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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2021 Filed Nov 4, 2021 00:13 UTC SaleCommon Stock 9,000 $72.00 $648,000.00
Disclosure

SEC source: 0000855658-21-000223 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,552

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $72.00 to $72.00.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:13 UTC Exercise / conversionCommon Stock 9,000 $6.29 $56,610.00
Disclosure

SEC source: 0000855658-21-000223 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 17:10 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000221 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,216

Underlying: Common Stock · 13,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 17:10 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 6,872 $64.79 $445,236.88
Disclosure

SEC source: 0000855658-21-000221 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,862

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 17:10 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000221 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 22:53 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000219 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,714

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 22:53 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 4,375 $65.74 $287,612.50
Disclosure

SEC source: 0000855658-21-000219 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,310

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 22:53 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000219 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 21:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0000855658-21-000217 · edgardoc.xml · derivative · entry 3

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 21:17 UTC SaleCommon Stock 9,000 $63.96 $575,609.40
Disclosure

SEC source: 0000855658-21-000217 · edgardoc.xml · nonDerivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,986

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $63.45 to $64.94.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 21:17 UTC Exercise / conversionCommon Stock 9,000 $5.03 $45,270.00
Disclosure

SEC source: 0000855658-21-000217 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000216 · edgardoc.xml · derivative · entry 3

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,256

Underlying: Common Stock · 6,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:16 UTC SaleCommon Stock 6,000 $65.42 $392,543.40
Disclosure

SEC source: 0000855658-21-000216 · edgardoc.xml · nonDerivative · entry 2

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,552

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.72 to $65.90.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:16 UTC Exercise / conversionCommon Stock 6,000 $6.29 $37,740.00
Disclosure

SEC source: 0000855658-21-000216 · edgardoc.xml · nonDerivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2021 Filed Sep 30, 2021 20:55 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000213 · edgardoc.xml · derivative · entry 6

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,580

Underlying: Common Stock · 8,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 24, 2021 Filed Sep 30, 2021 20:55 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 67,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000213 · edgardoc.xml · derivative · entry 5

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,365

Underlying: Common Stock · 67,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 24, 2021 Filed Sep 30, 2021 20:55 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 3,983 $68.10 $271,242.30
Disclosure

SEC source: 0000855658-21-000213 · edgardoc.xml · nonDerivative · entry 4

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,308

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2021 Filed Sep 30, 2021 20:55 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 8,032 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000213 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 24, 2021 Filed Sep 30, 2021 20:55 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 33,602 $68.10 $2,288,296.20
Disclosure

SEC source: 0000855658-21-000213 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,259

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2021 Filed Sep 30, 2021 20:55 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 67,772 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000213 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 22:55 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · derivative · entry 9

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 9,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 22:55 UTC SaleCommon Stock 9,000 $68.00 $612,000.00
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · nonDerivative · entry 6

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,552

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $68.00 to $68.00.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 22:55 UTC Exercise / conversionCommon Stock 9,000 $6.29 $56,610.00
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · nonDerivative · entry 5

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 22:55 UTC SaleCommon Stock 10,000 $68.23 $682,323.00
Disclosure

SEC source: 0000855658-21-000211 · edgardoc.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,007

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $67.479 to $68.705.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 22:55 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · derivative · entry 8

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 8,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 22:55 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,837 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · derivative · entry 7

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 7,837 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 22:55 UTC SaleCommon Stock 8,000 $65.31 $522,486.40
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · nonDerivative · entry 4

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,552

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.76 to $65.89.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 22:55 UTC Exercise / conversionCommon Stock 8,000 $6.29 $50,320.00
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · nonDerivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 22:55 UTC SaleCommon Stock 7,837 $65.47 $513,111.90
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,552

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.76 to $65.905.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 22:55 UTC Exercise / conversionCommon Stock 7,837 $6.29 $49,294.73
Disclosure

SEC source: 0000855658-21-000210 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 17:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 30,000 $62.44 $1,873,326.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,600

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.37.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 17:09 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 15,514 $62.43 $968,591.77
Disclosure

SEC source: 0000855658-21-000206 · edgardoc.xml · nonDerivative · entry 6

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,634

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F5 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.29.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 17:09 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 2,495 $63.61 $158,696.22
Disclosure

SEC source: 0000855658-21-000206 · edgardoc.xml · nonDerivative · entry 5

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,148

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $63.33 to $63.90.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 31,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · derivative · entry 7

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,974

Underlying: Common Stock · 31,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F8 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 181,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,702

Underlying: Common Stock · 181,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 95,547 $63.07 $6,026,149.29
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,600

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 181,475 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 16,525 $63.07 $1,042,231.75
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,672

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 31,385 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000207 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,076 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000206 · edgardoc.xml · derivative · entry 8

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,393

Underlying: Common Stock · 8,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.expiration_date: Not applicable.

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September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 61,538 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000206 · edgardoc.xml · derivative · entry 7

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,846

Underlying: Common Stock · 61,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F7 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F8 · derivative.expiration_date: Not applicable.

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September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 30,511 $63.07 $1,924,328.77
Disclosure

SEC source: 0000855658-21-000206 · edgardoc.xml · nonDerivative · entry 4

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,643

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 61,538 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000206 · edgardoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 4,005 $63.07 $252,595.35
Disclosure

SEC source: 0000855658-21-000206 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,616

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 8,076 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000206 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,862 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000205 · edgardoc.xml · derivative · entry 6

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,408

Underlying: Common Stock · 1,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

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September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 14,184 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000205 · edgardoc.xml · derivative · entry 5

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,677

Underlying: Common Stock · 14,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 6,873 $63.07 $433,480.11
Disclosure

SEC source: 0000855658-21-000205 · edgardoc.xml · nonDerivative · entry 4

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,289

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 14,184 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000205 · edgardoc.xml · nonDerivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
September 04, 2021 Filed Sep 10, 2021 17:09 UTC
Milstead Byron WayneVP Corp, General Counsel
SaleCommon Stock 903 $63.07 $56,952.21
Disclosure

SEC source: 0000855658-21-000205 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.