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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2023 Filed Nov 20, 2023 19:49 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032605 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no exercise price for this transaction.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:51 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032607 · rdgdoc.xml · derivative · entry 5

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,816

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:51 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 439 $58.07 $25,492.73
Disclosure

SEC source: 0001437749-23-032607 · rdgdoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,771

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:51 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032607 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032603 · rdgdoc.xml · derivative · entry 5

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,753

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:47 UTC Tax withholdingCommon Stock 549 $58.07 $31,880.43
Disclosure

SEC source: 0001437749-23-032603 · rdgdoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,474

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:47 UTC Exercise / conversionCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032603 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:45 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032601 · rdgdoc.xml · derivative · entry 3

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,293

Underlying: Common Stock · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:45 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 85 $58.07 $4,935.95
Disclosure

SEC source: 0001437749-23-032601 · rdgdoc.xml · nonDerivative · entry 2

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,249

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:45 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 214 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032601 · rdgdoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:42 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032599 · rdgdoc.xml · derivative · entry 5

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,244

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:42 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 440 $58.07 $25,550.80
Disclosure

SEC source: 0001437749-23-032599 · rdgdoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,590

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:42 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032599 · rdgdoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:40 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032597 · rdgdoc.xml · derivative · entry 5

Douglass Stephen · CIK 0001752584 · SVP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,816

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:40 UTC Tax withholdingCommon Stock 467 $58.07 $27,118.69
Disclosure

SEC source: 0001437749-23-032597 · rdgdoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,601

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:40 UTC Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032597 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:38 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,322 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032593 · rdgdoc.xml · derivative · entry 5

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,826

Underlying: Common Stock · 3,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:38 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Tax withholdingCommon Stock 1,750 $58.07 $101,622.50
Disclosure

SEC source: 0001437749-23-032593 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758,153

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 19:38 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032593 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:18 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032218 · rdgdoc.xml · derivative · entry 5

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F7 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F8 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:18 UTC SaleCommon Stock 9,725 $57.79 $561,967.88
Disclosure

SEC source: 0001437749-23-032218 · rdgdoc.xml · nonDerivative · entry 4

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,916

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 06-01-2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $57.64 to $58.08. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:18 UTC SaleCommon Stock 7,086 $57.03 $404,103.95
Disclosure

SEC source: 0001437749-23-032218 · rdgdoc.xml · nonDerivative · entry 3

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,641

F3 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 06-01-2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $56.575 to $57.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:18 UTC Tax withholdingCommon Stock 903 $58.58 $52,897.74
Disclosure

SEC source: 0001437749-23-032218 · rdgdoc.xml · nonDerivative · entry 2

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,727

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:18 UTC Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032218 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:16 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032215 · rdgdoc.xml · derivative · entry 3

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,702

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:16 UTC
O'Rourke GlennSVP, Mfg Ops
Tax withholdingCommon Stock 900 $58.58 $52,722.00
Disclosure

SEC source: 0001437749-23-032215 · rdgdoc.xml · nonDerivative · entry 2

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,324

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:16 UTC
O'Rourke GlennSVP, Mfg Ops
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032215 · rdgdoc.xml · nonDerivative · entry 1

O'Rourke Glenn · CIK 0001915824 · SVP, Mfg Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:04 UTC
NELSON MARK JONSVP, Sales
Tax withholdingCommon Stock 903 $58.58 $52,897.74
Disclosure

SEC source: 0001437749-23-032213 · rdgdoc.xml · nonDerivative · entry 2

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,043

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:04 UTC
NELSON MARK JONSVP, Sales
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032213 · rdgdoc.xml · nonDerivative · entry 1

NELSON MARK JON · CIK 0001554623 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:01 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032211 · rdgdoc.xml · derivative · entry 3

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,130

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:01 UTC
Elashmawi EsamSVP, Mktg & Strategy
Tax withholdingCommon Stock 903 $58.58 $52,897.74
Disclosure

SEC source: 0001437749-23-032211 · rdgdoc.xml · nonDerivative · entry 2

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,144

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 23:01 UTC
Elashmawi EsamSVP, Mktg & Strategy
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032211 · rdgdoc.xml · nonDerivative · entry 1

Elashmawi Esam · CIK 0001756011 · SVP, Mktg & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 22:48 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032200 · rdgdoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,148

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 22:48 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Tax withholdingCommon Stock 2,995 $58.58 $175,447.10
Disclosure

SEC source: 0001437749-23-032200 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,581

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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November 14, 2023 Filed Nov 15, 2023 22:48 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032200 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

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November 14, 2023 Filed Nov 15, 2023 22:50 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032202 · rdgdoc.xml · derivative · entry 3

Douglass Stephen · CIK 0001752584 · SVP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,702

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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November 14, 2023 Filed Nov 15, 2023 22:50 UTC Tax withholdingCommon Stock 959 $58.58 $56,178.22
Disclosure

SEC source: 0001437749-23-032202 · rdgdoc.xml · nonDerivative · entry 2

Douglass Stephen · CIK 0001752584 · SVP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,182

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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November 14, 2023 Filed Nov 15, 2023 22:50 UTC Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032202 · rdgdoc.xml · nonDerivative · entry 1

Douglass Stephen · CIK 0001752584 · SVP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

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November 08, 2023 Filed Nov 9, 2023 19:43 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001437749-23-031196 · rdgdoc.xml · derivative · entry 3

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 174,363

Underlying: Common Stock · 40,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 08, 2023 Filed Nov 9, 2023 19:43 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
SaleCommon Stock 40,000 $55.03 $2,201,188.00
Disclosure

SEC source: 0001437749-23-031196 · rdgdoc.xml · nonDerivative · entry 2

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,889

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.61 to $55.38. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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November 08, 2023 Filed Nov 9, 2023 19:43 UTC
ANDERSON JAMES ROBERTDirector · President, CEO
Exercise / conversionCommon Stock 40,000 $8.24 $329,600.00
Disclosure

SEC source: 0001437749-23-031196 · rdgdoc.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 793,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2023 Filed Nov 8, 2023 01:00 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 5,906 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-030731 · rdgdoc.xml · derivative · entry 6

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: On November 3, 2023, the Compensation Committee of the Issuer's Board of Directors determined that 200% of the performance conditions, pertaining to the second tranche of shares subject to the Performance Restricted Stock Units (PRSUs) granted November 3, 2021 and scheduled to vest on November 3, 2023, had been achieved, resulting in the vesting and release of 5,906 shares. As the number of outstanding PRSUs following such second tranche vesting is not currently determinable, the share amount set forth in column 9 is zero as the number of shares subject to the third tranche of shares scheduled to vest on November 3, 2024 can range from zero shares (at 0%) to 5,908 shares (at 200%) depending on the level of achievement of the performance conditions.

F5 · derivative.expiration_date: Not applicable.

F6 · balance_after: On November 3, 2023, the Compensation Committee of the Issuer's Board of Directors determined that 200% of the performance conditions, pertaining to the second tranche of shares subject to the Performance Restricted Stock Units (PRSUs) granted November 3, 2021 and scheduled to vest on November 3, 2023, had been achieved, resulting in the vesting and release of 5,906 shares. As the number of outstanding PRSUs following such second tranche vesting is not currently determinable, the share amount set forth in column 9 is zero as the number of shares subject to the third tranche of shares scheduled to vest on November 3, 2024 can range from zero shares (at 0%) to 5,908 shares (at 200%) depending on the level of achievement of the performance conditions.

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November 03, 2023 Filed Nov 8, 2023 01:00 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 554 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-030731 · rdgdoc.xml · derivative · entry 5

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,507

Underlying: Common Stock · 554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

F5 · derivative.expiration_date: Not applicable.

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November 03, 2023 Filed Nov 8, 2023 01:00 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 2,325 $57.63 $133,989.75
Disclosure

SEC source: 0001437749-23-030731 · rdgdoc.xml · nonDerivative · entry 4

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,120

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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November 03, 2023 Filed Nov 8, 2023 01:00 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 5,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-030731 · rdgdoc.xml · nonDerivative · entry 3

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

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November 03, 2023 Filed Nov 8, 2023 01:00 UTC
Feanny Tracy AnnSVP, General Counsel
Tax withholdingCommon Stock 218 $57.63 $12,563.34
Disclosure

SEC source: 0001437749-23-030731 · rdgdoc.xml · nonDerivative · entry 2

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,539

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

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November 03, 2023 Filed Nov 8, 2023 01:00 UTC
Feanny Tracy AnnSVP, General Counsel
Exercise / conversionCommon Stock 554 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-030731 · rdgdoc.xml · nonDerivative · entry 1

Feanny Tracy Ann · CIK 0001891117 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

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September 21, 2023 Filed Sep 25, 2023 20:08 UTC SaleCommon Stock 500 $84.09 $42,044.00
Disclosure

SEC source: 0001437749-23-026693 · rdgdoc.xml · nonDerivative · entry 3

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · These shares are held by the Abrams Family Trust.

Disclosed balance after: 10,144

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 02-24-2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $84.08 to $84.09. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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September 21, 2023 Filed Sep 25, 2023 20:08 UTC SaleCommon Stock 9,500 $83.50 $793,218.65
Disclosure

SEC source: 0001437749-23-026693 · rdgdoc.xml · nonDerivative · entry 2

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · These shares are held by the Abrams Family Trust.

Disclosed balance after: 10,644

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 02-24-2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $83.03 to $84.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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September 14, 2023 Filed Sep 15, 2023 14:33 UTC SaleCommon Stock 7,500 $90.74 $680,557.50
Disclosure

SEC source: 0001437749-23-025972 · rdgdoc.xml · nonDerivative · entry 1

Luther Sherri R · CIK 0001764515 · SVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,810

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 06-01-2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.615 to $91.34. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.