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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2021 Filed Mar 22, 2021 18:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Tax withholdingCommon Stock 2,548 $48.44 $123,425.12
Disclosure

SEC source: 0000855658-21-000049 · edgardoc.xml · nonDerivative · entry 4

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,236

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 7,279 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000049 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000050 · edgardoc.xml · derivative · entry 6

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,326

Underlying: Common Stock · 7,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Luther Sherri RVP Corp, CFO
Tax withholdingCommon Stock 3,609 $48.44 $174,819.96
Disclosure

SEC source: 0000855658-21-000050 · edgardoc.xml · nonDerivative · entry 4

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,630

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 7,279 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000050 · edgardoc.xml · nonDerivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:08 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000048 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,255

Underlying: Common Stock · 22,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:08 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 22,748 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000048 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:08 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 9,979 $48.44 $483,382.76
Disclosure

SEC source: 0000855658-21-000048 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,005

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000053 · edgardoc.xml · derivative · entry 5

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,644

Underlying: Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Douglass StephenVP Corp, R&D
Tax withholdingCommon Stock 941 $43.89 $41,300.49
Disclosure

SEC source: 0000855658-21-000053 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,587

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000053 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000052 · edgardoc.xml · derivative · entry 5

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,064

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
NELSON MARK JONVP Corp, Sales
Tax withholdingCommon Stock 932 $43.89 $40,905.48
Disclosure

SEC source: 0000855658-21-000052 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,586

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000052 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 864 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000051 · edgardoc.xml · derivative · entry 5

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,250

Underlying: Common Stock · 864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 295 $43.89 $12,947.55
Disclosure

SEC source: 0000855658-21-000051 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 864 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000051 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,066 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000049 · edgardoc.xml · derivative · entry 5

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,180

Underlying: Common Stock · 2,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Tax withholdingCommon Stock 863 $43.89 $37,877.07
Disclosure

SEC source: 0000855658-21-000049 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,505

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 2,066 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000049 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000050 · edgardoc.xml · derivative · entry 5

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,605

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Luther Sherri RVP Corp, CFO
Tax withholdingCommon Stock 932 $43.89 $40,905.48
Disclosure

SEC source: 0000855658-21-000050 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,960

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:09 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000050 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:08 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000048 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,003

Underlying: Common Stock · 7,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:08 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 7,042 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000048 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2021 Filed Mar 22, 2021 18:08 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 2,805 $43.89 $123,111.45
Disclosure

SEC source: 0000855658-21-000048 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,942

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:03 UTC
MAJOR JOHN EDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000018 · edgardoc.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,756

Underlying: Common Stock · 1,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:03 UTC
MAJOR JOHN EDirector
SaleCommon Stock 1,000 $40.68 $40,680.00
Disclosure

SEC source: 0000855658-21-000018 · edgardoc.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:03 UTC
MAJOR JOHN EDirector
Exercise / conversionCommon Stock 1,000 $6.29 $6,290.00
Disclosure

SEC source: 0000855658-21-000018 · edgardoc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2021 Filed Jan 20, 2021 19:21 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000016 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,114

Underlying: Common Stock · 3,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 18, 2021 Filed Jan 20, 2021 19:21 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 1,255 $43.09 $54,077.95
Disclosure

SEC source: 0000855658-21-000016 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,385

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 18, 2021 Filed Jan 20, 2021 19:21 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,165 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000016 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 08, 2021 Filed Jan 13, 2021 18:57 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000014 · edgardoc.xml · derivative · entry 6

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,942

Underlying: Common Stock · 13,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 08, 2021 Filed Jan 13, 2021 18:57 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 110,782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000014 · edgardoc.xml · derivative · entry 5

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,231

Underlying: Common Stock · 110,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 08, 2021 Filed Jan 13, 2021 18:57 UTC
NELSON MARK JONVP Corp, Sales
Tax withholdingCommon Stock 53,637 $44.54 $2,388,991.98
Disclosure

SEC source: 0000855658-21-000014 · edgardoc.xml · nonDerivative · entry 4

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,640

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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January 08, 2021 Filed Jan 13, 2021 18:57 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 110,782 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000014 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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January 08, 2021 Filed Jan 13, 2021 18:57 UTC
NELSON MARK JONVP Corp, Sales
Tax withholdingCommon Stock 5,019 $44.54 $223,546.26
Disclosure

SEC source: 0000855658-21-000014 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,495

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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January 08, 2021 Filed Jan 13, 2021 18:57 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000014 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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January 05, 2021 Filed Jan 6, 2021 19:57 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 183 $45.16 $8,264.28
Disclosure

SEC source: 0000855658-21-000012 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,274

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

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January 05, 2021 Filed Jan 6, 2021 19:57 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,678 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-21-000011 · edgardoc.xml · derivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,358

Underlying: Common Stock · 3,678 shares

Expires 2024-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

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January 05, 2021 Filed Jan 6, 2021 19:57 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 3,678 $45.93 $168,946.36
Disclosure

SEC source: 0000855658-21-000011 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $45.16 to $46.35.

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January 05, 2021 Filed Jan 6, 2021 19:57 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 3,678 $5.73 $21,074.94
Disclosure

SEC source: 0000855658-21-000011 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 19:57 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 1,350 $45.96 $62,048.43
Disclosure

SEC source: 0000855658-21-000011 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $45.16 to $46.35.

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January 04, 2021 Filed Jan 5, 2021 17:43 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $5.33 $0.00
Disclosure

SEC source: 0000855658-21-000008 · edgardoc.xml · derivative · entry 4

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

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January 04, 2021 Filed Jan 5, 2021 17:43 UTC SaleCommon Stock 3,537 $46.35 $163,955.51
Disclosure

SEC source: 0000855658-21-000008 · edgardoc.xml · nonDerivative · entry 3

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,513

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $46.003 to $46.78.

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January 04, 2021 Filed Jan 5, 2021 17:43 UTC Exercise / conversionCommon Stock 30,000 $5.33 $159,900.00
Disclosure

SEC source: 0000855658-21-000008 · edgardoc.xml · nonDerivative · entry 2

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 17:43 UTC SaleCommon Stock 10,000 $46.48 $464,835.00
Disclosure

SEC source: 0000855658-21-000008 · edgardoc.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,050

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $45.88 to $46.78.

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January 04, 2021 Filed Jan 5, 2021 17:42 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0000855658-21-000007 · edgardoc.xml · derivative · entry 3

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

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January 04, 2021 Filed Jan 5, 2021 17:42 UTC SaleCommon Stock 9,000 $46.47 $418,211.10
Disclosure

SEC source: 0000855658-21-000007 · edgardoc.xml · nonDerivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,492

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $45.92 to $46.78.

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January 04, 2021 Filed Jan 5, 2021 17:42 UTC Exercise / conversionCommon Stock 9,000 $5.03 $45,270.00
Disclosure

SEC source: 0000855658-21-000007 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.