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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2022 Filed Feb 15, 2022 20:18 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000029 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,494

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:18 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 903 $55.56 $50,170.68
Disclosure

SEC source: 0000855658-22-000029 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,187

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:18 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000029 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:18 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000028 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,961

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:18 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 903 $55.56 $50,170.68
Disclosure

SEC source: 0000855658-22-000028 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,657

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:18 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000028 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000021 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,314

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 932 $57.53 $53,617.96
Disclosure

SEC source: 0000855658-22-000021 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,270

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000021 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:36 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000022 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,203

Underlying: Common Stock · 7,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:36 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 2,770 $57.53 $159,358.10
Disclosure

SEC source: 0000855658-22-000022 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,463

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:36 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 7,042 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000022 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000020 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,781

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 932 $57.53 $53,617.96
Disclosure

SEC source: 0000855658-22-000020 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,740

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000020 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,066 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000019 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,597

Underlying: Common Stock · 2,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 857 $57.53 $49,303.21
Disclosure

SEC source: 0000855658-22-000019 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,543

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:35 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 2,066 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000019 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:34 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000018 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,989

Underlying: Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:34 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 1,333 $57.53 $76,687.49
Disclosure

SEC source: 0000855658-22-000018 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,596

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:34 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000018 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 23:12 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000010 · edgardoc.xml · derivative · entry 6

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,659

Underlying: Common Stock · 13,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 23:12 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 110,784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000010 · edgardoc.xml · derivative · entry 5

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,823

Underlying: Common Stock · 110,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 23:12 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 4,943 $68.81 $340,127.83
Disclosure

SEC source: 0000855658-22-000010 · edgardoc.xml · nonDerivative · entry 4

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,794

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 23:12 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000010 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 23:12 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 54,826 $68.81 $3,772,577.06
Disclosure

SEC source: 0000855658-22-000010 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,878

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 23:12 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 110,784 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000010 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0000855658-22-000006 · edgardoc.xml · derivative · entry 3

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:08 UTC SaleCommon Stock 9,000 $77.85 $700,680.60
Disclosure

SEC source: 0000855658-22-000006 · edgardoc.xml · nonDerivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,986

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $76.76 to $78.98.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:08 UTC Exercise / conversionCommon Stock 9,000 $5.03 $45,270.00
Disclosure

SEC source: 0000855658-22-000006 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2022 Filed Jan 5, 2022 17:12 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 71,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000008 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,077

Underlying: Common Stock · 71,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/2/2020, 1/2/2021 and 1/2/2022 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 02, 2022 Filed Jan 5, 2022 17:12 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 34,804 $77.06 $2,681,996.24
Disclosure

SEC source: 0000855658-22-000008 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,683

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 02, 2022 Filed Jan 5, 2022 17:12 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 71,454 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000008 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 02, 2022 Filed Jan 12, 2022 22:28 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000012 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,192

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 02, 2022 Filed Jan 12, 2022 22:28 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 3,183 $77.06 $245,281.98
Disclosure

SEC source: 0000855658-22-000012 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,324

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 02, 2022 Filed Jan 12, 2022 22:28 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000012 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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December 24, 2021 Filed Jan 3, 2022 23:07 UTC
Elashmawi EsamVP Corp, Mktg & Strat
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000004 · edgardoc.xml · derivative · entry 4

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,663

Underlying: Common Stock · 8,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Not applicable.

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December 24, 2021 Filed Jan 3, 2022 23:07 UTC
Elashmawi EsamVP Corp, Mktg & Strat
SaleCommon Stock 3,982 $75.67 $301,317.94
Disclosure

SEC source: 0000855658-22-000004 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,251

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 24, 2021 Filed Jan 3, 2022 23:07 UTC
Elashmawi EsamVP Corp, Mktg & Strat
Exercise / conversionCommon Stock 8,031 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000004 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 07, 2021 Filed Dec 7, 2021 23:17 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 1,912 $77.38 $147,950.56
Disclosure

SEC source: 0000855658-21-000267 · edgardoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,571

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $77.38 to $77.38.

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December 04, 2021 Filed Dec 7, 2021 23:17 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000267 · edgardoc.xml · derivative · entry 4

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,243

Underlying: Common Stock · 8,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Not applicable.

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December 04, 2021 Filed Dec 7, 2021 23:17 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 4,253 $74.25 $315,785.25
Disclosure

SEC source: 0000855658-21-000267 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,483

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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December 04, 2021 Filed Dec 7, 2021 23:17 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 8,077 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000267 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 23:36 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 50,000 $73.89 $3,694,530.00
Disclosure

SEC source: 0000855658-21-000265 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,191

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $72.62 to $74.76.

Read SEC document
December 02, 2021 Filed Jan 3, 2022 22:33 UTC Amendment
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-22-000002 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,363

Underlying: Common Stock · 50,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2021 Filed Jan 3, 2022 22:33 UTC Amendment
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $8.24 $412,000.00
Disclosure

SEC source: 0000855658-22-000002 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:36 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 50,000 $77.53 $3,876,655.00
Disclosure

SEC source: 0000855658-21-000265 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,191

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $76.26 to $78.49.

Read SEC document
December 01, 2021 Filed Jan 3, 2022 22:33 UTC Amendment
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-22-000002 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,363

Underlying: Common Stock · 50,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Jan 3, 2022 22:33 UTC Amendment
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $8.24 $412,000.00
Disclosure

SEC source: 0000855658-22-000002 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 25, 2021 00:00 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 15,214 $79.99 $1,216,907.00
Disclosure

SEC source: 0000855658-21-000263 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,959

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $77.94 to $81.21.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.