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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2021 Filed Mar 9, 2021 22:04 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 31,385 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000037 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 17:34 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000035 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,224

Underlying: Common Stock · 8,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 17:34 UTC
Douglass StephenVP Corp, R&D
Tax withholdingCommon Stock 2,794 $42.11 $117,655.34
Disclosure

SEC source: 0000855658-21-000035 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,531

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 17:34 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 8,077 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000035 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 17:33 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,862 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000034 · edgardoc.xml · derivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,528

Underlying: Common Stock · 1,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 17:33 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 623 $42.11 $26,234.53
Disclosure

SEC source: 0000855658-21-000034 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 17:33 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,862 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000034 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:38 UTC
MAJOR JOHN EDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000028 · edgardoc.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,756

Underlying: Common Stock · 1,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:38 UTC
MAJOR JOHN EDirector
SaleCommon Stock 1,000 $48.92 $48,920.00
Disclosure

SEC source: 0000855658-21-000028 · edgardoc.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:38 UTC
MAJOR JOHN EDirector
Exercise / conversionCommon Stock 1,000 $6.29 $6,290.00
Disclosure

SEC source: 0000855658-21-000028 · edgardoc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.33 $0.00
Disclosure

SEC source: 0000855658-21-000027 · edgardoc.xml · derivative · entry 3

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:38 UTC SaleCommon Stock 5,777 $48.92 $282,610.84
Disclosure

SEC source: 0000855658-21-000027 · edgardoc.xml · nonDerivative · entry 2

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,038

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:38 UTC Exercise / conversionCommon Stock 10,000 $5.33 $53,300.00
Disclosure

SEC source: 0000855658-21-000027 · edgardoc.xml · nonDerivative · entry 1

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 25, 2021 18:04 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 3,026 $47.05 $142,376.02
Disclosure

SEC source: 0000855658-21-000024 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,248

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $47.05 to $47.06

Read SEC document
February 19, 2021 Filed Feb 25, 2021 18:04 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.33 $0.00
Disclosure

SEC source: 0000855658-21-000023 · edgardoc.xml · derivative · entry 3

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 25, 2021 18:04 UTC SaleCommon Stock 5,777 $46.87 $270,791.10
Disclosure

SEC source: 0000855658-21-000023 · edgardoc.xml · nonDerivative · entry 2

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,815

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
February 19, 2021 Filed Feb 25, 2021 18:04 UTC Exercise / conversionCommon Stock 10,000 $5.33 $53,300.00
Disclosure

SEC source: 0000855658-21-000023 · edgardoc.xml · nonDerivative · entry 1

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:24 UTC
NELSON MARK JONVP Corp, Sales
GrantRestricted Stock Unit (RSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000071 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,345

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:24 UTC
NELSON MARK JONVP Corp, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 45,613 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000071 · edgardoc.xml · derivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,247

Underlying: Common Stock · 45,613 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:24 UTC
NELSON MARK JONVP Corp, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000071 · edgardoc.xml · derivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,634

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:24 UTC
Milstead Byron WayneVP Corp, General Counsel
GrantRestricted Stock Unit (RSU) · Derivative 4,276 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000070 · edgardoc.xml · derivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,390

Underlying: Common Stock · 4,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 50% of the RSUs will vest on the first anniversary of the date of grant, and an additional 12.5% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:24 UTC
Milstead Byron WayneVP Corp, General Counsel
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 8,552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000070 · edgardoc.xml · derivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,075

Underlying: Common Stock · 8,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:24 UTC
Luther Sherri RVP Corp, CFO
GrantRestricted Stock Unit (RSU) · Derivative 14,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000069 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,737

Underlying: Common Stock · 14,254 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:24 UTC
Luther Sherri RVP Corp, CFO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 57,016 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000069 · edgardoc.xml · derivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,836

Underlying: Common Stock · 57,016 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:24 UTC
Luther Sherri RVP Corp, CFO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 14,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000069 · edgardoc.xml · derivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,820

Underlying: Common Stock · 14,254 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
GrantRestricted Stock Unit (RSU) · Derivative 12,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000068 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,789

Underlying: Common Stock · 12,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 50,174 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000068 · edgardoc.xml · derivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,171

Underlying: Common Stock · 50,174 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 12,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000068 · edgardoc.xml · derivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,997

Underlying: Common Stock · 12,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
Douglass StephenVP Corp, R&D
GrantRestricted Stock Unit (RSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000067 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,301

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
Douglass StephenVP Corp, R&D
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 45,613 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000067 · edgardoc.xml · derivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,422

Underlying: Common Stock · 45,613 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
Douglass StephenVP Corp, R&D
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000067 · edgardoc.xml · derivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,809

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GrantRestricted Stock Unit (RSU) · Derivative 43,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000066 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,377

Underlying: Common Stock · 43,332 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 196,138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000066 · edgardoc.xml · derivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,751

Underlying: Common Stock · 196,138 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Mar 29, 2021 22:23 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 54,736 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000066 · edgardoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,613

Underlying: Common Stock · 54,736 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2021 Filed Feb 21, 2023 21:32 UTC Amendment
NELSON MARK JONSVP, Sales
GrantRestricted Stock Unit (RSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-003995 · rdgdoc.xml · derivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,345

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grants of (i) 11,403 Performance Restricted Stock Units (PRSUs) and (ii) 45,613 PRSUs, each reported in Table II of the original Form 4, should not have been reported. As the vesting of the PRSUs is subject to performance criteria other than the passage time or the market price of the Issuer's securities, the PRSUs were not reportable at the time of grant as they did not constitute "derivative securities" for purposes of Section 16.

F2 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F5 · price: Restricted Stock Units - no purchase price for this transaction.

F3 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

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February 19, 2021 Filed Feb 21, 2023 21:30 UTC Amendment GrantRestricted Stock Unit (RSU) · Derivative 14,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-003993 · rdgdoc.xml · derivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,737

Underlying: Common Stock · 14,254 shares

Expires not disclosed

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grants of (i) 14,254 Performance Restricted Stock Units (PRSUs) and (ii) 57,016 PRSUs, each reported in Table II of the original Form 4, should not have been reported. As the vesting of the PRSUs is subject to performance criteria other than the passage time or the market price of the Issuer's securities, the PRSUs were not reportable at the time of grant as they did not constitute "derivative securities" for purposes of Section 16.

F2 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F5 · price: Restricted Stock Units - no purchase price for this transaction.

F3 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

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February 19, 2021 Filed Feb 21, 2023 21:29 UTC Amendment
Elashmawi EsamSVP, Mktg & Strategy
GrantRestricted Stock Unit (RSU) · Derivative 12,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-003992 · rdgdoc.xml · derivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,789

Underlying: Common Stock · 12,543 shares

Expires not disclosed

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grants of (i) 12,543 Performance Restricted Stock Units (PRSUs) and (ii) 50,174 PRSUs, each reported in Table II of the original Form 4, should not have been reported. As the vesting of the PRSUs is subject to performance criteria other than the passage time or the market price of the Issuer's securities, the PRSUs were not reportable at the time of grant as they did not constitute "derivative securities" for purposes of Section 16.

F2 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F5 · price: Restricted Stock Units - no purchase price for this transaction.

F3 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

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February 19, 2021 Filed Feb 21, 2023 21:27 UTC Amendment GrantRestricted Stock Unit (RSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-003990 · rdgdoc.xml · derivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,301

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grants of (i) 11,403 Performance Restricted Stock Units (PRSUs) and (ii) 45,613 PRSUs, each reported in Table II of the original Form 4, should not have been reported. As the vesting of the PRSUs is subject to performance criteria other than the passage time or the market price of the Issuer's securities, the PRSUs were not reportable at the time of grant as they did not constitute "derivative securities" for purposes of Section 16.

F2 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F5 · price: Restricted Stock Units - no purchase price for this transaction.

F3 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

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February 19, 2021 Filed Feb 21, 2023 21:20 UTC Amendment
ANDERSON JAMES ROBERTDirector · President, CEO
GrantRestricted Stock Unit (RSU) · Derivative 43,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-003983 · rdgdoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,377

Underlying: Common Stock · 43,332 shares

Expires not disclosed

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grants of (i) 54,736 Performance Restricted Stock Units (PRSUs) and (ii) 196,138 PRSUs, each reported in Table II of the original Form 4, should not have been reported. As the vesting of the PRSUs is subject to performance criteria other than the passage time or the market price of the Issuer's securities, the PRSUs were not reportable at the time of grant as they did not constitute "derivative securities" for purposes of Section 16.

F2 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F5 · price: Restricted Stock Units - no purchase price for this transaction.

F3 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

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February 17, 2021 Filed Feb 19, 2021 17:18 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 35,301 $46.83 $1,653,145.83
Disclosure

SEC source: 0000855658-21-000020 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,339

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $45.931 to $47.95.

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February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000053 · edgardoc.xml · derivative · entry 6

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,365

Underlying: Common Stock · 7,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 7,279 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000053 · edgardoc.xml · nonDerivative · entry 4

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Douglass StephenVP Corp, R&D
Tax withholdingCommon Stock 2,540 $48.44 $123,037.60
Disclosure

SEC source: 0000855658-21-000053 · edgardoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,047

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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February 14, 2021 Filed Mar 22, 2021 18:09 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000052 · edgardoc.xml · derivative · entry 6

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,785

Underlying: Common Stock · 7,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:09 UTC
NELSON MARK JONVP Corp, Sales
Tax withholdingCommon Stock 3,609 $48.44 $174,819.96
Disclosure

SEC source: 0000855658-21-000052 · edgardoc.xml · nonDerivative · entry 4

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,256

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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February 14, 2021 Filed Mar 22, 2021 18:09 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 7,279 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000052 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,427 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000051 · edgardoc.xml · derivative · entry 6

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,823

Underlying: Common Stock · 2,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 812 $48.44 $39,333.28
Disclosure

SEC source: 0000855658-21-000051 · edgardoc.xml · nonDerivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,569

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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February 14, 2021 Filed Mar 22, 2021 18:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,427 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000051 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2021 Filed Mar 22, 2021 18:08 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000049 · edgardoc.xml · derivative · entry 6

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,901

Underlying: Common Stock · 7,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.