Tapewire

Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2023 Filed Feb 3, 2023 20:24 UTC Exercise / conversionCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000040 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 19:15 UTC
Elashmawi EsamSVP, Mktg & Strategy
GiftCommon Stock 4,753 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000029 · edgardoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,180

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:19 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000032 · edgardoc.xml · derivative · entry 4

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,210

Underlying: Common Stock · 22,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:19 UTC
O'Rourke GlennSVP, Mfg Ops
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000032 · edgardoc.xml · derivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,016

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:19 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 9,472 $75.79 $717,882.88
Disclosure

SEC source: 0000855658-23-000032 · edgardoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:19 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 22,806 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000032 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:17 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000031 · edgardoc.xml · derivative · entry 4

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,210

Underlying: Common Stock · 22,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:17 UTC
NELSON MARK JONSVP, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000031 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,016

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:17 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 11,211 $75.79 $849,681.69
Disclosure

SEC source: 0000855658-23-000031 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,228

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:17 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 22,806 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000031 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:16 UTC Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 28,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000030 · edgardoc.xml · derivative · entry 4

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,762

Underlying: Common Stock · 28,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:16 UTC GrantPerformance Restricted Stock Unit (PRSU) · Derivative 14,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000030 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,270

Underlying: Common Stock · 14,254 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:16 UTC Tax withholdingCommon Stock 13,343 $75.79 $1,011,265.97
Disclosure

SEC source: 0000855658-23-000030 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,050

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:16 UTC Exercise / conversionCommon Stock 28,508 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000030 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:14 UTC Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000028 · edgardoc.xml · derivative · entry 4

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,210

Underlying: Common Stock · 22,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:14 UTC GrantPerformance Restricted Stock Unit (PRSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000028 · edgardoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,016

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F5 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:14 UTC Tax withholdingCommon Stock 12,129 $75.79 $919,256.91
Disclosure

SEC source: 0000855658-23-000028 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,860

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

F2 · balance_after: The total beneficial ownership of shares includes 40 shares acquired on December 30, 2022 under the Issuer's 07/01/2022 Employee Stock Purchase Plan.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:14 UTC Exercise / conversionCommon Stock 22,806 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000028 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 40 shares acquired on December 30, 2022 under the Issuer's 07/01/2022 Employee Stock Purchase Plan.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:15 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 25,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000029 · edgardoc.xml · derivative · entry 5

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,630

Underlying: Common Stock · 25,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:15 UTC
Elashmawi EsamSVP, Mktg & Strategy
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 12,544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000029 · edgardoc.xml · derivative · entry 4

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,718

Underlying: Common Stock · 12,544 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:15 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 10,637 $75.79 $806,178.23
Disclosure

SEC source: 0000855658-23-000029 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,933

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:15 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 25,088 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000029 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:13 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 98,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000027 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,103

Underlying: Common Stock · 98,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:13 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 49,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000027 · edgardoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,173

Underlying: Common Stock · 49,035 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:13 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 49,858 $75.79 $3,778,737.82
Disclosure

SEC source: 0000855658-23-000027 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,712

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:13 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 98,070 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000027 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 20:27 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000043 · edgardoc.xml · derivative · entry 4

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,210

Underlying: Common Stock · 22,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 20:27 UTC
NELSON MARK JONSVP, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 11,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000043 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,016

Underlying: Common Stock · 11,403 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: the PRSUs will vest 13 months after the end of the associated measurement period, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 20:27 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 11,211 $75.79 $849,681.69
Disclosure

SEC source: 0000855658-23-000043 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,228

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 20:27 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 22,806 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000043 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 22, 2023 01:11 UTC Amendment
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 22,806 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004048 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grant of 11,403 Performance Restricted Stock Units (PRSUs), reported in Table II of the original Form 4, should not have been reported.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 22, 2023 01:10 UTC Amendment
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 22,806 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004047 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grant of 11,403 Performance Restricted Stock Units (PRSUs), reported in Table II of the original Form 4, should not have been reported.

F2 · price: Restricted Stock Units - no exercise price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 22, 2023 01:08 UTC Amendment Exercise / conversionCommon Stock 28,508 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004046 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grant of 14,254 Performance Restricted Stock Units (PRSUs), reported in Table II of the original Form 4, should not have been reported.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
January 31, 2023 Filed Feb 22, 2023 01:07 UTC Amendment
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 25,088 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004044 · rdgdoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grant of 12,544 Performance Restricted Stock Units (PRSUs), reported in Table II of the original Form 4, should not have been reported.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

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January 31, 2023 Filed Feb 22, 2023 01:06 UTC Amendment Exercise / conversionCommon Stock 22,806 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004043 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grant of 11,403 Performance Restricted Stock Units (PRSUs), reported in Table II of the original Form 4, should not have been reported.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

F3 · balance_after: The total beneficial ownership of shares includes 40 shares acquired on December 30, 2022 under the Issuer's 07/01/2022 Employee Stock Purchase Plan.

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January 31, 2023 Filed Feb 22, 2023 01:04 UTC Amendment
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 98,070 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004042 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grant of 49,035 Performance Restricted Stock Units (PRSUs), reported in Table II of the original Form 4, should not have been reported.

F2 · price: Restricted Stock Units - no purchase price for this transaction.

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January 14, 2023 Filed Nov 15, 2023 23:04 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032213 · rdgdoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,702

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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January 08, 2023 Filed Jan 9, 2023 19:59 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000010 · edgardoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,318

Underlying: Common Stock · 13,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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January 08, 2023 Filed Jan 9, 2023 19:59 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 4,963 $66.53 $330,188.39
Disclosure

SEC source: 0000855658-23-000010 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,633

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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January 08, 2023 Filed Jan 9, 2023 19:59 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 13,859 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000010 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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January 05, 2023 Filed Jan 6, 2023 18:03 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0000855658-23-000008 · edgardoc.xml · derivative · entry 3

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 05, 2023 Filed Jan 6, 2023 18:03 UTC SaleCommon Stock 9,000 $64.55 $580,975.20
Disclosure

SEC source: 0000855658-23-000008 · edgardoc.xml · nonDerivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,841

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $63.91 to $65.08. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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January 05, 2023 Filed Jan 6, 2023 18:03 UTC Exercise / conversionCommon Stock 9,000 $5.03 $45,270.00
Disclosure

SEC source: 0000855658-23-000008 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 02, 2023 Filed Jan 4, 2023 21:33 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000006 · edgardoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,465

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units - no exercise price for this transaction.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

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January 02, 2023 Filed Jan 4, 2023 21:33 UTC Tax withholdingCommon Stock 3,226 $64.88 $209,302.88
Disclosure

SEC source: 0000855658-23-000006 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,567

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

F2 · balance_after: The total beneficial ownership of shares includes 318 shares acquired on December 30, 2022 under the Issuer's 07/01/2022 Employee Stock Purchase Plan.

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January 02, 2023 Filed Jan 4, 2023 21:33 UTC Exercise / conversionCommon Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000006 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 318 shares acquired on December 30, 2022 under the Issuer's 07/01/2022 Employee Stock Purchase Plan.

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January 01, 2023 Filed Jan 4, 2023 21:15 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,053 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000003 · edgardoc.xml · derivative · entry 1

Bettinger Douglas R · CIK 0001469469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053

Underlying: Common Stock · 1,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on May 9, 2023.

F3 · derivative.expiration_date: Not applicable.

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December 15, 2022 Filed Dec 16, 2022 16:28 UTC
O'Rourke GlennSVP, Mfg Ops
SaleCommon Stock 4,790 $70.70 $338,666.41
Disclosure

SEC source: 0000855658-22-000335 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.20 to $71.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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December 12, 2022 Filed Dec 13, 2022 18:40 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0000855658-22-000333 · edgardoc.xml · derivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,363

Underlying: Common Stock · 20,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2022 Filed Dec 13, 2022 18:40 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
SaleCommon Stock 6,034 $70.36 $424,551.64
Disclosure

SEC source: 0000855658-22-000333 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,500

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.73 to $71.00. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.