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Nasdaq · USD

LQDT

LIQUIDITY SERVICES INC

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1149
SEC CIK
0001235468
Parsed reports
560

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202506
Jan 202600
Feb 202604
Mar 2026014
Apr 202602
May 2026024
Jun 2026015
Jul 202602
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2016 Filed Oct 11, 2016 21:50 UTC
Rallo James MPresident RSCG
SaleCommon Stock 2,144 $10.06 $21,568.64
Disclosure

SEC source: 0001179110-16-030646 · edgar.xml · nonDerivative · entry 2

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

F21 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 07, 2016 Filed Oct 11, 2016 21:49 UTC
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 2,147 $10.06 $21,598.82
Disclosure

SEC source: 0001179110-16-030645 · edgar.xml · nonDerivative · entry 2

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009

F14 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 06, 2016 Filed Oct 11, 2016 21:48 UTC
Celaya JorgeEVP & Chief Financial Officer
SaleCommon Stock 3,107 $10.28 $31,939.96
Disclosure

SEC source: 0001179110-16-030643 · edgar.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,611

F7 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 06, 2016 Filed Oct 11, 2016 21:50 UTC
Dudley Gardner HPres, Capital Assets Group
SaleCommon Stock 881 $10.28 $9,056.68
Disclosure

SEC source: 0001179110-16-030647 · edgar.xml · nonDerivative · entry 1

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,417

F17 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 06, 2016 Filed Oct 11, 2016 21:49 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
SaleCommon Stock 295 $10.28 $3,032.60
Disclosure

SEC source: 0001179110-16-030644 · edgar.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,758

F6 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares

Read SEC document
October 06, 2016 Filed Oct 11, 2016 21:50 UTC
Rallo James MPresident RSCG
SaleCommon Stock 1,787 $10.28 $18,370.36
Disclosure

SEC source: 0001179110-16-030646 · edgar.xml · nonDerivative · entry 1

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,151

F21 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 06, 2016 Filed Oct 11, 2016 21:49 UTC
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 1,789 $10.28 $18,390.92
Disclosure

SEC source: 0001179110-16-030645 · edgar.xml · nonDerivative · entry 1

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,156

F14 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 05, 2016 Filed Oct 5, 2016 22:38 UTC
Celaya JorgeEVP & Chief Financial Officer
SaleCommon Stock 7,073 $10.51 $74,337.23
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,678

F8 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 05, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
SaleCommon Stock 2,006 $10.51 $21,083.06
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · nonDerivative · entry 4

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,298

F19 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 05, 2016 Filed Oct 5, 2016 22:40 UTC
Rallo James MPresident RSCG
SaleCommon Stock 4,068 $10.51 $42,754.68
Disclosure

SEC source: 0001179110-16-030493 · edgar.xml · nonDerivative · entry 4

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,938

F23 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 05, 2016 Filed Oct 5, 2016 22:39 UTC
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 4,072 $10.51 $42,796.72
Disclosure

SEC source: 0001179110-16-030492 · edgar.xml · nonDerivative · entry 4

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,765

F15 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 05, 2016 Filed Oct 5, 2016 22:38 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
SaleCommon Stock 671 $10.51 $7,052.21
Disclosure

SEC source: 0001179110-16-030490 · edgar.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

F8 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares

Read SEC document
October 05, 2016 Filed Oct 11, 2016 21:47 UTC Amendment
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 4,072 $10.51 $42,796.72
Disclosure

SEC source: 0001179110-16-030642 · edgar.xml · nonDerivative · entry 4

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,945

F15 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 04, 2016 Filed Oct 5, 2016 22:38 UTC
Celaya JorgeEVP & Chief Financial Officer
SaleCommon Stock 2,955 $10.52 $31,086.60
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,751

F8 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 04, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
SaleCommon Stock 838 $10.52 $8,815.76
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · nonDerivative · entry 3

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,304

F19 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 04, 2016 Filed Oct 5, 2016 22:40 UTC
Rallo James MPresident RSCG
SaleCommon Stock 1,699 $10.52 $17,873.48
Disclosure

SEC source: 0001179110-16-030493 · edgar.xml · nonDerivative · entry 3

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,006

F23 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 04, 2016 Filed Oct 5, 2016 22:39 UTC
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 1,701 $10.52 $17,894.52
Disclosure

SEC source: 0001179110-16-030492 · edgar.xml · nonDerivative · entry 3

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,837

F15 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 04, 2016 Filed Oct 5, 2016 22:38 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
SaleCommon Stock 280 $10.52 $2,945.60
Disclosure

SEC source: 0001179110-16-030490 · edgar.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724

F8 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares

Read SEC document
October 04, 2016 Filed Oct 11, 2016 21:47 UTC Amendment
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 1,701 $10.52 $17,894.52
Disclosure

SEC source: 0001179110-16-030642 · edgar.xml · nonDerivative · entry 3

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,017

F15 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 3,322 $10.65 Strike: $8.15 $35,379.30
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,966

Underlying: Common Stock · 13,288 shares

Expires 2025-10-01

F7 · kind: Represents the vesting of restricted stock

F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 6,335 $10.65 Strike: $6.63 $67,467.75
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,006

Underlying: Common Stock · 25,341 shares

Expires 2025-10-01

F7 · kind: Represents the vesting of restricted stock

F2 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 43,725 $10.65 Strike: $9.70 $465,671.25
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,173

Underlying: Common Stock · 174,898 shares

Expires 2025-10-01

F7 · kind: Represents the vesting of restricted stock

F1 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. In the event that Mr. Celaya's employment is terminated by the Company without cause or by Mr. Celaya for good reason within his first eighteen months of employment, 37.5 percent of this restricted stock grant will become vested as of the date of his termination. On the eighteen month anniversary of Mr. Celaya's start of employment, this acceleration provision will expire.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC
Celaya JorgeEVP & Chief Financial Officer
SaleCommon Stock 6,636 $10.65 $70,673.40
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,746

F8 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherCommon Stock 53,382 $10.65 $568,518.30
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,382

F7 · kind: Represents the vesting of restricted stock

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:37 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 2,120 $10.65 Strike: $42.47 $22,578.00
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · derivative · entry 16

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,120 shares

Expires 2022-10-01

F19 · kind: Represents the vesting of restricted stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:37 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 5,679 $10.65 Strike: $21.99 $60,481.35
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · derivative · entry 14

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,680

Underlying: Common Stock · 11,359 shares

Expires 2023-10-01

F19 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:37 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 6,166 $10.65 Strike: $10.41 $65,667.90
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · derivative · entry 10

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,666

Underlying: Common Stock · 30,832 shares

Expires 2024-10-01

F19 · kind: Represents the vesting of restricted stock.

F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:37 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 36,683 $10.65 Strike: $6.63 $390,673.95
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · derivative · entry 6

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,047

Underlying: Common Stock · 146,730 shares

Expires 2025-10-01

F19 · kind: Represents the vesting of restricted stock.

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:37 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherCommon Stock 50,648 $10.65 $539,401.20
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,648

F19 · kind: Represents the vesting of restricted stock.

F20 · balance_after: Represents voluntary reporting by the reporting person. No market transaction occurred as Mr. Angrick covered tax obligations at the time of vesting without selling shares.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
OtherEmployee Stock Grant · Derivative 5,129 $10.65 Strike: $6.63 $54,623.85
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 18

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,386

Underlying: Common Stock · 20,515 shares

Expires 2025-10-01

F18 · kind: Represents the vesting of restricted stock

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
OtherEmployee Stock Grant · Derivative 6,073 $10.65 Strike: $10.41 $64,677.45
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 14

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,291

Underlying: Common Stock · 30,364 shares

Expires 2024-10-01

F18 · kind: Represents the vesting of restricted stock

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
OtherEmployee Stock Grant · Derivative 6,250 $10.65 Strike: $12.57 $66,562.50
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 13

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 18,750 shares

Expires 2024-10-27

F18 · kind: Represents the vesting of restricted stock

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
OtherEmployee Stock Grant · Derivative 415 $10.65 Strike: $21.99 $4,419.75
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 8

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

Underlying: Common Stock · 831 shares

Expires 2023-11-27

F18 · kind: Represents the vesting of restricted stock

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
OtherEmployee Stock Grant · Derivative 625 $10.65 Strike: $38.09 $6,656.25
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · derivative · entry 7

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625 shares

Expires 2022-11-16

F18 · kind: Represents the vesting of restricted stock

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
SaleCommon Stock 1,882 $10.65 $20,043.30
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · nonDerivative · entry 2

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,142

F19 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Dudley Gardner HPres, Capital Assets Group
OtherCommon Stock 18,492 $10.65 $196,939.80
Disclosure

SEC source: 0001179110-16-030494 · edgar.xml · nonDerivative · entry 1

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,024

F18 · kind: Represents the vesting of restricted stock

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Rallo James MPresident RSCG
OtherEmployee Stock Grant · Derivative 6,380 $10.65 Strike: $6.63 $67,947.00
Disclosure

SEC source: 0001179110-16-030493 · edgar.xml · derivative · entry 24

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,140

Underlying: Common Stock · 25,520 shares

Expires 2025-10-01

F22 · kind: Represents the vesting of restricted stock.

F18 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Rallo James MPresident RSCG
OtherEmployee Stock Grant · Derivative 7,717 $10.65 Strike: $10.41 $82,186.05
Disclosure

SEC source: 0001179110-16-030493 · edgar.xml · derivative · entry 20

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,867

Underlying: Common Stock · 38,584 shares

Expires 2024-10-01

F22 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Rallo James MPresident RSCG
OtherEmployee Stock Grant · Derivative 1,173 $10.65 Strike: $21.99 $12,492.45
Disclosure

SEC source: 0001179110-16-030493 · edgar.xml · derivative · entry 17

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173

Underlying: Common Stock · 2,346 shares

Expires 2023-10-01

F22 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Rallo James MPresident RSCG
OtherEmployee Stock Grant · Derivative 1,251 $10.65 Strike: $38.09 $13,323.15
Disclosure

SEC source: 0001179110-16-030493 · edgar.xml · derivative · entry 13

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,251 shares

Expires 2022-10-01

F22 · kind: Represents the vesting of restricted stock.

F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Rallo James MPresident RSCG
SaleCommon Stock 3,816 $10.65 $40,640.40
Disclosure

SEC source: 0001179110-16-030493 · edgar.xml · nonDerivative · entry 2

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,705

F23 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:40 UTC
Rallo James MPresident RSCG
OtherCommon Stock 16,521 $10.65 $175,948.65
Disclosure

SEC source: 0001179110-16-030493 · edgar.xml · nonDerivative · entry 1

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

F22 · kind: Represents the vesting of restricted stock.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:39 UTC
Casusol Segundo LeoncioChief Information Officer
OtherEmployee Stock Grant · Derivative 8,447 $10.65 Strike: $6.63 $89,960.55
Disclosure

SEC source: 0001179110-16-030492 · edgar.xml · derivative · entry 13

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,342

Underlying: Common Stock · 33,789 shares

Expires 2025-10-01

F14 · kind: Represents vesting of restricted stock

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:39 UTC
Casusol Segundo LeoncioChief Information Officer
OtherEmployee Stock Grant · Derivative 7,160 $10.65 Strike: $10.41 $76,254.00
Disclosure

SEC source: 0001179110-16-030492 · edgar.xml · derivative · entry 9

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,638

Underlying: Common Stock · 35,798 shares

Expires 2024-10-01

F14 · kind: Represents vesting of restricted stock

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:39 UTC
Casusol Segundo LeoncioChief Information Officer
OtherEmployee Stock Grant · Derivative 932 $10.65 Strike: $21.99 $9,925.80
Disclosure

SEC source: 0001179110-16-030492 · edgar.xml · derivative · entry 5

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933

Underlying: Common Stock · 1,865 shares

Expires 2023-10-01

F14 · kind: Represents vesting of restricted stock

F1 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:39 UTC
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 3,821 $10.65 $40,693.65
Disclosure

SEC source: 0001179110-16-030492 · edgar.xml · nonDerivative · entry 2

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,538

F15 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

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October 03, 2016 Filed Oct 5, 2016 22:39 UTC
Casusol Segundo LeoncioChief Information Officer
OtherCommon Stock 16,539 $10.65 $176,140.35
Disclosure

SEC source: 0001179110-16-030492 · edgar.xml · nonDerivative · entry 1

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,539

F14 · kind: Represents vesting of restricted stock

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
OtherEmployee Stock Grant · Derivative 1,726 $10.65 Strike: $4.57 $18,381.90
Disclosure

SEC source: 0001179110-16-030490 · edgar.xml · derivative · entry 8

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178

Underlying: Common Stock · 6,904 shares

Expires 2026-02-16

F7 · kind: Represents the vesting of restricted stock

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:38 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
OtherEmployee Stock Grant · Derivative 397 $10.65 Strike: $9.35 $4,228.05
Disclosure

SEC source: 0001179110-16-030490 · edgar.xml · derivative · entry 7

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

Underlying: Common Stock · 1,987 shares

Expires 2025-04-09

F7 · kind: Represents the vesting of restricted stock

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:38 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
OtherEmployee Stock Grant · Derivative 511 $10.65 Strike: $21.99 $5,442.15
Disclosure

SEC source: 0001179110-16-030490 · edgar.xml · derivative · entry 6

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Underlying: Common Stock · 1,023 shares

Expires 2023-11-27

F7 · kind: Represents the vesting of restricted stock

F2 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.