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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,862 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000205 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 22:12 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 17,106 $58.24 $996,309.89
Disclosure

SEC source: 0000855658-21-000201 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,861

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $57.82 to $58.544.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 00:42 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 13,181 $56.73 $747,696.18
Disclosure

SEC source: 0000855658-21-000194 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,812

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $56.31 to $57.03.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 00:43 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 917 $58.90 $54,011.30
Disclosure

SEC source: 0000855658-21-000199 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,875

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000199 · edgardoc.xml · derivative · entry 4

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,075

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 903 $58.91 $53,195.73
Disclosure

SEC source: 0000855658-21-000199 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,792

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000199 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000198 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,270

Underlying: Common Stock · 607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 295 $58.91 $17,378.45
Disclosure

SEC source: 0000855658-21-000198 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 607 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000198 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000197 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,538

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 903 $58.91 $53,195.73
Disclosure

SEC source: 0000855658-21-000197 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,967

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:43 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000197 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000196 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,612

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 903 $58.91 $53,195.73
Disclosure

SEC source: 0000855658-21-000196 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,089

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000196 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000195 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,469

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 903 $58.91 $53,195.73
Disclosure

SEC source: 0000855658-21-000195 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,545

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000195 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000194 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,359

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 2,995 $58.91 $176,435.45
Disclosure

SEC source: 0000855658-21-000194 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,993

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2021 Filed Aug 19, 2021 00:42 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000194 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:42 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 8,026 $58.85 $472,345.35
Disclosure

SEC source: 0000855658-21-000187 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $58.36 to $59.58.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:41 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 18,033 $60.57 $1,092,197.50
Disclosure

SEC source: 0000855658-21-000183 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,875

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $60.02 to $61.59.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 16:40 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 424 $59.59 $25,264.68
Disclosure

SEC source: 0000855658-21-000182 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,628

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $59.35 to $59.84.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 16:40 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 6,628 $59.50 $394,381.91
Disclosure

SEC source: 0000855658-21-000182 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,052

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $59.197 to $60.00.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 23:40 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 64,676 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000185 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,177

Underlying: Common Stock · 64,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 23:40 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 34,053 $59.90 $2,039,774.70
Disclosure

SEC source: 0000855658-21-000185 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,301

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 23:40 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 64,676 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000185 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,046

Underlying: Common Stock · 7,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 93,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,853

Underlying: Common Stock · 93,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 49,438 $57.09 $2,822,415.42
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,678

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 93,898 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 3,709 $57.09 $211,746.81
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,218

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 7,043 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000178 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000177 · edgardoc.xml · derivative · entry 6

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,895

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.expiration_date: Not applicable.

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August 02, 2021 Filed Aug 5, 2021 00:47 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 20,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000177 · edgardoc.xml · derivative · entry 5

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,215

Underlying: Common Stock · 20,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

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August 02, 2021 Filed Aug 5, 2021 00:47 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 9,932 $57.09 $567,017.88
Disclosure

SEC source: 0000855658-21-000177 · edgardoc.xml · nonDerivative · entry 4

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,908

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 02, 2021 Filed Aug 5, 2021 00:47 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 20,032 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000177 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 932 $57.09 $53,207.88
Disclosure

SEC source: 0000855658-21-000177 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,808

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:47 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000177 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000176 · edgardoc.xml · derivative · entry 6

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,358

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 20,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000176 · edgardoc.xml · derivative · entry 5

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,804

Underlying: Common Stock · 20,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/2/2020, 1/2/2021 and 1/2/2022 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 9,932 $57.09 $567,017.88
Disclosure

SEC source: 0000855658-21-000176 · edgardoc.xml · nonDerivative · entry 4

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,050

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 20,032 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000176 · edgardoc.xml · nonDerivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 932 $57.09 $53,207.88
Disclosure

SEC source: 0000855658-21-000176 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,950

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000176 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000175 · edgardoc.xml · derivative · entry 6

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,289

Underlying: Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 24,038 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000175 · edgardoc.xml · derivative · entry 5

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,384

Underlying: Common Stock · 24,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:46 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 11,919 $57.09 $680,455.71
Disclosure

SEC source: 0000855658-21-000175 · edgardoc.xml · nonDerivative · entry 4

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,680

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.