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Nasdaq · USD

LQDT

LIQUIDITY SERVICES INC

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Tapewire entity
1149
SEC CIK
0001235468
Parsed reports
560

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202506
Jan 202600
Feb 202604
Mar 2026014
Apr 202602
May 2026024
Jun 2026015
Jul 202602
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2019 Filed Feb 4, 2019 22:00 UTC OtherRestricted Stock Grant · Derivative 14,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-000899 · wf-form4_154931761732904.xml · derivative · entry 4

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,615 shares

Expires 2028-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock.

F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

F3 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2019.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 22:00 UTC OtherCommon Stock 14,615 $8.50 $124,227.50
Disclosure

SEC source: 0001628280-19-000899 · wf-form4_154931761732904.xml · nonDerivative · entry 1

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,068

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:57 UTC GrantEmployee Stock Grant · Derivative 11,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-000895 · wf-form4_154931746118971.xml · derivative · entry 3

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,352

Underlying: Common Stock · 11,176 shares

Expires 2029-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

F5 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:57 UTC OtherRestricted Stock Grant · Derivative 14,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-000895 · wf-form4_154931746118971.xml · derivative · entry 2

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,615 shares

Expires 2028-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock.

F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

F3 · derivative.exercise_date: These shares became fully vested on February 1, 2019.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:57 UTC OtherCommon Stock 14,615 $8.50 $124,227.50
Disclosure

SEC source: 0001628280-19-000895 · wf-form4_154931746118971.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,529

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:57 UTC GrantEmployee Stock Grant · Derivative 17,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-000894 · wf-form4_154931742450654.xml · derivative · entry 15

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,353

Underlying: Common Stock · 17,353 shares

Expires 2029-02-01

F14 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F16 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

F17 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:57 UTC OtherEmployee Stock Grant · Derivative 22,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-000894 · wf-form4_154931742450654.xml · derivative · entry 14

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,692 shares

Expires 2028-02-01

F14 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock.

F16 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

F15 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2019.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:57 UTC OtherCommon Stock 22,692 $8.50 $192,882.00
Disclosure

SEC source: 0001628280-19-000894 · wf-form4_154931742450654.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,286

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 1,248 $7.65 Strike: $4.47 $9,547.20
Disclosure

SEC source: 0001628280-19-000273 · wf-form4_154724074036514.xml · derivative · entry 14

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

Underlying: Common Stock · 3,120 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC
Celaya JorgeEVP & Chief Financial Officer
Tax withholdingCommon Stock 440 $7.65 $3,366.00
Disclosure

SEC source: 0001628280-19-000273 · wf-form4_154724074036514.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,616

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherCommon Stock 1,248 $7.65 $9,547.20
Disclosure

SEC source: 0001628280-19-000273 · wf-form4_154724074036514.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,056

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:03 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 4,920 $7.65 Strike: $4.92 $37,638.00
Disclosure

SEC source: 0001628280-19-000269 · wf-form4_154724061295150.xml · derivative · entry 12

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,380

Underlying: Common Stock · 12,300 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F6 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:03 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Tax withholdingCommon Stock 2,007 $7.65 $15,353.55
Disclosure

SEC source: 0001628280-19-000269 · wf-form4_154724061295150.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,696,361

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:03 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherCommon Stock 4,920 $7.65 $37,638.00
Disclosure

SEC source: 0001628280-19-000269 · wf-form4_154724061295150.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,698,368

F1 · kind: Represents the vesting of restricted stock.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:04 UTC
Rallo James MPresident RSCG and CAG
OtherEmployee Stock Grant · Derivative 9,816 $7.65 Strike: $4.47 $75,092.40
Disclosure

SEC source: 0001628280-19-000271 · wf-form4_154724067996417.xml · derivative · entry 24

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,724

Underlying: Common Stock · 24,540 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F20 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:04 UTC
Rallo James MPresident RSCG and CAG
SaleCommon Stock 9,816 $7.65 $75,092.40
Disclosure

SEC source: 0001628280-19-000271 · wf-form4_154724067996417.xml · nonDerivative · entry 2

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:04 UTC
Rallo James MPresident RSCG and CAG
OtherCommon Stock 9,816 $7.65 $75,092.40
Disclosure

SEC source: 0001628280-19-000271 · wf-form4_154724067996417.xml · nonDerivative · entry 1

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,816

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC
Gravley RogerPresident, GovDeals & CIO
OtherEmployee Stock Grant · Derivative 1,224 $7.65 Strike: $4.47 $9,363.60
Disclosure

SEC source: 0001628280-19-000272 · wf-form4_154724070949740.xml · derivative · entry 20

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836

Underlying: Common Stock · 3,060 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F16 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC
Gravley RogerPresident, GovDeals & CIO
Tax withholdingCommon Stock 342 $7.65 $2,616.30
Disclosure

SEC source: 0001628280-19-000272 · wf-form4_154724070949740.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,032

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC
Gravley RogerPresident, GovDeals & CIO
OtherCommon Stock 1,224 $7.65 $9,363.60
Disclosure

SEC source: 0001628280-19-000272 · wf-form4_154724070949740.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:04 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
OtherEmployee Stock Grant · Derivative 744 $7.65 Strike: $4.47 $5,691.60
Disclosure

SEC source: 0001628280-19-000270 · wf-form4_154724064976974.xml · derivative · entry 12

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,860 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:04 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 327 $7.65 $2,501.55
Disclosure

SEC source: 0001628280-19-000270 · wf-form4_154724064976974.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,089

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:04 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
OtherCommon Stock 744 $7.65 $5,691.60
Disclosure

SEC source: 0001628280-19-000270 · wf-form4_154724064976974.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 10, 2019 Filed Mar 4, 2019 21:26 UTC Amendment
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 4,920 $7.65 Strike: $4.92 $37,638.00
Disclosure

SEC source: 0001628280-19-002418 · wf-form4a_155173475337302.xml · derivative · entry 12

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,380

Underlying: Common Stock · 12,300 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F7 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
January 10, 2019 Filed Mar 4, 2019 21:26 UTC Amendment
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Tax withholdingCommon Stock 2,007 $7.65 $15,353.55
Disclosure

SEC source: 0001628280-19-002418 · wf-form4a_155173475337302.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,710,868

F4 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · balance_after: Due to a clerical error, the number of shares of Common Stock held by the William P. Angrick III Revocable trust was underreported by 14,507 on the reporting person's Forms 4 filed on each: October 3, 2018, October 8, 2018, December 6, 2018, December 10, 2018, January 4, 2019, and January 11, 2019. The transactions set forth on each of the forgoing Form 4s, including the number of shares of Common Stock subject to such transactions, were timely and accurately reported.

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 10, 2019 Filed Mar 4, 2019 21:26 UTC Amendment
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherCommon Stock 4,920 $7.65 $37,638.00
Disclosure

SEC source: 0001628280-19-002418 · wf-form4a_155173475337302.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,712,875

F1 · kind: Represents the vesting of restricted stock.

F2 · balance_after: Due to a clerical error, the number of shares of Common Stock held by the William P. Angrick III Revocable trust was underreported by 14,507 on the reporting person's Forms 4 filed on each: October 3, 2018, October 8, 2018, December 6, 2018, December 10, 2018, January 4, 2019, and January 11, 2019. The transactions set forth on each of the forgoing Form 4s, including the number of shares of Common Stock subject to such transactions, were timely and accurately reported.

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:08 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 520 $6.12 Strike: $4.47 $3,182.40
Disclosure

SEC source: 0001628280-19-000106 · wf-form4_154663609051267.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Common Stock · 2,080 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:08 UTC
Celaya JorgeEVP & Chief Financial Officer
Tax withholdingCommon Stock 225 $6.12 $1,377.00
Disclosure

SEC source: 0001628280-19-000106 · wf-form4_154663609051267.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,808

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:08 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000106 · wf-form4_154663609051267.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,033

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 2,050 $6.12 Strike: $4.92 $12,546.00
Disclosure

SEC source: 0001628280-19-000105 · wf-form4_154663605055389.xml · derivative · entry 13

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

Underlying: Common Stock · 8,200 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Tax withholdingCommon Stock 1,004 $6.12 $6,144.48
Disclosure

SEC source: 0001628280-19-000105 · wf-form4_154663605055389.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,693,448

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000105 · wf-form4_154663605055389.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,694,452

F1 · kind: Represents the vesting of restricted stock.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC
Gravley RogerPresident, GovDeals & CIO
OtherEmployee Stock Grant · Derivative 510 $6.12 Strike: $4.47 $3,121.20
Disclosure

SEC source: 0001628280-19-000104 · wf-form4_154663600633857.xml · derivative · entry 22

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530

Underlying: Common Stock · 2,040 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F18 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC
Gravley RogerPresident, GovDeals & CIO
Tax withholdingCommon Stock 178 $6.12 $1,089.36
Disclosure

SEC source: 0001628280-19-000104 · wf-form4_154663600633857.xml · nonDerivative · entry 2

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:07 UTC
Gravley RogerPresident, GovDeals & CIO
OtherCommon Stock 510 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000104 · wf-form4_154663600633857.xml · nonDerivative · entry 1

Gravley Roger · CIK 0001713687 · President, GovDeals & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:09 UTC
Rallo James MPresident RSCG and CAG
OtherEmployee Stock Grant · Derivative 4,090 $6.12 Strike: $4.47 $25,030.80
Disclosure

SEC source: 0001628280-19-000108 · wf-form4_154663616885515.xml · derivative · entry 26

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,270

Underlying: Common Stock · 16,360 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F22 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

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January 02, 2019 Filed Jan 4, 2019 21:09 UTC
Rallo James MPresident RSCG and CAG
SaleCommon Stock 4,090 $6.12 $25,030.80
Disclosure

SEC source: 0001628280-19-000108 · wf-form4_154663616885515.xml · nonDerivative · entry 2

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

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January 02, 2019 Filed Jan 4, 2019 21:09 UTC
Rallo James MPresident RSCG and CAG
OtherCommon Stock 4,090 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000108 · wf-form4_154663616885515.xml · nonDerivative · entry 1

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090

F1 · kind: Represents the vesting of restricted stock.

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January 02, 2019 Filed Jan 4, 2019 21:09 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
OtherEmployee Stock Grant · Derivative 310 $6.12 Strike: $4.47 $1,897.20
Disclosure

SEC source: 0001628280-19-000107 · wf-form4_154663613027101.xml · derivative · entry 13

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

Underlying: Common Stock · 1,240 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

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January 02, 2019 Filed Jan 4, 2019 21:09 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 163 $6.12 $997.56
Disclosure

SEC source: 0001628280-19-000107 · wf-form4_154663613027101.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,672

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

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January 02, 2019 Filed Jan 4, 2019 21:09 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
OtherCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000107 · wf-form4_154663613027101.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,835

F1 · kind: Represents the vesting of restricted stock.

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December 07, 2018 Filed Dec 10, 2018 22:19 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherEmployee Stock Grant · Derivative 4,751 $6.99 Strike: $6.63 $33,209.49
Disclosure

SEC source: 0001628280-18-014979 · wf-form4_154448036388722.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584

Underlying: Common Stock · 6,335 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F5 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

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December 07, 2018 Filed Dec 10, 2018 22:19 UTC
Celaya JorgeEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,033 $6.99 $14,210.67
Disclosure

SEC source: 0001628280-18-014979 · wf-form4_154448036388722.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,513

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

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December 07, 2018 Filed Dec 10, 2018 22:19 UTC
Celaya JorgeEVP & Chief Financial Officer
OtherCommon Stock 4,751 $6.99 $33,209.49
Disclosure

SEC source: 0001628280-18-014979 · wf-form4_154448036388722.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,546

F1 · kind: Represents the vesting of restricted stock.

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December 07, 2018 Filed Dec 10, 2018 22:19 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherEmployee Stock Grant · Derivative 27,512 $6.99 Strike: $7.29 $192,308.88
Disclosure

SEC source: 0001628280-18-014978 · wf-form4_154448033546336.xml · derivative · entry 19

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,170

Underlying: Common Stock · 36,682 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F12 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

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December 07, 2018 Filed Dec 10, 2018 22:19 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Tax withholdingCommon Stock 11,405 $6.99 $79,720.95
Disclosure

SEC source: 0001628280-18-014978 · wf-form4_154448033546336.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,692,402

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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December 07, 2018 Filed Dec 10, 2018 22:19 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
OtherCommon Stock 27,512 $6.99 $192,308.88
Disclosure

SEC source: 0001628280-18-014978 · wf-form4_154448033546336.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,703,807

F1 · kind: Represents the vesting of restricted stock.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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December 07, 2018 Filed Dec 10, 2018 22:17 UTC
Rallo James MPresident RSCG and CAG
OtherEmployee Stock Grant · Derivative 4,785 $6.99 Strike: $6.63 $33,447.15
Disclosure

SEC source: 0001628280-18-014975 · wf-form4_154448023940728.xml · derivative · entry 16

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

Underlying: Common Stock · 6,380 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F7 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:17 UTC
Rallo James MPresident RSCG and CAG
SaleCommon Stock 4,785 $6.99 $33,447.15
Disclosure

SEC source: 0001628280-18-014975 · wf-form4_154448023940728.xml · nonDerivative · entry 2

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:17 UTC
Rallo James MPresident RSCG and CAG
OtherCommon Stock 4,785 $6.99 $33,447.15
Disclosure

SEC source: 0001628280-18-014975 · wf-form4_154448023940728.xml · nonDerivative · entry 1

Rallo James M · CIK 0001352659 · President RSCG and CAG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,785

F1 · kind: Represents the vesting of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.