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Nasdaq · USD

LQDT

LIQUIDITY SERVICES INC

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1149
SEC CIK
0001235468
Parsed reports
560

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202506
Jan 202600
Feb 202604
Mar 2026014
Apr 202602
May 2026024
Jun 2026015
Jul 202602
Aug 202602
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 3, 2017 18:05 UTC GrantRestricted Stock Grant · Derivative 3,897 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-001695 · edgar.xml · derivative · entry 10

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,897

Underlying: Common Stock · 3,897 shares

Expires 2027-02-01

F9 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:05 UTC GrantEmployee Stock Option · Derivative 10,684 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-001695 · edgar.xml · derivative · entry 9

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,684

Underlying: Common Stock · 10,684 shares

Expires 2027-02-01

F8 · derivative.exercise_date: These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:05 UTC OtherRestricted Stock Grant · Derivative 6,041 $9.75 Strike: $6.29 $58,899.75
Disclosure

SEC source: 0001179110-17-001695 · edgar.xml · derivative · entry 8

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,041 shares

Expires 2026-02-01

F10 · kind: Represents the vesting of restricted stock

F7 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2017.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:05 UTC OtherCommon Stock 6,041 $9.75 $58,899.75
Disclosure

SEC source: 0001179110-17-001695 · edgar.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,506

F10 · kind: Represents the vesting of restricted stock

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:08 UTC OtherRestricted Stock Grant · Derivative 6,041 $9.75 Strike: $6.29 $58,899.75
Disclosure

SEC source: 0001179110-17-001699 · edgar.xml · derivative · entry 6

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,041 shares

Expires 2026-02-01

F11 · kind: Represents the vesting of restricted stock

F3 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2017.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:08 UTC GrantRestricted Stock Grant · Derivative 9,744 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-001699 · edgar.xml · derivative · entry 4

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,744

Underlying: Common Stock · 9,744 shares

Expires 2027-02-01

F1 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:08 UTC OtherCommon Stock 6,041 $9.75 $58,899.75
Disclosure

SEC source: 0001179110-17-001699 · edgar.xml · nonDerivative · entry 1

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,709

F11 · kind: Represents the vesting of restricted stock

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:04 UTC GrantRestricted Stock Grant · Derivative 7,795 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-001694 · edgar.xml · derivative · entry 10

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,795

Underlying: Common Stock · 7,795 shares

Expires 2027-02-01

F9 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:04 UTC GrantEmployee Stock Option · Derivative 3,561 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-001694 · edgar.xml · derivative · entry 9

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

Underlying: Common Stock · 3,561 shares

Expires 2027-02-01

F8 · derivative.exercise_date: These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:04 UTC OtherRestricted Stock Grant · Derivative 12,082 $9.75 Strike: $6.29 $117,799.50
Disclosure

SEC source: 0001179110-17-001694 · edgar.xml · derivative · entry 8

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,082 shares

Expires 2026-02-01

F10 · kind: Represents the vesting of restricted stock

F7 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2017.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:04 UTC OtherCommon Stock 12,082 $9.75 $117,799.50
Disclosure

SEC source: 0001179110-17-001694 · edgar.xml · nonDerivative · entry 1

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,117

F10 · kind: Represents the vesting of restricted stock

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:07 UTC GrantRestricted Stock Grant · Derivative 9,744 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-001698 · edgar.xml · derivative · entry 3

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,744

Underlying: Common Stock · 9,744 shares

Expires 2027-02-01

F2 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:07 UTC OtherRestricted Stock Grant · Derivative 15,103 $9.75 Strike: $6.29 $147,254.25
Disclosure

SEC source: 0001179110-17-001698 · edgar.xml · derivative · entry 2

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,103 shares

Expires 2026-02-01

F3 · kind: Represents the vesting of restricted stock

F1 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2017.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:07 UTC OtherCommon Stock 15,103 $9.75 $147,254.25
Disclosure

SEC source: 0001179110-17-001698 · edgar.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,336

F3 · kind: Represents the vesting of restricted stock

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:06 UTC GrantRestricted Stock Grant · Derivative 9,744 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-001697 · edgar.xml · derivative · entry 3

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,744

Underlying: Common Stock · 9,744 shares

Expires 2027-02-01

F2 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:06 UTC OtherRestricted Stock Grant · Derivative 15,103 $9.75 Strike: $6.29 $147,254.25
Disclosure

SEC source: 0001179110-17-001697 · edgar.xml · derivative · entry 2

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,103 shares

Expires 2026-02-01

F3 · kind: Represents the vesting of restricted stock

F1 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2017.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:06 UTC OtherCommon Stock 15,103 $9.75 $147,254.25
Disclosure

SEC source: 0001179110-17-001697 · edgar.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,170

F3 · kind: Represents the vesting of restricted stock

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:05 UTC GrantRestricted Stock Grant · Derivative 15,128 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-001696 · edgar.xml · derivative · entry 15

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,128

Underlying: Common Stock · 15,128 shares

Expires 2027-02-01

F14 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:05 UTC OtherRestricted Stock Grant · Derivative 6,041 $9.75 Strike: $6.29 $58,899.75
Disclosure

SEC source: 0001179110-17-001696 · edgar.xml · derivative · entry 14

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,041 shares

Expires 2026-02-01

F15 · kind: Represents the vesting of restricted stock

F13 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2017.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:05 UTC OtherCommon Stock 6,041 $9.75 $58,899.75
Disclosure

SEC source: 0001179110-17-001696 · edgar.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,466

F15 · kind: Represents the vesting of restricted stock

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:26 UTC
Casusol Segundo LeoncioChief Information Officer
OtherEmployee Stock Grant · Derivative 12,279 $9.66 Strike: $33.13 $118,615.14
Disclosure

SEC source: 0001179110-17-000539 · edgar.xml · derivative · entry 5

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,279 shares

Expires 2023-01-01

F12 · kind: Represents the vesting of restricted stock

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on January 1 of each year for three years.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:26 UTC
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 12,279 $9.66 $118,615.14
Disclosure

SEC source: 0001179110-17-000539 · edgar.xml · nonDerivative · entry 2

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F13 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:26 UTC
Casusol Segundo LeoncioChief Information Officer
OtherCommon Stock 12,279 $9.66 $118,615.14
Disclosure

SEC source: 0001179110-17-000539 · edgar.xml · nonDerivative · entry 1

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,279

F12 · kind: Represents the vesting of restricted stock

Read SEC document
December 22, 2016 Filed Jan 5, 2017 17:26 UTC
Sweeney Michael EVP & Chief Accounting Officer
GrantEmployee Stock Grant · Derivative 6,600 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-000540 · edgar.xml · derivative · entry 3

Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2028-01-01

F3 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 22, 2016 Filed Jan 5, 2017 17:26 UTC
Sweeney Michael EVP & Chief Accounting Officer
GrantEmployee Stock Grant · Derivative 13,400 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001179110-17-000540 · edgar.xml · derivative · entry 2

Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

Underlying: Common Stock · 13,400 shares

Expires 2028-01-01

F2 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2018 and thereafter 1/4 of the restricted stock grant will vest on January 1 of each year for three years.

Read SEC document
December 20, 2016 Filed Mar 7, 2017 20:27 UTC
Sweeney Michael EVP & Chief Accounting Officer
GrantEmployee Stock Option · Derivative 2,350 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001628280-17-002338 · wf-form4_148893646178409.xml · derivative · entry 7

Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 2,350 shares

Expires 2026-12-20

F6 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievment of certain financial milestones.

Read SEC document
December 20, 2016 Filed Mar 7, 2017 20:27 UTC
Sweeney Michael EVP & Chief Accounting Officer
GrantEmployee Stock Option · Derivative 2,350 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001628280-17-002338 · wf-form4_148893646178409.xml · derivative · entry 6

Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 2,350 shares

Expires 2026-12-20

F5 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2018 and then 1/48th of the option grant will vest each month for thirty-three months.

Read SEC document
December 20, 2016 Filed Mar 7, 2017 20:27 UTC
Sweeney Michael EVP & Chief Accounting Officer
GrantEmployee Stock Grant · Derivative 3,950 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001628280-17-002338 · wf-form4_148893646178409.xml · derivative · entry 5

Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

Underlying: Common Stock · 3,950 shares

Expires 2026-12-20

F3 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 20, 2016 Filed Mar 7, 2017 20:27 UTC
Sweeney Michael EVP & Chief Accounting Officer
GrantEmployee Stock Grant · Derivative 3,950 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001628280-17-002338 · wf-form4_148893646178409.xml · derivative · entry 4

Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

Underlying: Common Stock · 3,950 shares

Expires 2026-12-20

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019 and October 1, 2020.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:46 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
SaleCommon Stock 24,543 $10.01 $245,675.43
Disclosure

SEC source: 0001179110-16-033029 · edgar.xml · nonDerivative · entry 4

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,611,490

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:46 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
SaleCommon Stock 9,779 $10.00 $97,790.00
Disclosure

SEC source: 0001179110-16-033029 · edgar.xml · nonDerivative · entry 3

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,636,033

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:46 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
SaleCommon Stock 10,030 $10.03 $100,600.90
Disclosure

SEC source: 0001179110-16-033029 · edgar.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,645,812

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:46 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
SaleCommon Stock 50,648 $10.03 $507,999.44
Disclosure

SEC source: 0001179110-16-033029 · edgar.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:02 UTC
Rallo James MPresident RSCG
OtherEmployee Stock Grant · Derivative 11,054 $8.56 Strike: $13.57 $94,622.24
Disclosure

SEC source: 0001179110-16-031176 · edgar.xml · derivative · entry 16

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,054

Underlying: Common Stock · 22,108 shares

Expires 2024-05-14

F19 · kind: Represents the vesting of restricted stock

F12 · derivative.exercise_date: Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:02 UTC
Rallo James MPresident RSCG
SaleCommon Stock 11,054 $8.56 $94,622.24
Disclosure

SEC source: 0001179110-16-031176 · edgar.xml · nonDerivative · entry 2

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F20 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:02 UTC
Rallo James MPresident RSCG
OtherCommon Stock 11,054 $8.56 $94,622.24
Disclosure

SEC source: 0001179110-16-031176 · edgar.xml · nonDerivative · entry 1

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,054

F19 · kind: Represents the vesting of restricted stock

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:03 UTC
Dudley Gardner HPres, Capital Assets Group
OtherEmployee Stock Grant · Derivative 5,527 $8.56 Strike: $13.57 $47,311.12
Disclosure

SEC source: 0001179110-16-031177 · edgar.xml · derivative · entry 9

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,527

Underlying: Common Stock · 11,054 shares

Expires 2024-05-14

F15 · kind: Represents the vesting of restricted stock

F7 · derivative.exercise_date: Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:03 UTC
Dudley Gardner HPres, Capital Assets Group
SaleCommon Stock 2,307 $8.56 $19,747.92
Disclosure

SEC source: 0001179110-16-031177 · edgar.xml · nonDerivative · entry 2

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,098

F16 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:03 UTC
Dudley Gardner HPres, Capital Assets Group
OtherCommon Stock 5,527 $8.56 $47,311.12
Disclosure

SEC source: 0001179110-16-031177 · edgar.xml · nonDerivative · entry 1

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,405

F15 · kind: Represents the vesting of restricted stock

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:02 UTC
Casusol Segundo LeoncioChief Information Officer
OtherEmployee Stock Grant · Derivative 27,634 $8.56 Strike: $13.57 $236,547.04
Disclosure

SEC source: 0001179110-16-031174 · edgar.xml · derivative · entry 6

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,635

Underlying: Common Stock · 55,269 shares

Expires 2024-05-14

F12 · kind: Represents the vesting of restricted stock

F4 · derivative.exercise_date: Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:02 UTC
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 27,634 $8.56 $236,547.04
Disclosure

SEC source: 0001179110-16-031174 · edgar.xml · nonDerivative · entry 2

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F13 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
November 01, 2016 Filed Nov 3, 2016 22:02 UTC
Casusol Segundo LeoncioChief Information Officer
OtherCommon Stock 27,634 $8.56 $236,547.04
Disclosure

SEC source: 0001179110-16-031174 · edgar.xml · nonDerivative · entry 1

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,634

F12 · kind: Represents the vesting of restricted stock

Read SEC document
October 10, 2016 Filed Oct 11, 2016 21:48 UTC
Celaya JorgeEVP & Chief Financial Officer
SaleCommon Stock 5,226 $10.03 $52,416.78
Disclosure

SEC source: 0001179110-16-030643 · edgar.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,657

F7 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 10, 2016 Filed Oct 11, 2016 21:50 UTC
Dudley Gardner HPres, Capital Assets Group
SaleCommon Stock 1,482 $10.03 $14,864.46
Disclosure

SEC source: 0001179110-16-030647 · edgar.xml · nonDerivative · entry 3

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,878

F17 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 10, 2016 Filed Oct 11, 2016 21:49 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
SaleCommon Stock 496 $10.03 $4,974.88
Disclosure

SEC source: 0001179110-16-030644 · edgar.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908

F6 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares

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October 10, 2016 Filed Oct 11, 2016 21:50 UTC
Rallo James MPresident RSCG
SaleCommon Stock 3,007 $10.03 $30,160.21
Disclosure

SEC source: 0001179110-16-030646 · edgar.xml · nonDerivative · entry 3

Rallo James M · CIK 0001352659 · President RSCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F21 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

Read SEC document
October 10, 2016 Filed Oct 11, 2016 21:49 UTC
Casusol Segundo LeoncioChief Information Officer
SaleCommon Stock 3,009 $10.03 $30,180.27
Disclosure

SEC source: 0001179110-16-030645 · edgar.xml · nonDerivative · entry 3

Casusol Segundo Leoncio · CIK 0001568819 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F14 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares

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October 07, 2016 Filed Oct 11, 2016 21:48 UTC
Celaya JorgeEVP & Chief Financial Officer
SaleCommon Stock 3,728 $10.06 $37,503.68
Disclosure

SEC source: 0001179110-16-030643 · edgar.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,883

F7 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 07, 2016 Filed Oct 11, 2016 21:50 UTC
Dudley Gardner HPres, Capital Assets Group
SaleCommon Stock 1,057 $10.06 $10,633.42
Disclosure

SEC source: 0001179110-16-030647 · edgar.xml · nonDerivative · entry 2

Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,360

F17 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

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October 07, 2016 Filed Oct 11, 2016 21:49 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
SaleCommon Stock 354 $10.06 $3,561.24
Disclosure

SEC source: 0001179110-16-030644 · edgar.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,404

F6 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.