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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2023 Filed Feb 22, 2023 21:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 2,709 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 22:02 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000076 · edgardoc.xml · derivative · entry 6

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,826

Underlying: Common Stock · 3,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 22:02 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 1,753 $87.10 $152,686.30
Disclosure

SEC source: 0000855658-23-000076 · edgardoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,617

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 22:02 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000076 · edgardoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 22:00 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000075 · edgardoc.xml · derivative · entry 6

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,826

Underlying: Common Stock · 3,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 22:00 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 1,757 $87.10 $153,034.70
Disclosure

SEC source: 0000855658-23-000075 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,523

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 22:00 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000075 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:58 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000074 · edgardoc.xml · derivative · entry 6

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,962

Underlying: Common Stock · 4,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:58 UTC Tax withholdingCommon Stock 2,196 $87.10 $191,271.60
Disclosure

SEC source: 0000855658-23-000074 · edgardoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,720

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:58 UTC Exercise / conversionCommon Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000074 · edgardoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:57 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000073 · edgardoc.xml · derivative · entry 4

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,597

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:57 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 255 $87.10 $22,210.50
Disclosure

SEC source: 0000855658-23-000073 · edgardoc.xml · nonDerivative · entry 2

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:57 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000073 · edgardoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:57 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000072 · edgardoc.xml · derivative · entry 6

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,844

Underlying: Common Stock · 3,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:57 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 1,757 $87.10 $153,034.70
Disclosure

SEC source: 0000855658-23-000072 · edgardoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,498

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:57 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000072 · edgardoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:54 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000071 · edgardoc.xml · derivative · entry 6

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,577

Underlying: Common Stock · 3,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:54 UTC Tax withholdingCommon Stock 1,866 $87.10 $162,528.60
Disclosure

SEC source: 0000855658-23-000071 · edgardoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,847

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:54 UTC Exercise / conversionCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000071 · edgardoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,060

Underlying: Common Stock · 13,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Tax withholdingCommon Stock 6,996 $87.10 $609,351.60
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,960

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
Exercise / conversionCommon Stock 13,286 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:02 UTC
O'Rourke GlennSVP, Mfg Ops
GrantRestricted Stock Unit (RSU) · Derivative 13,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000076 · edgardoc.xml · derivative · entry 5

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,369

Underlying: Common Stock · 13,749 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:00 UTC
NELSON MARK JONSVP, Sales
GrantRestricted Stock Unit (RSU) · Derivative 13,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000075 · edgardoc.xml · derivative · entry 5

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,369

Underlying: Common Stock · 13,749 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:58 UTC GrantRestricted Stock Unit (RSU) · Derivative 15,624 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000074 · edgardoc.xml · derivative · entry 5

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,391

Underlying: Common Stock · 15,624 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:57 UTC
Feanny Tracy AnnSVP, General Counsel
GrantRestricted Stock Unit (RSU) · Derivative 10,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000073 · edgardoc.xml · derivative · entry 3

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,454

Underlying: Common Stock · 10,936 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:57 UTC
Elashmawi EsamSVP, Mktg & Strategy
GrantRestricted Stock Unit (RSU) · Derivative 13,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000072 · edgardoc.xml · derivative · entry 5

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,387

Underlying: Common Stock · 13,749 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:54 UTC GrantRestricted Stock Unit (RSU) · Derivative 13,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000071 · edgardoc.xml · derivative · entry 5

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,120

Underlying: Common Stock · 13,749 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:53 UTC
ANDERSON JAMES ROBERTDirector · President & CEO
GrantRestricted Stock Unit (RSU) · Derivative 49,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000070 · edgardoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,346

Underlying: Common Stock · 49,997 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 16:45 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 19,574 $90.76 $1,776,608.66
Disclosure

SEC source: 0000855658-23-000062 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,737

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.63 to $91.47. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:28 UTC
O'Rourke GlennSVP, Mfg Ops
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004062 · rdgdoc.xml · derivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Underlying: Common Stock · 22,806 shares

Expires not disclosed

F1 · shares: On February 16, 2023, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the second tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the second measurement period based on the Issuer's fiscal year 2022 revenue. These PRSUs will vest on January 31, 2024.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:27 UTC GrantPerformance Restricted Stock Unit (PRSU) · Derivative 28,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004061 · rdgdoc.xml · derivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,508

Underlying: Common Stock · 28,508 shares

Expires not disclosed

F1 · shares: On February 16, 2023, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the second tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the second measurement period based on the Issuer's fiscal year 2022 revenue. These PRSUs will vest on January 31, 2024.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:26 UTC
Elashmawi EsamSVP, Mktg & Strategy
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 25,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004060 · rdgdoc.xml · derivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,088

Underlying: Common Stock · 25,088 shares

Expires not disclosed

F1 · shares: On February 16, 2023, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the second tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the second measurement period based on the Issuer's fiscal year 2022 revenue. These PRSUs will vest on January 31, 2024.

F2 · derivative.expiration_date: Not applicable.

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February 16, 2023 Filed Feb 22, 2023 01:26 UTC GrantPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004059 · rdgdoc.xml · derivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Underlying: Common Stock · 22,806 shares

Expires not disclosed

F1 · shares: On February 16, 2023, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the second tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the second measurement period based on the Issuer's fiscal year 2022 revenue. These PRSUs will vest on January 31, 2024.

F2 · derivative.expiration_date: Not applicable.

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February 16, 2023 Filed Feb 22, 2023 01:25 UTC
NELSON MARK JONSVP, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 22,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004058 · rdgdoc.xml · derivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Underlying: Common Stock · 22,806 shares

Expires not disclosed

F1 · shares: On February 16, 2023, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the second tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the second measurement period based on the Issuer's fiscal year 2022 revenue. These PRSUs will vest on January 31, 2024.

F2 · derivative.expiration_date: Not applicable.

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February 16, 2023 Filed Feb 22, 2023 01:24 UTC
Feanny Tracy AnnSVP, General Counsel
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 15,942 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004057 · rdgdoc.xml · derivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,942

Underlying: Common Stock · 15,942 shares

Expires not disclosed

F1 · shares: On February 16, 2023, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the first tranche of the Performance Restricted Stock Units (PRSUs) granted on February 18, 2022 and determined a 200% payout for the first measurement period based on the Issuer's fiscal year 2022 revenue. These PRSUs will vest on January 31, 2024.

F2 · derivative.expiration_date: Not applicable.

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February 16, 2023 Filed Feb 22, 2023 01:23 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 98,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004056 · rdgdoc.xml · derivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,070

Underlying: Common Stock · 98,070 shares

Expires not disclosed

F1 · shares: On February 16, 2023, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the second tranche of the Performance Restricted Stock Units (PRSUs) granted on February 19, 2021 and determined a 200% payout for the second measurement period based on the Issuer's fiscal year 2022 revenue. These PRSUs will vest on January 31, 2024.

F2 · derivative.expiration_date: Not applicable.

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February 15, 2023 Filed Feb 16, 2023 21:22 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 22,354 $89.36 $1,997,448.38
Disclosure

SEC source: 0000855658-23-000059 · edgardoc.xml · nonDerivative · entry 5

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,311

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $88.495 to $89.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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February 14, 2023 Filed Feb 16, 2023 21:22 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000059 · edgardoc.xml · derivative · entry 8

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,620

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F8 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F7 · derivative.expiration_date: Not applicable.

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February 14, 2023 Filed Feb 16, 2023 21:22 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 38,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000059 · edgardoc.xml · derivative · entry 7

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F7 · derivative.expiration_date: Not applicable.

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February 14, 2023 Filed Feb 16, 2023 21:22 UTC
NELSON MARK JONSVP, Sales
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 19,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000059 · edgardoc.xml · derivative · entry 6

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,822

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F7 · derivative.expiration_date: Not applicable.

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February 14, 2023 Filed Feb 16, 2023 21:22 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 19,248 $89.27 $1,718,268.96
Disclosure

SEC source: 0000855658-23-000059 · edgardoc.xml · nonDerivative · entry 4

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,665

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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February 14, 2023 Filed Feb 16, 2023 21:22 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 38,822 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000059 · edgardoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

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February 14, 2023 Filed Feb 16, 2023 21:22 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 903 $89.27 $80,610.81
Disclosure

SEC source: 0000855658-23-000059 · edgardoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,091

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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February 14, 2023 Filed Feb 16, 2023 21:22 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000059 · edgardoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:23 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000060 · edgardoc.xml · derivative · entry 7

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,620

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:23 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 38,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000060 · edgardoc.xml · derivative · entry 6

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:23 UTC
O'Rourke GlennSVP, Mfg Ops
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 38,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000060 · edgardoc.xml · derivative · entry 5

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,822

Underlying: Common Stock · 38,822 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:23 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 19,198 $89.27 $1,713,805.46
Disclosure

SEC source: 0000855658-23-000060 · edgardoc.xml · nonDerivative · entry 4

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,827

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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February 14, 2023 Filed Feb 16, 2023 21:23 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 38,822 $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000060 · edgardoc.xml · nonDerivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.