Last 12 months
Inside the activity.
0 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 14 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 24 |
| Jun 2026 | 0 | 15 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Rallo James MPresident RSCG and CAG
|
OtherEmployee Stock Grant · Derivative | 6,380 | $5.80 Strike: $6.63 | $37,004.00 |
DisclosureSEC source: 0001628280-17-009697 · wf-form4_150715093898866.xml · derivative · entry 19 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,760 Underlying: Common Stock · 19,140 shares Expires 2025-10-01 F1 · kind: Represents the vesting of restricted stock. F16 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Rallo James MPresident RSCG and CAG
|
OtherEmployee Stock Grant · Derivative | 7,717 | $5.80 Strike: $10.41 | $44,758.60 |
DisclosureSEC source: 0001628280-17-009697 · wf-form4_150715093898866.xml · derivative · entry 17 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,433 Underlying: Common Stock · 23,150 shares Expires 2024-10-01 F1 · kind: Represents the vesting of restricted stock. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Rallo James MPresident RSCG and CAG
|
OtherEmployee Stock Grant · Derivative | 1,173 | $5.80 Strike: $21.99 | $6,803.40 |
DisclosureSEC source: 0001628280-17-009697 · wf-form4_150715093898866.xml · derivative · entry 14 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,173 shares Expires 2023-10-01 F1 · kind: Represents the vesting of restricted stock. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Rallo James MPresident RSCG and CAG
|
SaleCommon Stock | 13,449 | $5.80 | $78,004.20 |
DisclosureSEC source: 0001628280-17-009697 · wf-form4_150715093898866.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Rallo James MPresident RSCG and CAG
|
OtherCommon Stock | 15,270 | $5.80 | $88,566.00 |
DisclosureSEC source: 0001628280-17-009697 · wf-form4_150715093898866.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,270 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherEmployee Stock Grant · Derivative | 1,726 | $5.80 Strike: $4.57 | $10,010.80 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · derivative · entry 6 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452 Underlying: Common Stock · 5,178 shares Expires 2026-02-16 F1 · kind: Represents the vesting of restricted stock. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherEmployee Stock Grant · Derivative | 397 | $5.80 Strike: $9.35 | $2,302.60 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · derivative · entry 5 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795 Underlying: Common Stock · 1,192 shares Expires 2025-04-09 F1 · kind: Represents the vesting of restricted stock. F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherEmployee Stock Grant · Derivative | 512 | $5.80 Strike: $21.99 | $2,969.60 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 512 shares Expires 2023-11-27 F1 · kind: Represents the vesting of restricted stock. F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 793 | $5.80 | $4,599.40 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,785 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherCommon Stock | 2,635 | $5.80 | $15,283.00 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,578 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:03 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherEmployee Stock Grant · Derivative | 3,750 | $6.26 Strike: $8.15 | $23,475.00 |
DisclosureSEC source: 0001628280-17-006946 · wf-form4_149937497421220.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 15,000 shares Expires 2026-06-22 F1 · kind: Represents the vesting of restricted stock. F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on July 1, 2017 and thereafter 1/4 of the restricted stock grant will vest on July 1 of each year for three years. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:03 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 1,904 | $6.26 | $11,919.04 |
DisclosureSEC source: 0001628280-17-006946 · wf-form4_149937497421220.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,943 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:03 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherCommon Stock | 3,750 | $6.26 | $23,475.00 |
DisclosureSEC source: 0001628280-17-006946 · wf-form4_149937497421220.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,847 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:02 UTC |
Rallo James MPresident RSCG
|
OtherEmployee Stock Grant · Derivative | 3,054 | $6.26 Strike: $29.47 | $19,118.04 |
DisclosureSEC source: 0001628280-17-006944 · wf-form4_149937495469789.xml · derivative · entry 12 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,054 shares Expires 2023-07-18 F1 · kind: Represents the vesting of restricted stock. F10 · derivative.exercise_date: These restricted shares became fully vested on July 1, 2017. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:02 UTC |
Rallo James MPresident RSCG
|
SaleCommon Stock | 3,054 | $6.26 | $19,118.04 |
DisclosureSEC source: 0001628280-17-006944 · wf-form4_149937495469789.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:02 UTC |
Rallo James MPresident RSCG
|
OtherCommon Stock | 3,054 | $6.26 | $19,118.04 |
DisclosureSEC source: 0001628280-17-006944 · wf-form4_149937495469789.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,054 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:10 UTC |
Sweeney Michael EVP & Chief Accounting Officer
|
OtherEmployee Stock Grant · Derivative | 3,500 | $7.61 Strike: $5.53 | $26,635.00 |
DisclosureSEC source: 0001628280-17-003384 · wf-form4_149142660475034.xml · derivative · entry 3 Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 14,000 shares Expires 2026-04-01 F1 · kind: Represents the vesting of restricted stock. F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2017 and thereafter 1/4 of the restricted stock grant will vest on April 1 of each year for three years. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:10 UTC |
Sweeney Michael EVP & Chief Accounting Officer
|
SaleCommon Stock | 3,500 | $7.61 | $26,635.00 |
DisclosureSEC source: 0001628280-17-003384 · wf-form4_149142660475034.xml · nonDerivative · entry 2 Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:10 UTC |
Sweeney Michael EVP & Chief Accounting Officer
|
OtherCommon Stock | 3,500 | $7.61 | $26,635.00 |
DisclosureSEC source: 0001628280-17-003384 · wf-form4_149142660475034.xml · nonDerivative · entry 1 Sweeney Michael E · CIK 0001668475 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
OtherEmployee Stock Grant · Derivative | 6,167 | $7.61 Strike: $10.41 | $46,930.87 |
DisclosureSEC source: 0001628280-17-003380 · wf-form4_149142652573509.xml · derivative · entry 13 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,499 Underlying: Common Stock · 24,666 shares Expires 2024-10-01 F1 · kind: Represents the vesting of restricted stock. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
OtherCommon Stock | 6,167 | $7.61 | $46,930.87 |
DisclosureSEC source: 0001628280-17-003380 · wf-form4_149142652573509.xml · nonDerivative · entry 1 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 3,617,657 F1 · kind: Represents the vesting of restricted stock. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherEmployee Stock Grant · Derivative | 398 | $7.61 Strike: $9.35 | $3,028.78 |
DisclosureSEC source: 0001628280-17-003383 · wf-form4_149142657999094.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192 Underlying: Common Stock · 1,590 shares Expires 2025-04-09 F1 · kind: Represents the vesting of restricted stock. F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 209 | $7.61 | $1,590.49 |
DisclosureSEC source: 0001628280-17-003383 · wf-form4_149142657999094.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,097 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherCommon Stock | 398 | $7.61 | $3,028.78 |
DisclosureSEC source: 0001628280-17-003383 · wf-form4_149142657999094.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,306 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Dudley Gardner HPres, Capital Assets Group
|
OtherEmployee Stock Grant · Derivative | 6,073 | $7.61 Strike: $10.41 | $46,215.53 |
DisclosureSEC source: 0001628280-17-003381 · wf-form4_149142654318146.xml · derivative · entry 11 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,218 Underlying: Common Stock · 24,291 shares Expires 2024-10-01 F1 · kind: Represents the vesting of restricted stock. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Dudley Gardner HPres, Capital Assets Group
|
Tax withholdingCommon Stock | 2,104 | $7.61 | $16,011.44 |
DisclosureSEC source: 0001628280-17-003381 · wf-form4_149142654318146.xml · nonDerivative · entry 2 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,067 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Dudley Gardner HPres, Capital Assets Group
|
OtherCommon Stock | 6,073 | $7.61 | $46,215.53 |
DisclosureSEC source: 0001628280-17-003381 · wf-form4_149142654318146.xml · nonDerivative · entry 1 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,171 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Rallo James MPresident RSCG
|
OtherEmployee Stock Grant · Derivative | 7,717 | $7.61 Strike: $10.41 | $58,726.37 |
DisclosureSEC source: 0001628280-17-003382 · wf-form4_149142656227713.xml · derivative · entry 17 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150 Underlying: Common Stock · 30,867 shares Expires 2024-10-01 F1 · kind: Represents the vesting of restricted stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Rallo James MPresident RSCG
|
SaleCommon Stock | 7,717 | $7.61 | $58,726.37 |
DisclosureSEC source: 0001628280-17-003382 · wf-form4_149142656227713.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC |
Rallo James MPresident RSCG
|
OtherEmployee Stock Grant | 7,717 | $7.61 | $58,726.37 |
DisclosureSEC source: 0001628280-17-003382 · wf-form4_149142656227713.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
GrantEmployee Stock Option · Derivative | 5,750 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002336 · wf-form4_148893642857895.xml · derivative · entry 11 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,750 Underlying: Common Stock · 5,750 shares Expires 2026-10-01 F5 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
GrantEmployee Stock Option · Derivative | 5,750 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002336 · wf-form4_148893642857895.xml · derivative · entry 10 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,750 Underlying: Common Stock · 5,750 shares Expires 2026-10-01 F7 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
GrantEmployee Stock Grant · Derivative | 9,700 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002336 · wf-form4_148893642857895.xml · derivative · entry 9 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,700 Underlying: Common Stock · 9,700 shares Expires 2026-10-01 F3 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
GrantEmployee Stock Grant · Derivative | 9,700 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002336 · wf-form4_148893642857895.xml · derivative · entry 8 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,700 Underlying: Common Stock · 9,700 shares Expires 2026-10-01 F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
GrantEmployee Stock Option · Derivative | 48,000 | $0.00 Strike: $9.13 | $0.00 |
DisclosureSEC source: 0001628280-17-002333 · wf-form4_148893637080101.xml · derivative · entry 8 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2026-10-01 F6 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
GrantEmployee Stock Option · Derivative | 48,000 | $0.00 Strike: $9.13 | $0.00 |
DisclosureSEC source: 0001628280-17-002333 · wf-form4_148893637080101.xml · derivative · entry 7 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2026-10-01 F5 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
GrantEmployee Stock Grant · Derivative | 75,250 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002333 · wf-form4_148893637080101.xml · derivative · entry 6 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,250 Underlying: Common Stock · 75,250 shares Expires 2026-10-01 F4 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
GrantEmployee Stock Grant · Derivative | 75,250 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002333 · wf-form4_148893637080101.xml · derivative · entry 5 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,250 Underlying: Common Stock · 75,250 shares Expires 2026-10-01 F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
GrantEmployee Stock Option · Derivative | 5,250 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002337 · wf-form4_148893644413902.xml · derivative · entry 10 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 5,250 shares Expires 2026-10-01 F8 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
GrantEmployee Stock Option · Derivative | 5,250 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002337 · wf-form4_148893644413902.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 5,250 shares Expires 2026-10-01 F7 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
GrantEmployee Stock Grant · Derivative | 8,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002337 · wf-form4_148893644413902.xml · derivative · entry 8 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 8,850 shares Expires 2026-10-01 F4 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
GrantEmployee Stock Grant · Derivative | 8,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002337 · wf-form4_148893644413902.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 8,850 shares Expires 2026-10-01 F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Rallo James MPresident RSCG
|
GrantEmployee Stock Option · Derivative | 4,650 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002335 · wf-form4_148893640977879.xml · derivative · entry 24 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,650 Underlying: Common Stock · 4,650 shares Expires 2026-10-01 F17 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Rallo James MPresident RSCG
|
GrantEmployee Stock Option · Derivative | 4,650 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002335 · wf-form4_148893640977879.xml · derivative · entry 23 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,650 Underlying: Common Stock · 4,650 shares Expires 2026-10-01 F19 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of this option grant will vest each month for thirty months. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Rallo James MPresident RSCG
|
GrantEmployee Stock Grant · Derivative | 7,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002335 · wf-form4_148893640977879.xml · derivative · entry 22 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,850 Underlying: Common Stock · 7,850 shares Expires 2026-10-01 F5 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC |
Rallo James MPresident RSCG
|
GrantEmployee Stock Grant · Derivative | 7,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002335 · wf-form4_148893640977879.xml · derivative · entry 21 Rallo James M · CIK 0001352659 · President RSCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,850 Underlying: Common Stock · 7,850 shares Expires 2026-10-01 F18 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC |
Dudley Gardner HPres, Capital Assets Group
|
GrantEmployee Stock Option · Derivative | 4,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002334 · wf-form4_148893639393200.xml · derivative · entry 19 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,850 Underlying: Common Stock · 4,850 shares Expires 2026-10-01 F5 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC |
Dudley Gardner HPres, Capital Assets Group
|
GrantEmployee Stock Option · Derivative | 4,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002334 · wf-form4_148893639393200.xml · derivative · entry 18 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,850 Underlying: Common Stock · 4,850 shares Expires 2026-10-01 F13 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC |
Dudley Gardner HPres, Capital Assets Group
|
GrantEmployee Stock Grant · Derivative | 8,150 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002334 · wf-form4_148893639393200.xml · derivative · entry 17 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Underlying: Common Stock · 8,150 shares Expires 2026-10-01 F2 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:26 UTC |
Dudley Gardner HPres, Capital Assets Group
|
GrantEmployee Stock Grant · Derivative | 8,150 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002334 · wf-form4_148893639393200.xml · derivative · entry 16 Dudley Gardner H · CIK 0001621432 · Pres, Capital Assets Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Underlying: Common Stock · 8,150 shares Expires 2026-10-01 F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.