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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2023 Filed Sep 12, 2023 19:50 UTC GrantRestricted Stock Unit (RSU) · Derivative 27,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025684 · rdgdoc.xml · derivative · entry 1

Desale Pravin · CIK 0001992449 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,285

Underlying: Common Stock · 27,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F2 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 16:08 UTC SaleCommon Stock 8,417 $91.80 $772,653.67
Disclosure

SEC source: 0001437749-23-025456 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,310

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 06-01-2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.92 to $93.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 17:45 UTC SaleCommon Stock 1,606 $92.63 $148,763.78
Disclosure

SEC source: 0001437749-23-024511 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,321

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 11-18-2022.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 17:43 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 37,812 $92.13 $3,483,449.41
Disclosure

SEC source: 0001437749-23-024509 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,889

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.845 to $93.09. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:42 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 21,918 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001437749-23-024617 · rdgdoc.xml · derivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,918 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:42 UTC SaleCommon Stock 21,918 $91.62 $2,008,162.23
Disclosure

SEC source: 0001437749-23-024617 · rdgdoc.xml · nonDerivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,600

F1 · price: This transaction was executed in multiple trades at prices ranging from $90.60 to $92.50. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:42 UTC Exercise / conversionCommon Stock 21,918 $6.55 $143,562.90
Disclosure

SEC source: 0001437749-23-024617 · rdgdoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 14:52 UTC
NELSON MARK JONSVP, Sales
SaleCommon Stock 805 $87.75 $70,638.75
Disclosure

SEC source: 0001437749-23-024384 · rdgdoc.xml · nonDerivative · entry 5

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,126

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-18-2022.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 14:50 UTC
Feanny Tracy AnnSVP, General Counsel
SaleCommon Stock 406 $87.75 $35,626.50
Disclosure

SEC source: 0001437749-23-024382 · rdgdoc.xml · nonDerivative · entry 3

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,203

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-26-2022.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024312 · rdgdoc.xml · derivative · entry 6

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,522

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 353 $87.48 $30,880.44
Disclosure

SEC source: 0001437749-23-024312 · rdgdoc.xml · nonDerivative · entry 4

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,404

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024312 · rdgdoc.xml · nonDerivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024309 · rdgdoc.xml · derivative · entry 6

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,680

Underlying: Common Stock · 891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:47 UTC Tax withholdingCommon Stock 442 $87.48 $38,666.16
Disclosure

SEC source: 0001437749-23-024309 · rdgdoc.xml · nonDerivative · entry 4

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,727

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:47 UTC Exercise / conversionCommon Stock 891 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024309 · rdgdoc.xml · nonDerivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:45 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024307 · rdgdoc.xml · derivative · entry 6

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,950

Underlying: Common Stock · 784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:45 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 389 $87.48 $34,029.72
Disclosure

SEC source: 0001437749-23-024307 · rdgdoc.xml · nonDerivative · entry 4

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,227

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:45 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 784 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024307 · rdgdoc.xml · nonDerivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:41 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024304 · rdgdoc.xml · derivative · entry 6

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,522

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:41 UTC Tax withholdingCommon Stock 376 $87.48 $32,892.48
Disclosure

SEC source: 0001437749-23-024304 · rdgdoc.xml · nonDerivative · entry 4

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,927

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:41 UTC Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024304 · rdgdoc.xml · nonDerivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:40 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024302 · rdgdoc.xml · derivative · entry 6

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,835

Underlying: Common Stock · 2,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:40 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Tax withholdingCommon Stock 1,426 $87.48 $124,746.48
Disclosure

SEC source: 0001437749-23-024302 · rdgdoc.xml · nonDerivative · entry 4

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,701

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 19, 2023 Filed Aug 21, 2023 20:40 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 2,708 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024302 · rdgdoc.xml · nonDerivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 19, 2023 Filed Aug 22, 2023 14:52 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024384 · rdgdoc.xml · derivative · entry 7

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,522

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 19, 2023 Filed Aug 22, 2023 14:52 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 354 $87.48 $30,967.92
Disclosure

SEC source: 0001437749-23-024384 · rdgdoc.xml · nonDerivative · entry 4

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,931

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 19, 2023 Filed Aug 22, 2023 14:52 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024384 · rdgdoc.xml · nonDerivative · entry 3

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024312 · rdgdoc.xml · derivative · entry 5

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,235

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 439 $87.48 $38,403.72
Disclosure

SEC source: 0001437749-23-024312 · rdgdoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,044

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:50 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024312 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024309 · rdgdoc.xml · derivative · entry 5

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,571

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:47 UTC Tax withholdingCommon Stock 549 $87.48 $48,026.52
Disclosure

SEC source: 0001437749-23-024309 · rdgdoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,278

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:47 UTC Exercise / conversionCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024309 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:45 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024307 · rdgdoc.xml · derivative · entry 5

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,734

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:45 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 440 $87.48 $38,491.20
Disclosure

SEC source: 0001437749-23-024307 · rdgdoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,832

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 18, 2023 Filed Aug 21, 2023 20:45 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024307 · rdgdoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:41 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024304 · rdgdoc.xml · derivative · entry 5

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,325

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:41 UTC Tax withholdingCommon Stock 467 $87.48 $40,853.16
Disclosure

SEC source: 0001437749-23-024304 · rdgdoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,590

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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August 18, 2023 Filed Aug 21, 2023 20:41 UTC Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024304 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:40 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024302 · rdgdoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,543

Underlying: Common Stock · 3,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:40 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Tax withholdingCommon Stock 1,749 $87.48 $153,002.52
Disclosure

SEC source: 0001437749-23-024302 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,419

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:40 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 3,321 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024302 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:52 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024384 · rdgdoc.xml · derivative · entry 6

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,235

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:52 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 440 $87.48 $38,491.20
Disclosure

SEC source: 0001437749-23-024384 · rdgdoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,572

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:52 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024384 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:50 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024382 · rdgdoc.xml · derivative · entry 4

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,061

Underlying: Common Stock · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F5 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F6 · derivative.expiration_date: Not applicable.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:50 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 53 $87.48 $4,636.44
Disclosure

SEC source: 0001437749-23-024382 · rdgdoc.xml · nonDerivative · entry 2

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,609

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:50 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 214 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-024382 · rdgdoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 15:48 UTC
O'Rourke GlennSVP, Mfg Ops
SaleCommon Stock 1,869 $87.07 $162,733.83
Disclosure

SEC source: 0001437749-23-024127 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,597

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 11-08-2022.

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August 16, 2023 Filed Aug 17, 2023 16:03 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001437749-23-024034 · rdgdoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,363

Underlying: Common Stock · 40,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.