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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2022 Filed Dec 13, 2022 18:40 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 20,000 $70.35 $1,407,090.00
Disclosure

SEC source: 0000855658-22-000333 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,534

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.73 to $70.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 18:40 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $8.24 $164,800.00
Disclosure

SEC source: 0000855658-22-000333 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 12, 2022 19:43 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000331 · edgardoc.xml · derivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,318

Underlying: Common Stock · 9,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 10, 2022 Filed Dec 12, 2022 19:43 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 4,687 $70.24 $329,214.88
Disclosure

SEC source: 0000855658-22-000331 · edgardoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
December 10, 2022 Filed Dec 12, 2022 19:43 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 9,477 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000331 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 17:25 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000327 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,534

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:35 UTC SaleCommon Stock 1,133 $66.64 $75,502.10
Disclosure

SEC source: 0000855658-22-000324 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,143

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.225 to $67.5. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:36 UTC
O'Rourke GlennSVP, Mfg Ops
SaleCommon Stock 360 $67.50 $24,300.00
Disclosure

SEC source: 0000855658-22-000325 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:34 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 23,858 $67.05 $1,599,707.53
Disclosure

SEC source: 0000855658-22-000323 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,534

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.225 to $67.86. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 19:51 UTC
Elashmawi EsamSVP, Mktg & Strategy
GiftCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000317 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,482

Read SEC document
November 21, 2022 Filed Nov 22, 2022 17:38 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 359 $66.36 $23,823.24
Disclosure

SEC source: 0000855658-22-000319 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,737

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 19:46 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000316 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,523

Underlying: Common Stock · 784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 19:46 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 389 $67.15 $26,121.35
Disclosure

SEC source: 0000855658-22-000316 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,084

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 19:46 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 784 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000316 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:35 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000313 · edgardoc.xml · derivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,795

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:35 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 353 $67.15 $23,703.95
Disclosure

SEC source: 0000855658-22-000313 · edgardoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:35 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000313 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:34 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000312 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,177

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:34 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 354 $67.15 $23,771.10
Disclosure

SEC source: 0000855658-22-000312 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:34 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000312 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:32 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000310 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,445

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:32 UTC Tax withholdingCommon Stock 376 $67.15 $25,248.40
Disclosure

SEC source: 0000855658-22-000310 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,276

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:32 UTC Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000310 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:33 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000311 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,289

Underlying: Common Stock · 891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:33 UTC Tax withholdingCommon Stock 442 $67.15 $29,680.30
Disclosure

SEC source: 0000855658-22-000311 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,969

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:33 UTC Exercise / conversionCommon Stock 891 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000311 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:31 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000309 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,078

Underlying: Common Stock · 2,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:31 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 1,426 $67.15 $95,755.90
Disclosure

SEC source: 0000855658-22-000309 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,392

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 18:31 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 2,708 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000309 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 16:27 UTC SaleCommon Stock 10,099 $64.71 $653,482.05
Disclosure

SEC source: 0000855658-22-000301 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,520

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $63.68 to $65.38 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:21 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000303 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,110

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
SaleCommon Stock 920 $68.05 $62,606.00
Disclosure

SEC source: 0000855658-22-000299 · edgardoc.xml · nonDerivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:48 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-22-000297 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,363

Underlying: Common Stock · 30,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:48 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 30,000 $68.35 $2,050,470.00
Disclosure

SEC source: 0000855658-22-000297 · edgardoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,110

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:48 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $8.24 $247,200.00
Disclosure

SEC source: 0000855658-22-000297 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:49 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 917 $68.05 $62,401.85
Disclosure

SEC source: 0000855658-22-000298 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,737

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 22:32 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000293 · edgardoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,307

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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November 14, 2022 Filed Nov 15, 2022 22:32 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 903 $64.63 $58,360.89
Disclosure

SEC source: 0000855658-22-000293 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,689

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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November 14, 2022 Filed Nov 15, 2022 22:32 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000293 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:26 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000291 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,180

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:26 UTC Tax withholdingCommon Stock 903 $64.63 $58,360.89
Disclosure

SEC source: 0000855658-22-000291 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,619

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:26 UTC Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000291 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:25 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000290 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,158

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:25 UTC Tax withholdingCommon Stock 959 $64.63 $61,980.17
Disclosure

SEC source: 0000855658-22-000290 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,939

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:25 UTC Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000290 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000299 · edgardoc.xml · derivative · entry 4

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,508

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 900 $64.63 $58,167.00
Disclosure

SEC source: 0000855658-22-000299 · edgardoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000299 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:48 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000297 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,786

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:48 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 2,995 $64.63 $193,566.85
Disclosure

SEC source: 0000855658-22-000297 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,110

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.