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LRCX

LAM RESEARCH CORP

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1467
SEC CIK
0000707549
Parsed reports
1,156

Last 12 months

Inside the activity.

0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202602
Mar 202604
Apr 202601
May 202601
Jun 2026044
Jul 202602
Aug 202602
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2016 Filed Mar 3, 2016 20:14 UTC
Bettinger Douglas REVP, Chief Financial Officer
GrantCommon Stock 11,935 $0.00 $0.00
Disclosure

SEC source: 0001628280-16-012218 · wf-form4_145703603377599.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,831

F1 · shares: 33.3% of the RSUs will vest on 3/1/17, 3/1/18, and 3/1/19.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
March 01, 2016 Filed Mar 3, 2016 20:15 UTC
Gottscho Richard AExecutive Vice President
GrantMarket-based Performance Restricted Stock Unit · Derivative 23,509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-16-012220 · wf-form4_145703609342261.xml · derivative · entry 3

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,268

Underlying: Common Stock · 23,509 shares

Expires not disclosed

F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/1/16 to 2/1/19).

F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/1/16 to 2/1/19).

Read SEC document
March 01, 2016 Filed Mar 3, 2016 20:15 UTC
Gottscho Richard AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 28,209 $0.00 Strike: $75.57 $0.00
Disclosure

SEC source: 0001628280-16-012220 · wf-form4_145703609342261.xml · derivative · entry 2

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,626

Underlying: Common Stock · 28,209 shares

Expires 2023-03-01

F3 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/17, 3/1/18, and 3/1/19.

Read SEC document
March 01, 2016 Filed Mar 3, 2016 20:15 UTC
Gottscho Richard AExecutive Vice President
GrantCommon Stock 14,105 $0.00 $0.00
Disclosure

SEC source: 0001628280-16-012220 · wf-form4_145703609342261.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,088

F1 · shares: 33.3% of the RSUs will vest on 3/1/17, 3/1/18, and 3/1/19.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
March 01, 2016 Filed Mar 3, 2016 20:16 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
GrantMarket-based Performance Restricted Stock Unit · Derivative 10,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-16-012222 · wf-form4_145703614942226.xml · derivative · entry 3

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,748

Underlying: Common Stock · 10,127 shares

Expires not disclosed

F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/1/16 to 2/1/19).

F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/1/16 to 2/1/19).

Read SEC document
March 01, 2016 Filed Mar 3, 2016 20:16 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,150 $0.00 Strike: $75.57 $0.00
Disclosure

SEC source: 0001628280-16-012222 · wf-form4_145703614942226.xml · derivative · entry 2

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,424

Underlying: Common Stock · 12,150 shares

Expires 2023-03-01

F3 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/17, 3/1/18, and 3/1/19.

Read SEC document
March 01, 2016 Filed Mar 3, 2016 20:16 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
GrantCommon Stock 6,076 $0.00 $0.00
Disclosure

SEC source: 0001628280-16-012222 · wf-form4_145703614942226.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,636

F1 · shares: 33.3% of the RSUs will vest on 3/1/17, 3/1/18, and 3/1/19.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 22, 2016 23:25 UTC
Anstice Martin BPresident and CEO
Exercise / conversionCommon Stock 44,598 $67.77 $3,022,406.46
Disclosure

SEC source: 0001628280-16-011501 · wf-form4_145618351558459.xml · nonDerivative · entry 3

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 31,394 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 22, 2016 23:26 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionCommon Stock 20,583 $67.77 $1,394,909.91
Disclosure

SEC source: 0001628280-16-011503 · wf-form4_145618359028896.xml · nonDerivative · entry 3

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 14,489 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 22, 2016 23:27 UTC
Gottscho Richard AExecutive Vice President
Exercise / conversionCommon Stock 17,152 $67.77 $1,162,391.04
Disclosure

SEC source: 0001628280-16-011505 · wf-form4_145618366770881.xml · nonDerivative · entry 3

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 12,074 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 22, 2016 23:29 UTC
Bettinger Douglas REVP, Chief Financial Officer
Exercise / conversionCommon Stock 17,152 $67.77 $1,162,391.04
Disclosure

SEC source: 0001628280-16-011507 · wf-form4_145618374359762.xml · nonDerivative · entry 3

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 12,074 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 22, 2016 23:30 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Exercise / conversionCommon Stock 8,918 $67.77 $604,372.86
Disclosure

SEC source: 0001628280-16-011509 · wf-form4_145618382910465.xml · nonDerivative · entry 3

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 6,278 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 24, 2016 00:58 UTC
Anstice Martin BPresident and CEO
Tax withholdingCommon Stock 23,271 $67.77 $1,577,075.67
Disclosure

SEC source: 0001628280-16-011610 · wf-form4_145627550990281.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,315

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 24, 2016 01:00 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 10,740 $67.77 $727,849.80
Disclosure

SEC source: 0001628280-16-011612 · wf-form4_145627558956726.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,341

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 24, 2016 01:00 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 8,949 $67.77 $606,473.73
Disclosure

SEC source: 0001628280-16-011614 · wf-form4_145627564592606.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,896

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 24, 2016 01:01 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 8,949 $67.77 $606,473.73
Disclosure

SEC source: 0001628280-16-011616 · wf-form4_145627569646409.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,983

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 22, 2016 Filed Feb 24, 2016 01:03 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 4,018 $67.77 $272,299.86
Disclosure

SEC source: 0001628280-16-011618 · wf-form4_145627578076775.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,560

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:25 UTC
Anstice Martin BPresident and CEO
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 31,394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-16-011501 · wf-form4_145618351558459.xml · derivative · entry 4

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,662

Underlying: Common Stock · 31,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 31,394 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:25 UTC
Anstice Martin BPresident and CEO
Tax withholdingCommon Stock 8,737 $67.77 $592,106.49
Disclosure

SEC source: 0001628280-16-011501 · wf-form4_145618351558459.xml · nonDerivative · entry 2

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,988

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:25 UTC
Anstice Martin BPresident and CEO
Tax withholdingCommon Stock 12,495 $67.77 $846,786.15
Disclosure

SEC source: 0001628280-16-011501 · wf-form4_145618351558459.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,725

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:26 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 14,489 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-16-011503 · wf-form4_145618359028896.xml · derivative · entry 6

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,691

Underlying: Common Stock · 14,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 14,489 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:26 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 4,032 $67.77 $273,248.64
Disclosure

SEC source: 0001628280-16-011503 · wf-form4_145618359028896.xml · nonDerivative · entry 2

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,498

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:26 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 4,694 $67.77 $318,112.38
Disclosure

SEC source: 0001628280-16-011503 · wf-form4_145618359028896.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,530

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:27 UTC
Gottscho Richard AExecutive Vice President
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 12,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-16-011505 · wf-form4_145618366770881.xml · derivative · entry 4

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,759

Underlying: Common Stock · 12,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 12,074 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:27 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 3,302 $67.77 $223,776.54
Disclosure

SEC source: 0001628280-16-011505 · wf-form4_145618366770881.xml · nonDerivative · entry 2

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,780

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:27 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 3,629 $67.77 $245,937.33
Disclosure

SEC source: 0001628280-16-011505 · wf-form4_145618366770881.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,082

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:29 UTC
Bettinger Douglas REVP, Chief Financial Officer
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 12,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-16-011507 · wf-form4_145618374359762.xml · derivative · entry 4

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,657

Underlying: Common Stock · 12,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 12,074 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:29 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 3,188 $67.77 $216,050.76
Disclosure

SEC source: 0001628280-16-011507 · wf-form4_145618374359762.xml · nonDerivative · entry 2

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,693

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:29 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 3,629 $67.77 $245,937.33
Disclosure

SEC source: 0001628280-16-011507 · wf-form4_145618374359762.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,881

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:30 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 6,278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-16-011509 · wf-form4_145618382910465.xml · derivative · entry 4

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,621

Underlying: Common Stock · 6,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 6,278 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16.

F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16).

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February 18, 2016 Filed Feb 22, 2016 23:30 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 1,258 $67.77 $85,254.66
Disclosure

SEC source: 0001628280-16-011509 · wf-form4_145618382910465.xml · nonDerivative · entry 2

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,660

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 18, 2016 Filed Feb 22, 2016 23:30 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 1,887 $67.77 $127,881.99
Disclosure

SEC source: 0001628280-16-011509 · wf-form4_145618382910465.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,918

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 11, 2016 Filed Feb 17, 2016 00:21 UTC
Anstice Martin BPresident and CEO
Tax withholdingCommon Stock 4,194 $64.21 $269,296.74
Disclosure

SEC source: 0001628280-16-011271 · wf-form4_145566847922414.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,220

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 11, 2016 Filed Feb 17, 2016 00:29 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 2,208 $64.21 $141,775.68
Disclosure

SEC source: 0001628280-16-011273 · wf-form4_145566893065839.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,224

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 11, 2016 Filed Feb 17, 2016 00:31 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 1,595 $64.21 $102,414.95
Disclosure

SEC source: 0001628280-16-011275 · wf-form4_145566906204941.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,510

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 11, 2016 Filed Feb 17, 2016 00:34 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 1,905 $64.21 $122,320.05
Disclosure

SEC source: 0001628280-16-011277 · wf-form4_145566926170306.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,711

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 11, 2016 Filed Feb 17, 2016 00:37 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 862 $64.21 $55,349.02
Disclosure

SEC source: 0001628280-16-011279 · wf-form4_145566941225425.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,805

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 09, 2015 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 14

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 19,733

F1 · shares: The reporting person transferred shares to a family trust

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November 09, 2015 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 13

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

F1 · shares: The reporting person transferred shares to a family trust

F2 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 06, 2015 Filed Nov 10, 2015 21:39 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001631209-15-000002 · primary_doc.xml · nonDerivative · entry 1

Heckart Christine · CIK 0001518578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,230

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 06, 2015 Filed Nov 10, 2015 22:00 UTC
BRANDT ERICDirector
GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001631209-15-000003 · primary_doc.xml · nonDerivative · entry 1

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,430

F1 · balance_after: Amount reported includes share subject to unvested Restricted Stock Units.

Read SEC document
November 06, 2015 Filed Nov 10, 2015 22:14 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001631209-15-000004 · primary_doc.xml · nonDerivative · entry 1

CANNON MICHAEL R · CIK 0001201489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,730

F1 · balance_after: Amount reported includes share subject to unvested Restricted Stock Units.

Read SEC document
November 06, 2015 Filed Nov 10, 2015 19:48 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001655657-15-000001 · primary_doc.xml · nonDerivative · entry 1

Lego Catherine P · CIK 0001291570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,238

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 06, 2015 Filed Nov 10, 2015 21:41 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001655657-15-000003 · primary_doc.xml · nonDerivative · entry 1

Saraswat Krishna · CIK 0001512963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,896

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 06, 2015 Filed Nov 10, 2015 21:11 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001655657-15-000002 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,840

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 06, 2015 Filed Nov 10, 2015 22:00 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001655657-15-000004 · primary_doc.xml · nonDerivative · entry 1

TALWALKAR ABHIJIT Y · CIK 0001316065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,330

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 06, 2015 Filed Nov 11, 2015 01:49 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001655657-15-000005 · primary_doc.xml · nonDerivative · entry 1

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,333

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
November 05, 2015 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 12

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 19,733

F1 · shares: The reporting person transferred shares to a family trust

Read SEC document
November 05, 2015 Filed Aug 12, 2020 21:32 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000707549-20-000133 · wf-form5_159726793601218.xml · nonDerivative · entry 11

EL MANSY YOUSSEF A · CIK 0001286861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

F1 · shares: The reporting person transferred shares to a family trust

F2 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
October 26, 2015 Filed Oct 27, 2015 21:35 UTC
Anstice Martin BPresident and CEO
SaleCommon Stock 7,948 $73.90 $587,325.41
Disclosure

SEC source: 0001631209-15-000001 · primary_doc.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,414

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.50 to $74.68, inclusive.

F3 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.