDerivative · entry 2 Douglass Stephen · CIK 0001752584 · VP Corp, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,807 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:02 UTC |
Douglass StephenVP Corp, R&D
|
Exercise / conversionCommon Stock | 2,253 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000166 · edgardoc.xml · nonDerivative · entry 1 Douglass Stephen · CIK 0001752584 · VP Corp, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 18:58 UTC |
Elashmawi EsamVP Corp, Mktg & Strategy
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000164 · edgardoc.xml · derivative · entry 3 Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,277 Underlying: Common Stock · 2,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction. F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 18:58 UTC |
Elashmawi EsamVP Corp, Mktg & Strategy
|
Tax withholdingCommon Stock | 1,024 | $35.06 | $35,901.44 |
DisclosureSEC source: 0000855658-20-000164 · edgardoc.xml · nonDerivative · entry 2 Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,126 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 18:58 UTC |
Elashmawi EsamVP Corp, Mktg & Strategy
|
Exercise / conversionCommon Stock | 2,065 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000164 · edgardoc.xml · nonDerivative · entry 1 Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 18:42 UTC |
Luther Sherri RVP Corp, CFO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,877 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000162 · edgardoc.xml · derivative · entry 3 Luther Sherri R · CIK 0001764515 · VP Corp, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,307 Underlying: Common Stock · 1,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction. F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 18:42 UTC |
Luther Sherri RVP Corp, CFO
|
Tax withholdingCommon Stock | 931 | $35.06 | $32,640.86 |
DisclosureSEC source: 0000855658-20-000162 · edgardoc.xml · nonDerivative · entry 2 Luther Sherri R · CIK 0001764515 · VP Corp, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,344 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 18:42 UTC |
Luther Sherri RVP Corp, CFO
|
Exercise / conversionCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000162 · edgardoc.xml · nonDerivative · entry 1 Luther Sherri R · CIK 0001764515 · VP Corp, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| October 28, 2020 Filed Oct 29, 2020 17:18 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
SaleCommon Stock | 6,400 | $33.81 | $216,398.08 |
DisclosureSEC source: 0000855658-20-000160 · edgardoc.xml · nonDerivative · entry 1 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,422 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $32.80 to $35.53. Read SEC document |
| October 18, 2020 Filed Oct 19, 2020 16:57 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,165 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000158 · edgardoc.xml · derivative · entry 3 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,297 Underlying: Common Stock · 3,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| October 18, 2020 Filed Oct 19, 2020 16:57 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Tax withholdingCommon Stock | 1,534 | $33.56 | $51,481.04 |
DisclosureSEC source: 0000855658-20-000158 · edgardoc.xml · nonDerivative · entry 2 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,822 F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| October 18, 2020 Filed Oct 19, 2020 16:57 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 3,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000158 · edgardoc.xml · nonDerivative · entry 1 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 15:57 UTC |
NELSON MARK JONVP Corp, Sales
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000156 · edgardoc.xml · derivative · entry 3 NELSON MARK JON · CIK 0001554623 · VP Corp, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,678 Underlying: Common Stock · 13,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction. F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 15:57 UTC |
NELSON MARK JONVP Corp, Sales
|
Tax withholdingCommon Stock | 6,872 | $31.44 | $216,055.68 |
DisclosureSEC source: 0000855658-20-000156 · edgardoc.xml · nonDerivative · entry 2 NELSON MARK JON · CIK 0001554623 · VP Corp, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,633 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 15:57 UTC |
NELSON MARK JONVP Corp, Sales
|
Exercise / conversionCommon Stock | 13,859 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000156 · edgardoc.xml · nonDerivative · entry 1 NELSON MARK JON · CIK 0001554623 · VP Corp, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 18:21 UTC |
Luther Sherri RVP Corp, CFO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000154 · edgardoc.xml · derivative · entry 3 Luther Sherri R · CIK 0001764515 · VP Corp, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,184 Underlying: Common Stock · 8,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction. F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 18:21 UTC |
Luther Sherri RVP Corp, CFO
|
Tax withholdingCommon Stock | 4,376 | $28.22 | $123,490.72 |
DisclosureSEC source: 0000855658-20-000154 · edgardoc.xml · nonDerivative · entry 2 Luther Sherri R · CIK 0001764515 · VP Corp, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,398 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 18:21 UTC |
Luther Sherri RVP Corp, CFO
|
Exercise / conversionCommon Stock | 8,824 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000154 · edgardoc.xml · nonDerivative · entry 1 Luther Sherri R · CIK 0001764515 · VP Corp, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 17:25 UTC |
MAJOR JOHN EDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0000855658-20-000152 · edgardoc.xml · derivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,756 Underlying: Common Stock · 1,000 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 17:25 UTC |
MAJOR JOHN EDirector
|
SaleCommon Stock | 1,000 | $27.28 | $27,279.60 |
DisclosureSEC source: 0000855658-20-000152 · edgardoc.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,058 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $27.03 to $27.55. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 17:25 UTC |
MAJOR JOHN EDirector
|
Exercise / conversionCommon Stock | 1,000 | $6.29 | $6,290.00 |
DisclosureSEC source: 0000855658-20-000152 · edgardoc.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 17:24 UTC |
BOURGOIN JOHNDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.33 | $0.00 |
DisclosureSEC source: 0000855658-20-000151 · edgardoc.xml · derivative · entry 3 BOURGOIN JOHN · CIK 0001103954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 15,000 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 17:24 UTC |
BOURGOIN JOHNDirector
|
SaleCommon Stock | 8,665 | $27.36 | $237,045.81 |
DisclosureSEC source: 0000855658-20-000151 · edgardoc.xml · nonDerivative · entry 2 BOURGOIN JOHN · CIK 0001103954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,480 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $27.05 to $27.60. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 17:24 UTC |
BOURGOIN JOHNDirector
|
Exercise / conversionCommon Stock | 15,000 | $5.33 | $79,950.00 |
DisclosureSEC source: 0000855658-20-000151 · edgardoc.xml · nonDerivative · entry 1 BOURGOIN JOHN · CIK 0001103954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Dec 1, 2020 17:54 UTC |
ABRAMS ROBIN ANNDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $5.33 | $0.00 |
DisclosureSEC source: 0000855658-20-000188 · edgardoc.xml · derivative · entry 4 ABRAMS ROBIN ANN · CIK 0001282677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| September 23, 2020 Filed Dec 1, 2020 17:54 UTC |
ABRAMS ROBIN ANNDirector
|
SaleCommon Stock | 12,500 | $27.59 | $344,925.00 |
DisclosureSEC source: 0000855658-20-000188 · edgardoc.xml · nonDerivative · entry 3 ABRAMS ROBIN ANN · CIK 0001282677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,050 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $27.39 to $27.85. Read SEC document |
| September 23, 2020 Filed Dec 1, 2020 17:54 UTC |
ABRAMS ROBIN ANNDirector
|
SaleCommon Stock | 5,835 | $27.62 | $161,160.95 |
DisclosureSEC source: 0000855658-20-000188 · edgardoc.xml · nonDerivative · entry 2 ABRAMS ROBIN ANN · CIK 0001282677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,550 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $27.43 to $27.84. Read SEC document |
| September 23, 2020 Filed Dec 1, 2020 17:54 UTC |
ABRAMS ROBIN ANNDirector
|
Exercise / conversionCommon Stock | 30,000 | $5.33 | $159,900.00 |
DisclosureSEC source: 0000855658-20-000188 · edgardoc.xml · nonDerivative · entry 1 ABRAMS ROBIN ANN · CIK 0001282677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 18:56 UTC |
MAJOR JOHN EDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0000855658-20-000148 · edgardoc.xml · derivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,756 Underlying: Common Stock · 1,000 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 18:56 UTC |
MAJOR JOHN EDirector
|
SaleCommon Stock | 1,000 | $27.46 | $27,460.00 |
DisclosureSEC source: 0000855658-20-000148 · edgardoc.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,058 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 18:56 UTC |
MAJOR JOHN EDirector
|
Exercise / conversionCommon Stock | 1,000 | $6.29 | $6,290.00 |
DisclosureSEC source: 0000855658-20-000148 · edgardoc.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 16:19 UTC |
BOURGOIN JOHNDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.33 | $0.00 |
DisclosureSEC source: 0000855658-20-000145 · edgardoc.xml · derivative · entry 3 BOURGOIN JOHN · CIK 0001103954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 15,000 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 16:19 UTC |
BOURGOIN JOHNDirector
|
SaleCommon Stock | 8,665 | $29.20 | $252,998.07 |
DisclosureSEC source: 0000855658-20-000145 · edgardoc.xml · nonDerivative · entry 2 BOURGOIN JOHN · CIK 0001103954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,145 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $28.83 to $29.36. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 16:19 UTC |
BOURGOIN JOHNDirector
|
Exercise / conversionCommon Stock | 15,000 | $5.33 | $79,950.00 |
DisclosureSEC source: 0000855658-20-000145 · edgardoc.xml · nonDerivative · entry 1 BOURGOIN JOHN · CIK 0001103954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 14, 2020 17:39 UTC |
Douglass StephenVP Corp, R&D
|
SaleCommon Stock | 17,550 | $27.18 | $477,028.31 |
DisclosureSEC source: 0000855658-20-000143 · edgardoc.xml · nonDerivative · entry 1 Douglass Stephen · CIK 0001752584 · VP Corp, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,672 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $26.85 to $27.59. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:12 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,862 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000141 · edgardoc.xml · derivative · entry 6 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,462 Underlying: Common Stock · 1,862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F6 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:12 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 14,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000141 · edgardoc.xml · derivative · entry 5 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,523 Underlying: Common Stock · 14,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:12 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Tax withholdingCommon Stock | 6,873 | $28.02 | $192,581.46 |
DisclosureSEC source: 0000855658-20-000141 · edgardoc.xml · nonDerivative · entry 4 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,191 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:12 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 14,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000141 · edgardoc.xml · nonDerivative · entry 3 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares earned with respect to performance restricted stock units (PRSUs)based on the achievement by Lattice Semiconductor of certain performance targets for the period September 4, 2019 to September 3, 2020. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:12 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Tax withholdingCommon Stock | 903 | $28.02 | $25,302.06 |
DisclosureSEC source: 0000855658-20-000141 · edgardoc.xml · nonDerivative · entry 2 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,880 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:12 UTC |
Milstead Byron WayneVP Corp, General Counsel
|
Exercise / conversionCommon Stock | 1,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000141 · edgardoc.xml · nonDerivative · entry 1 Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:08 UTC |
ANDERSON JAMES ROBERTDirector · President & CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 31,385 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000137 · edgardoc.xml · derivative · entry 6 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,472 Underlying: Common Stock · 31,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 33% of the RSUs will vest on the first anniversary of the date of grant, and an additional 8.33% of the RSUs shall vest at the end of each three month period thereafter. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:08 UTC |
ANDERSON JAMES ROBERTDirector · President & CEO
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 181,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000137 · edgardoc.xml · derivative · entry 5 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,877 Underlying: Common Stock · 181,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:08 UTC |
ANDERSON JAMES ROBERTDirector · President & CEO
|
Tax withholdingCommon Stock | 95,549 | $28.02 | $2,677,282.98 |
DisclosureSEC source: 0000855658-20-000137 · edgardoc.xml · nonDerivative · entry 4 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,553 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:08 UTC |
ANDERSON JAMES ROBERTDirector · President & CEO
|
Exercise / conversionCommon Stock | 181,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000137 · edgardoc.xml · nonDerivative · entry 3 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares earned with respect to performance restricted stock units (PRSUs)based on the achievement by Lattice Semiconductor of certain performance targets for the period September 4, 2019 to September 3, 2020. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:08 UTC |
ANDERSON JAMES ROBERTDirector · President & CEO
|
Tax withholdingCommon Stock | 16,525 | $28.02 | $463,030.50 |
DisclosureSEC source: 0000855658-20-000137 · edgardoc.xml · nonDerivative · entry 2 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,624 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:08 UTC |
ANDERSON JAMES ROBERTDirector · President & CEO
|
Exercise / conversionCommon Stock | 31,385 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000137 · edgardoc.xml · nonDerivative · entry 1 ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 17:11 UTC |
Douglass StephenVP Corp, R&D
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,076 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000140 · edgardoc.xml · derivative · entry 6 Douglass Stephen · CIK 0001752584 · VP Corp, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,227 Underlying: Common Stock · 8,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F6 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.