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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 24,038 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000175 · edgardoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 1,118 $57.09 $63,826.62
Disclosure

SEC source: 0000855658-21-000175 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,561

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000175 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 864 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000173 · edgardoc.xml · derivative · entry 6

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,877

Underlying: Common Stock · 864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 9,214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000173 · edgardoc.xml · derivative · entry 5

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,861

Underlying: Common Stock · 9,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 4,465 $57.09 $254,906.85
Disclosure

SEC source: 0000855658-21-000173 · edgardoc.xml · nonDerivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 9,214 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000173 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 419 $57.09 $23,920.71
Disclosure

SEC source: 0000855658-21-000173 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,984

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 864 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000173 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000174 · edgardoc.xml · derivative · entry 6

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,432

Underlying: Common Stock · 2,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 22,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000174 · edgardoc.xml · derivative · entry 5

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,137

Underlying: Common Stock · 22,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 10,925 $57.09 $623,708.25
Disclosure

SEC source: 0000855658-21-000174 · edgardoc.xml · nonDerivative · entry 4

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,172

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 22,034 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000174 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 1,024 $57.09 $58,460.16
Disclosure

SEC source: 0000855658-21-000174 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,063

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 2,065 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000174 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:46 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000166 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,773

Underlying: Common Stock · 13,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:46 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 6,872 $52.83 $363,047.76
Disclosure

SEC source: 0000855658-21-000166 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,862

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:46 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000166 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 17:32 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000164 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,236

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 17:32 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 4,375 $54.89 $240,143.75
Disclosure

SEC source: 0000855658-21-000164 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,004

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 17:32 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000164 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:22 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0000855658-21-000162 · edgardoc.xml · derivative · entry 3

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:22 UTC SaleCommon Stock 9,000 $55.83 $502,455.60
Disclosure

SEC source: 0000855658-21-000162 · edgardoc.xml · nonDerivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,986

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $55.48 to $56.14.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 00:22 UTC Exercise / conversionCommon Stock 9,000 $5.03 $45,270.00
Disclosure

SEC source: 0000855658-21-000162 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 00:21 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000161 · edgardoc.xml · derivative · entry 3

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,256

Underlying: Common Stock · 6,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 00:21 UTC SaleCommon Stock 6,000 $56.79 $340,734.60
Disclosure

SEC source: 0000855658-21-000161 · edgardoc.xml · nonDerivative · entry 2

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,552

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $56.40 to $57.03.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 00:21 UTC Exercise / conversionCommon Stock 6,000 $6.29 $37,740.00
Disclosure

SEC source: 0000855658-21-000161 · edgardoc.xml · nonDerivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2021 Filed Jun 29, 2021 00:07 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000158 · edgardoc.xml · derivative · entry 4

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,497

Underlying: Common Stock · 8,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
June 24, 2021 Filed Jun 29, 2021 00:07 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 17,827 $54.00 $962,658.00
Disclosure

SEC source: 0000855658-21-000158 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,573

Read SEC document
June 24, 2021 Filed Jun 29, 2021 00:07 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 3,982 $55.43 $220,722.26
Disclosure

SEC source: 0000855658-21-000158 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,400

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
June 24, 2021 Filed Jun 29, 2021 00:07 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 8,031 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000158 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 18:05 UTC SaleCommon Stock 10,000 $52.53 $525,274.00
Disclosure

SEC source: 0000855658-21-000156 · edgardoc.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,007

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $52.21 to $52.90.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 01:29 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 2,495 $52.44 $130,837.05
Disclosure

SEC source: 0000855658-21-000153 · edgardoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,001

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $52.22 to $52.81.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 01:28 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 11,027 $52.41 $577,925.07
Disclosure

SEC source: 0000855658-21-000149 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,333

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $52.12 to $52.94.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 01:29 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,861 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000154 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,741

Underlying: Common Stock · 1,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 01:29 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 902 $53.15 $47,941.30
Disclosure

SEC source: 0000855658-21-000154 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 01:29 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,861 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000154 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 01:29 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,076 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000153 · edgardoc.xml · derivative · entry 4

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,543

Underlying: Common Stock · 8,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

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June 04, 2021 Filed Jun 9, 2021 01:29 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 4,005 $53.15 $212,865.75
Disclosure

SEC source: 0000855658-21-000153 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,496

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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June 04, 2021 Filed Jun 9, 2021 01:29 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 8,076 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000153 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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June 04, 2021 Filed Jun 9, 2021 01:28 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 31,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000149 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,089

Underlying: Common Stock · 31,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

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June 04, 2021 Filed Jun 9, 2021 01:28 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 16,525 $53.15 $878,303.75
Disclosure

SEC source: 0000855658-21-000149 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,360

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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June 04, 2021 Filed Jun 9, 2021 01:28 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 31,385 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000149 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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May 25, 2021 Filed May 25, 2021 17:44 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 16,923 $51.88 $877,946.62
Disclosure

SEC source: 0000855658-21-000146 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,095

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $51.234 to $52.35.

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May 24, 2021 Filed May 26, 2021 23:10 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000148 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,500

F1 · kind: Stock transferred as a charitable disposition.

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May 17, 2021 Filed May 18, 2021 23:57 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000142 · edgardoc.xml · derivative · entry 3

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,256

Underlying: Common Stock · 6,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

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May 17, 2021 Filed May 18, 2021 23:57 UTC SaleCommon Stock 6,000 $45.37 $272,210.40
Disclosure

SEC source: 0000855658-21-000142 · edgardoc.xml · nonDerivative · entry 2

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,552

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $45.04 to $45.76.

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May 17, 2021 Filed May 18, 2021 23:57 UTC Exercise / conversionCommon Stock 6,000 $6.29 $37,740.00
Disclosure

SEC source: 0000855658-21-000142 · edgardoc.xml · nonDerivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 17, 2021 Filed May 18, 2021 23:55 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 459 $45.60 $20,930.40
Disclosure

SEC source: 0000855658-21-000137 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,379

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

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May 14, 2021 Filed May 19, 2021 01:45 UTC Amendment
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,358 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0000855658-21-000144 · edgardoc.xml · derivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,358 shares

Expires 2024-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.