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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2023 Filed Aug 17, 2023 16:03 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 40,000 $87.96 $3,518,404.00
Disclosure

SEC source: 0001437749-23-024034 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 788,847

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $87.189 to $88.64. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 16:03 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 40,000 $8.24 $329,600.00
Disclosure

SEC source: 0001437749-23-024034 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 828,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 16:12 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 917 $87.62 $80,347.54
Disclosure

SEC source: 0001437749-23-023920 · rdgdoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,126

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-18-2022.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 22:00 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023882 · rdgdoc.xml · derivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,121

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 22:00 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 900 $88.33 $79,497.00
Disclosure

SEC source: 0001437749-23-023882 · rdgdoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,466

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 22:00 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023882 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:53 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023880 · rdgdoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,678

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:53 UTC Tax withholdingCommon Stock 903 $88.33 $79,761.99
Disclosure

SEC source: 0001437749-23-023880 · rdgdoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,720

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:53 UTC Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023880 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:52 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023878 · rdgdoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,620

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:52 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 903 $88.33 $79,761.99
Disclosure

SEC source: 0001437749-23-023878 · rdgdoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,386

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:52 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023878 · rdgdoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:50 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023876 · rdgdoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,121

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:50 UTC Tax withholdingCommon Stock 959 $88.33 $84,708.47
Disclosure

SEC source: 0001437749-23-023876 · rdgdoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,171

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:50 UTC Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023876 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:48 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023874 · rdgdoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,864

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:48 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Tax withholdingCommon Stock 2,995 $88.33 $264,548.35
Disclosure

SEC source: 0001437749-23-023874 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,847

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:48 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023874 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 16:12 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023920 · rdgdoc.xml · derivative · entry 4

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,121

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 16:12 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 903 $88.33 $79,761.99
Disclosure

SEC source: 0001437749-23-023920 · rdgdoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,043

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 16:12 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-023920 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 19:06 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 946 $90.50 $85,613.00
Disclosure

SEC source: 0001437749-23-022292 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,126

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-18-2022.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 19:43 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-022135 · rdgdoc.xml · derivative · entry 3

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,275

Underlying: Common Stock · 554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 19:43 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 135 $90.99 $12,283.65
Disclosure

SEC source: 0001437749-23-022135 · rdgdoc.xml · nonDerivative · entry 2

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,448

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 19:43 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 554 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-022135 · rdgdoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:55 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021859 · rdgdoc.xml · derivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,941

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:55 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 929 $91.16 $84,687.64
Disclosure

SEC source: 0001437749-23-021859 · rdgdoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,546

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:55 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021859 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:49 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,066 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021854 · rdgdoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,440

Underlying: Common Stock · 2,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:49 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 1,025 $91.16 $93,439.00
Disclosure

SEC source: 0001437749-23-021854 · rdgdoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,469

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:49 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 2,066 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021854 · rdgdoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 375 shares acquired on June 30, 2023 under the Issuer's 2012 Employee Stock Purchase Plan.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:52 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021857 · rdgdoc.xml · derivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,498

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:52 UTC Tax withholdingCommon Stock 932 $91.16 $84,961.12
Disclosure

SEC source: 0001437749-23-021857 · rdgdoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,803

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 18:52 UTC Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021857 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 387 shares acquired on June 30, 2023 under the Issuer's 2012 Employee Stock Purchase Plan.

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August 02, 2023 Filed Aug 3, 2023 18:48 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021851 · rdgdoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,941

Underlying: Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

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August 02, 2023 Filed Aug 3, 2023 18:48 UTC Tax withholdingCommon Stock 1,187 $91.16 $108,206.92
Disclosure

SEC source: 0001437749-23-021851 · rdgdoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,310

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 02, 2023 Filed Aug 3, 2023 18:48 UTC Exercise / conversionCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021851 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 262 shares acquired on June 30, 2023 under the Issuer's 2012 Employee Stock Purchase Plan.

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August 02, 2023 Filed Aug 3, 2023 18:46 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021848 · rdgdoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,551

Underlying: Common Stock · 7,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

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August 02, 2023 Filed Aug 3, 2023 18:46 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Tax withholdingCommon Stock 3,709 $91.16 $338,112.44
Disclosure

SEC source: 0001437749-23-021848 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 786,155

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 02, 2023 Filed Aug 3, 2023 18:46 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 7,043 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-021848 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 789,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 389 shares acquired on June 30, 2023 under the Issuer's 2012 Employee Stock Purchase Plan.

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August 02, 2023 Filed Aug 4, 2023 19:46 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-022137 · rdgdoc.xml · derivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,941

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

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August 02, 2023 Filed Aug 4, 2023 19:46 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 932 $91.16 $84,961.12
Disclosure

SEC source: 0001437749-23-022137 · rdgdoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,072

F3 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 02, 2023 Filed Aug 4, 2023 19:46 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-022137 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

F2 · balance_after: The total beneficial ownership of shares includes 389 shares acquired on June 30, 2023 under the Issuer's 2012 Employee Stock Purchase Plan.

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June 02, 2023 Filed Jun 5, 2023 16:38 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 8,880 $82.91 $736,272.77
Disclosure

SEC source: 0001437749-23-016585 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 782,432

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $78.862 to $84.52. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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May 25, 2023 Filed May 25, 2023 21:13 UTC GiftCommon Stock 62,565 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-015881 · rdgdoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)(2)

Disclosed balance after: 63,197

F1 · shares: The Reporting Person's most recent Form 4, filed May 10, 2023, with a transaction date of May 8, 2023, reported 101,874 shares of Common Stock held directly following the transactions reported in such Form 4 (the "05/08/23 Shares"). Of the 05/08/23 Shares, 63,197 shares are held by Genesis Property, LLC ("Genesis LLC"), of which the Reporting Person was the sole member and manager. The outstanding membership interests of Genesis LLC are comprised of 100 Class A units and 9,900 Class B units. On May 25, 2023, the 9,900 Class B units held by Genesis LLC were transferred by gift to the Jensen Family 2023 Irrevocable Trust (the "Trust"), for the benefit of the Reporting Person's spouse and descendants. For SEC purposes only, 62,565 of the 05/08/23 Shares are attributable to the Class B units of Genesis LLC and, therefore, the Trust has an interest in such 62,565 shares. (continued in footnote 2)

F2 · shares: (continued from footnote 1) For SEC purposes only, the Reporting Person disclaims beneficial ownership of such 62,565 shares except to the extent of his pecuniary interest therein. The Reporting Person has the power to vote and dispose of all shares held by Genesis LLC and the Reporting Person has included all such shares as indirectly held in Column 6 of this Form 4.

F1 · balance_after: The Reporting Person's most recent Form 4, filed May 10, 2023, with a transaction date of May 8, 2023, reported 101,874 shares of Common Stock held directly following the transactions reported in such Form 4 (the "05/08/23 Shares"). Of the 05/08/23 Shares, 63,197 shares are held by Genesis Property, LLC ("Genesis LLC"), of which the Reporting Person was the sole member and manager. The outstanding membership interests of Genesis LLC are comprised of 100 Class A units and 9,900 Class B units. On May 25, 2023, the 9,900 Class B units held by Genesis LLC were transferred by gift to the Jensen Family 2023 Irrevocable Trust (the "Trust"), for the benefit of the Reporting Person's spouse and descendants. For SEC purposes only, 62,565 of the 05/08/23 Shares are attributable to the Class B units of Genesis LLC and, therefore, the Trust has an interest in such 62,565 shares. (continued in footnote 2)

F2 · balance_after: (continued from footnote 1) For SEC purposes only, the Reporting Person disclaims beneficial ownership of such 62,565 shares except to the extent of his pecuniary interest therein. The Reporting Person has the power to vote and dispose of all shares held by Genesis LLC and the Reporting Person has included all such shares as indirectly held in Column 6 of this Form 4.

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May 24, 2023 Filed May 25, 2023 21:11 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-015879 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,312

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May 23, 2023 Filed May 24, 2023 20:00 UTC SaleCommon Stock 2,182 $82.68 $180,397.07
Disclosure

SEC source: 0001437749-23-015711 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,981

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 11-18-2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.269 to $83.05. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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May 22, 2023 Filed May 23, 2023 19:54 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 359 $82.99 $29,793.41
Disclosure

SEC source: 0001437749-23-015580 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,737

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-18-2022.

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May 19, 2023 Filed May 22, 2023 16:51 UTC
Feanny Tracy AnnSVP, General Counsel
SaleCommon Stock 406 $84.68 $34,380.08
Disclosure

SEC source: 0001437749-23-015418 · rdgdoc.xml · nonDerivative · entry 3

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,029

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-26-2022.

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May 19, 2023 Filed May 22, 2023 16:49 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-015415 · rdgdoc.xml · derivative · entry 7

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,819

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.