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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2022 Filed Aug 8, 2022 20:53 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 18,033 $64.63 $1,165,553.94
Disclosure

SEC source: 0000855658-22-000193 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,378

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.235 to $65.31. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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August 05, 2022 Filed Aug 8, 2022 17:05 UTC SaleCommon Stock 295 $63.69 $18,789.17
Disclosure

SEC source: 0000855658-22-000191 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,502

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $63.35 to $64.108. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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August 05, 2022 Filed Aug 8, 2022 17:05 UTC SaleCommon Stock 6,225 $63.74 $396,791.46
Disclosure

SEC source: 0000855658-22-000191 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,797

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $63.06 to $64.275. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 01:34 UTC
O'Rourke GlennSVP, Mfg Ops
SaleCommon Stock 10,126 $64.76 $655,763.81
Disclosure

SEC source: 0000855658-22-000189 · edgardoc.xml · nonDerivative · entry 6

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $64.28 to $65.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 01:34 UTC
O'Rourke GlennSVP, Mfg Ops
SaleCommon Stock 949 $63.11 $59,891.39
Disclosure

SEC source: 0000855658-22-000189 · edgardoc.xml · nonDerivative · entry 5

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,126

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:34 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000189 · edgardoc.xml · derivative · entry 8

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F8 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:34 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 20,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000189 · edgardoc.xml · derivative · entry 7

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:34 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 9,906 $63.59 $629,922.54
Disclosure

SEC source: 0000855658-22-000189 · edgardoc.xml · nonDerivative · entry 4

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,075

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:34 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 20,032 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000189 · edgardoc.xml · nonDerivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:34 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 929 $63.59 $59,075.11
Disclosure

SEC source: 0000855658-22-000189 · edgardoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:34 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000189 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000188 · edgardoc.xml · derivative · entry 6

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,105

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F7 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 20,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000188 · edgardoc.xml · derivative · entry 5

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,001

Underlying: Common Stock · 20,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 9,932 $63.59 $631,575.88
Disclosure

SEC source: 0000855658-22-000188 · edgardoc.xml · nonDerivative · entry 4

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,411

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 20,032 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000188 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 932 $63.59 $59,265.88
Disclosure

SEC source: 0000855658-22-000188 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,311

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000188 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 318 shares acquired on June 30, 2022 under the Issuer's 01/01/2022 Employee Stock Purchase Plan.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:29 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,066 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000183 · edgardoc.xml · derivative · entry 6

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,846

Underlying: Common Stock · 2,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F7 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:29 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 22,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000183 · edgardoc.xml · derivative · entry 5

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,543

Underlying: Common Stock · 22,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:29 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 10,925 $63.59 $694,720.75
Disclosure

SEC source: 0000855658-22-000183 · edgardoc.xml · nonDerivative · entry 4

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,370

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:29 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 22,034 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000183 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:29 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 1,025 $63.59 $65,179.75
Disclosure

SEC source: 0000855658-22-000183 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,261

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:29 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 2,066 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000183 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 318 shares acquired on June 30, 2022 under the Issuer's 01/01/2022 Employee Stock Purchase Plan.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000187 · edgardoc.xml · derivative · entry 6

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,818

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 20,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000187 · edgardoc.xml · derivative · entry 5

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,077

Underlying: Common Stock · 20,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC Tax withholdingCommon Stock 9,932 $63.59 $631,575.88
Disclosure

SEC source: 0000855658-22-000187 · edgardoc.xml · nonDerivative · entry 4

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,811

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC Exercise / conversionCommon Stock 20,032 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000187 · edgardoc.xml · nonDerivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC Tax withholdingCommon Stock 932 $63.59 $59,265.88
Disclosure

SEC source: 0000855658-22-000187 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,711

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:33 UTC Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000187 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:26 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000179 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,987

Underlying: Common Stock · 7,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F7 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:26 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 93,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000179 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,952

Underlying: Common Stock · 93,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:26 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 49,437 $63.59 $3,143,698.83
Disclosure

SEC source: 0000855658-22-000179 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,968

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:26 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 93,897 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000179 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 01:26 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 3,709 $63.59 $235,855.31
Disclosure

SEC source: 0000855658-22-000179 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,508

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 02, 2022 Filed Aug 5, 2022 01:26 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 7,043 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000179 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 318 shares acquired on June 30, 2022 under the Issuer's 01/01/2022 Employee Stock Purchase Plan.

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August 02, 2022 Filed Aug 5, 2022 01:28 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000182 · edgardoc.xml · derivative · entry 6

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,128

Underlying: Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F7 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

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August 02, 2022 Filed Aug 5, 2022 01:28 UTC Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 24,038 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000182 · edgardoc.xml · derivative · entry 5

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,024

Underlying: Common Stock · 24,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F6 · derivative.expiration_date: Not applicable.

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August 02, 2022 Filed Aug 5, 2022 01:28 UTC Tax withholdingCommon Stock 12,657 $63.59 $804,858.63
Disclosure

SEC source: 0000855658-22-000182 · edgardoc.xml · nonDerivative · entry 4

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,022

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 02, 2022 Filed Aug 5, 2022 01:28 UTC Exercise / conversionCommon Stock 24,038 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000182 · edgardoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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August 02, 2022 Filed Aug 5, 2022 01:28 UTC Tax withholdingCommon Stock 1,187 $63.59 $75,481.33
Disclosure

SEC source: 0000855658-22-000182 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,641

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 02, 2022 Filed Aug 5, 2022 01:28 UTC Exercise / conversionCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000182 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 295 shares acquired on June 30, 2022 under the Issuer's 01/01/2022 Employee Stock Purchase Plan.

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July 18, 2022 Filed Jul 19, 2022 21:44 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,256 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-22-000177 · edgardoc.xml · derivative · entry 3

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,256 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 18, 2022 Filed Jul 19, 2022 21:44 UTC SaleCommon Stock 31,256 $53.82 $1,682,226.05
Disclosure

SEC source: 0000855658-22-000177 · edgardoc.xml · nonDerivative · entry 2

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,552

F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $53.09 to $54.31.

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July 18, 2022 Filed Jul 19, 2022 21:44 UTC Exercise / conversionCommon Stock 31,256 $6.29 $196,600.24
Disclosure

SEC source: 0000855658-22-000177 · edgardoc.xml · nonDerivative · entry 1

Rangasayee Krishna · CIK 0001550174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 08, 2022 Filed Jul 11, 2022 17:35 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000175 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,983

Underlying: Common Stock · 13,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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July 08, 2022 Filed Jul 11, 2022 17:35 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 6,872 $49.01 $336,796.72
Disclosure

SEC source: 0000855658-22-000175 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,047

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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July 08, 2022 Filed Jul 11, 2022 17:35 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000175 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
July 02, 2022 Filed Jul 5, 2022 15:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000173 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,696

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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July 02, 2022 Filed Jul 5, 2022 15:47 UTC Tax withholdingCommon Stock 4,375 $45.28 $198,100.00
Disclosure

SEC source: 0000855658-22-000173 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,765

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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July 02, 2022 Filed Jul 5, 2022 15:47 UTC Exercise / conversionCommon Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000173 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.