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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2022 Filed May 5, 2022 00:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000111 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,989

Underlying: Common Stock · 2,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:09 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 1,187 $49.63 $58,910.81
Disclosure

SEC source: 0000855658-22-000111 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,978

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:09 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 2,253 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000111 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:07 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000109 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,641

Underlying: Common Stock · 7,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:07 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 3,708 $49.63 $184,028.04
Disclosure

SEC source: 0000855658-22-000109 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,783

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:07 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 7,042 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000109 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:07 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000108 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,545

Underlying: Common Stock · 2,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:07 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 1,024 $49.63 $50,821.12
Disclosure

SEC source: 0000855658-22-000108 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,972

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:07 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 2,065 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000108 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 18:55 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000098 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,251

Underlying: Common Stock · 13,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 18:55 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 6,872 $50.88 $349,647.36
Disclosure

SEC source: 0000855658-22-000098 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,689

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 18:55 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000098 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 17:41 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,823 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000096 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,107

Underlying: Common Stock · 8,823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 17:41 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 4,375 $59.06 $258,387.50
Disclosure

SEC source: 0000855658-22-000096 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,005

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 17:41 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 8,823 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000096 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 18:09 UTC SaleCommon Stock 9,000 $60.95 $548,532.00
Disclosure

SEC source: 0000855658-22-000094 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,986

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $59.73 to $61.57.

Read SEC document
April 01, 2022 Filed May 20, 2022 20:38 UTC Amendment Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0000855658-22-000143 · edgardoc.xml · derivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of this stock option was omitted from the original Form 4 filed on 04/01/2022.

Read SEC document
April 01, 2022 Filed May 20, 2022 20:38 UTC Amendment Exercise / conversionCommon Stock 9,000 $5.03 $45,270.00
Disclosure

SEC source: 0000855658-22-000143 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of this stock option was omitted from the original Form 4 filed on 04/01/2022.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 17:29 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000092 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,610

Underlying: Common Stock · 8,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 17:29 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionCommon Stock 8,031 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000092 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 17:29 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
SaleCommon Stock 3,982 $63.86 $254,290.52
Disclosure

SEC source: 0000855658-22-000092 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,900

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 23:38 UTC
O'Rourke GlennDirector · VP Corp, Mfg Ops · VP Corp, Mfg Ops
SaleCommon Stock 1,441 $54.81 $78,981.21
Disclosure

SEC source: 0000855658-22-000090 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · Director · VP Corp, Mfg Ops · VP Corp, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
March 11, 2022 Filed Mar 16, 2022 23:37 UTC
O'Rourke GlennDirector · VP Corp, Mfg Ops · VP Corp, Mfg Ops
SaleCommon Stock 4,790 $56.91 $272,610.88
Disclosure

SEC source: 0000855658-22-000089 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · Director · VP Corp, Mfg Ops · VP Corp, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $56.24 to $57.23.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 02:17 UTC
O'Rourke GlennDirector · VP Corp, Mfg Ops · VP Corp, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000082 · edgardoc.xml · derivative · entry 3

O'Rourke Glenn · CIK 0001915824 · Director · VP Corp, Mfg Ops · VP Corp, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107

Underlying: Common Stock · 9,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 02:17 UTC
O'Rourke GlennDirector · VP Corp, Mfg Ops · VP Corp, Mfg Ops
SaleCommon Stock 4,686 $56.09 $262,837.74
Disclosure

SEC source: 0000855658-22-000082 · edgardoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · Director · VP Corp, Mfg Ops · VP Corp, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,823

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 02:17 UTC
O'Rourke GlennDirector · VP Corp, Mfg Ops · VP Corp, Mfg Ops
Exercise / conversionCommon Stock 9,476 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000082 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · Director · VP Corp, Mfg Ops · VP Corp, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 22:36 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 1,912 $51.81 $99,067.41
Disclosure

SEC source: 0000855658-22-000078 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,912

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $51.24 to $52.41.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 17:13 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,076 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000076 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,242

Underlying: Common Stock · 8,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 17:13 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 4,253 $57.16 $243,101.48
Disclosure

SEC source: 0000855658-22-000076 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,824

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 17:13 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 8,076 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000076 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:24 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 1,267 $60.67 $76,869.78
Disclosure

SEC source: 0000855658-22-000074 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,702

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $59.56 to $62.26.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:24 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 31,388 $60.64 $1,903,233.35
Disclosure

SEC source: 0000855658-22-000074 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,969

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $59.42 to $62.39.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:24 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 86,311 $60.63 $5,233,035.93
Disclosure

SEC source: 0000855658-22-000074 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,357

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $59.42 to $62.53.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 00:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 30,000 $54.94 $1,648,272.00
Disclosure

SEC source: 0000855658-22-000072 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,449

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $53.51 to $55.67.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 23:28 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 15,000 $59.57 $893,526.00
Disclosure

SEC source: 0000855658-22-000068 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,557

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $58.52 to $61.04.

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February 23, 2022 Filed Mar 1, 2022 00:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 77,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000071 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,511

Underlying: Common Stock · 77,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
February 23, 2022 Filed Mar 1, 2022 00:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 40,822 $57.54 $2,348,897.88
Disclosure

SEC source: 0000855658-22-000071 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,449

F4 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 23, 2022 Filed Mar 1, 2022 00:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 77,534 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000071 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 23, 2022 Filed Mar 1, 2022 00:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 30,000 $59.55 $1,786,617.00
Disclosure

SEC source: 0000855658-22-000071 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,737

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $58.47 to $61.04.

Read SEC document
February 23, 2022 Filed Mar 1, 2022 00:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 5,889 $59.55 $350,712.92
Disclosure

SEC source: 0000855658-22-000071 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,737

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $58.47 to $61.04.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000054 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,110

Underlying: Common Stock · 2,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
NELSON MARK JONVP Corp, Sales
SaleCommon Stock 1,414 $60.70 $85,829.80
Disclosure

SEC source: 0000855658-22-000054 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,668

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
NELSON MARK JONVP Corp, Sales
Exercise / conversionCommon Stock 2,851 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000054 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · VP Corp, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,564 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000053 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,930

Underlying: Common Stock · 3,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Luther Sherri RVP Corp, CFO
SaleCommon Stock 1,768 $60.70 $107,317.60
Disclosure

SEC source: 0000855658-22-000053 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,557

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Luther Sherri RVP Corp, CFO
Exercise / conversionCommon Stock 3,564 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000053 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · VP Corp, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000051 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,318

Underlying: Common Stock · 2,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F3 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Douglass StephenVP Corp, R&D
SaleCommon Stock 1,502 $60.70 $91,171.40
Disclosure

SEC source: 0000855658-22-000051 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,001

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Douglass StephenVP Corp, R&D
Exercise / conversionCommon Stock 2,851 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000051 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · VP Corp, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 00:20 UTC
Elashmawi EsamVP Corp, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000052 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · VP Corp, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,641

Underlying: Common Stock · 3,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.