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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 1,555 $60.70 $94,388.50
Disclosure

SEC source: 0000855658-22-000052 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,882

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 3,136 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000052 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:19 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000050 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,683

Underlying: Common Stock · 10,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:19 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 5,704 $60.70 $346,232.80
Disclosure

SEC source: 0000855658-22-000050 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,626

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:19 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 10,833 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000050 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2022 Filed Feb 19, 2022 00:41 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 104 $61.70 $6,416.88
Disclosure

SEC source: 0000855658-22-000044 · edgardoc.xml · nonDerivative · entry 4

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,652

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F5 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.02 to $62.28.

Read SEC document
February 18, 2022 Filed Feb 19, 2022 00:41 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 9,191 $61.51 $565,373.34
Disclosure

SEC source: 0000855658-22-000044 · edgardoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,756

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.02 to $62.37.

Read SEC document
February 18, 2022 Filed Feb 19, 2022 00:41 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 431 $61.52 $26,515.16
Disclosure

SEC source: 0000855658-22-000044 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,947

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $60.88 to $62.31.

Read SEC document
February 18, 2022 Filed Feb 19, 2022 00:41 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 461 $61.52 $28,359.11
Disclosure

SEC source: 0000855658-22-000044 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,378

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $60.88 to $62.20.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:19 UTC
Douglass StephenVP Corp, R&D
GrantRestricted Stock Unit (RSU) · Derivative 14,171 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000065 · edgardoc.xml · derivative · entry 5

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,171

Underlying: Common Stock · 14,171 shares

Expires not disclosed

F6 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F9 · price: Restricted Stock Units - no purchase price for this transaction.

F7 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F8 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:19 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 104 $61.70 $6,416.88
Disclosure

SEC source: 0000855658-22-000065 · edgardoc.xml · nonDerivative · entry 4

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,652

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F5 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.02 to $62.28.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:19 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 9,191 $61.51 $565,373.34
Disclosure

SEC source: 0000855658-22-000065 · edgardoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,756

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.02 to $62.37.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:19 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 431 $61.52 $26,515.16
Disclosure

SEC source: 0000855658-22-000065 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,947

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $60.88 to $62.31.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:19 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 461 $61.52 $28,359.11
Disclosure

SEC source: 0000855658-22-000065 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,378

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $60.88 to $62.20.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:19 UTC
Feanny Tracy AnnVP Corp, General Counsel
GrantRestricted Stock Unit (RSU) · Derivative 3,426 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000066 · edgardoc.xml · derivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,426

Underlying: Common Stock · 3,426 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:19 UTC
NELSON MARK JONVP Corp, Sales
GrantRestricted Stock Unit (RSU) · Derivative 14,171 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000064 · edgardoc.xml · derivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,171

Underlying: Common Stock · 14,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:19 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
GrantRestricted Stock Unit (RSU) · Derivative 14,171 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000063 · edgardoc.xml · derivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,171

Underlying: Common Stock · 14,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:18 UTC
Luther Sherri RVP Corp, CFO
GrantRestricted Stock Unit (RSU) · Derivative 17,714 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000062 · edgardoc.xml · derivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714

Underlying: Common Stock · 17,714 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:18 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GrantRestricted Stock Unit (RSU) · Derivative 53,142 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000061 · edgardoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,142

Underlying: Common Stock · 53,142 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2022 Filed Mar 16, 2022 00:20 UTC
O'Rourke GlennDirector · VP Corp, Mfg Ops · VP Corp, Mfg Ops
GrantRestricted Stock Unit (RSU) · Derivative 14,171 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000084 · edgardoc.xml · derivative · entry 2

O'Rourke Glenn · CIK 0001915824 · Director · VP Corp, Mfg Ops · VP Corp, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,171

Underlying: Common Stock · 14,171 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2022 Filed Mar 16, 2022 00:20 UTC
O'Rourke GlennDirector · VP Corp, Mfg Ops · VP Corp, Mfg Ops
SaleCommon Stock 21,654 $60.35 $1,306,799.41
Disclosure

SEC source: 0000855658-22-000084 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · Director · VP Corp, Mfg Ops · VP Corp, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $58.46 to $61.15.

Read SEC document
February 17, 2022 Filed Feb 21, 2023 22:25 UTC
NELSON MARK JONSVP, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004016 · rdgdoc.xml · derivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Underlying: Common Stock · 22,806 shares

Expires not disclosed

F1 · shares: On February 17, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the first tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the first measurement period based on the Issuer's fiscal year 2021 revenue. These PRSUs will vest on January 31, 2023.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2022 Filed Feb 21, 2023 22:24 UTC GrantPerformance Restricted Stock Unit (PRSU) · Derivative 28,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004015 · rdgdoc.xml · derivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,508

Underlying: Common Stock · 28,508 shares

Expires not disclosed

F1 · shares: On February 17, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the first tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the first measurement period based on the Issuer's fiscal year 2021 revenue. These PRSUs will vest on January 31, 2023.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2022 Filed Feb 21, 2023 22:23 UTC
Elashmawi EsamSVP, Mktg & Strategy
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 25,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004013 · rdgdoc.xml · derivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,088

Underlying: Common Stock · 25,088 shares

Expires not disclosed

F1 · shares: On February 17, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the first tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the first measurement period based on the Issuer's fiscal year 2021 revenue. These PRSUs will vest on January 31, 2023.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2022 Filed Feb 21, 2023 22:22 UTC GrantPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004012 · rdgdoc.xml · derivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Underlying: Common Stock · 22,806 shares

Expires not disclosed

F1 · shares: On February 17, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the first tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the first measurement period based on the Issuer's fiscal year 2021 revenue. These PRSUs will vest on January 31, 2023.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2022 Filed Feb 21, 2023 22:21 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 98,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004011 · rdgdoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,070

Underlying: Common Stock · 98,070 shares

Expires not disclosed

F1 · shares: On February 17, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the first tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the first measurement period based on the Issuer's fiscal year 2021 revenue. These PRSUs will vest on January 31, 2023.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:29 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 38,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000042 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,001

Underlying: Common Stock · 38,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:29 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 19,248 $55.56 $1,069,418.88
Disclosure

SEC source: 0000855658-22-000042 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,231

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:29 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 38,822 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000042 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:29 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 38,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000041 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,024

Underlying: Common Stock · 38,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:29 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 20,440 $55.56 $1,135,646.40
Disclosure

SEC source: 0000855658-22-000041 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,839

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:29 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 38,822 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000041 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:28 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 38,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000039 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,077

Underlying: Common Stock · 38,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/2/2020, 1/2/2021 and 1/2/2022 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:28 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 19,248 $55.56 $1,069,418.88
Disclosure

SEC source: 0000855658-22-000039 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,761

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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February 15, 2022 Filed Feb 17, 2022 01:28 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 38,822 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000039 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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February 15, 2022 Filed Feb 17, 2022 01:28 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 38,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000040 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,543

Underlying: Common Stock · 38,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

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February 15, 2022 Filed Feb 17, 2022 01:28 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 17,254 $55.56 $958,632.24
Disclosure

SEC source: 0000855658-22-000040 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,301

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:28 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 38,822 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000040 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:28 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 145,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000038 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,511

Underlying: Common Stock · 145,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

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February 15, 2022 Filed Feb 17, 2022 01:28 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 76,091 $55.56 $4,227,615.96
Disclosure

SEC source: 0000855658-22-000038 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,497

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:28 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 145,580 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000038 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000032 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,516

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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February 14, 2022 Filed Feb 15, 2022 20:19 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 2,142 $55.56 $119,009.52
Disclosure

SEC source: 0000855658-22-000032 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,008

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000032 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000030 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,777

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 630 $55.56 $35,002.80
Disclosure

SEC source: 0000855658-22-000030 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,733

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000030 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000031 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,169

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 959 $55.56 $53,282.04
Disclosure

SEC source: 0000855658-22-000031 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,457

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 20:19 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000031 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.