LQDT

SEC source: 0001235468-20-000110 · wf-form4a_158948671392233.xml · derivative · entry 10

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,797

Underlying: Common Stock · 18,797 shares

Expires 2021-02-01

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

F12 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021.

SEC source: 0001235468-20-000110 · wf-form4a_158948671392233.xml · derivative · entry 9

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,176 shares

Expires 2020-02-01

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock.

F11 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

F10 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020.

SEC source: 0001235468-20-000110 · wf-form4a_158948671392233.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,694

F1 · kind: Represents the vesting of restricted stock.

F2 · balance_after: On May 13, 2020, a scrivener's error was discovered wherein the aggregate number of vested shares was added to the share balance reported from the 2/1/19 Form 4 instead of from the more recent Form 4 filed on 2/12/2019. There was no late filing or failure to report a transaction.

SEC source: 0001235468-20-000032 · wf-form4_157869234807634.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

Underlying: Common Stock · 9,700 shares

Expires 2026-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock.

F8 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001235468-20-000032 · wf-form4_157869234807634.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 452 shares from the vesting of 970 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 518 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000030 · wf-form4_157869221245722.xml · derivative · entry 18

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,725

Underlying: Common Stock · 75,250 shares

Expires 2026-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F14 · kind: Represents the vesting of restricted stock.

F15 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001235468-20-000030 · wf-form4_157869221245722.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,752,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 3532 shares from the vesting of 7,525 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3993 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001235468-20-000028 · wf-form4_157869206893538.xml · derivative · entry 7

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Underlying: Common Stock · 3,850 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock.

F8 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001235468-20-000028 · wf-form4_157869206893538.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 269 shares from the vesting of 385 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 116 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000026 · wf-form4_157869194922931.xml · derivative · entry 8

Lutz Michael · CIK 0001774710 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,455

Underlying: Common Stock · 4,950 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock.

F9 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001235468-20-000026 · wf-form4_157869194922931.xml · nonDerivative · entry 1

Lutz Michael · CIK 0001774710 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 321 shares from the vesting of 495 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 174 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000024 · wf-form4_157869175870040.xml · derivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,965

Underlying: Common Stock · 8,850 shares

Expires 2026-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · kind: Represents the vesting of restricted stock.

F6 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001235468-20-000024 · wf-form4_157869175870040.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 421 shares from the vesting of 885 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 464 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000009 · wf-form4_157834646173446.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Underlying: Common Stock · 5,900 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

SEC source: 0001235468-20-000009 · wf-form4_157834646173446.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 706 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 769 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000007 · wf-form4_157834627073196.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,749,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,047 shares from the vesting of 4,325 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,278 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001235468-20-000019 · wf-form4_157834712533871.xml · derivative · entry 17

Lutz Michael · CIK 0001774710 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 4,500 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F14 · kind: Represents the vesting of restricted stock.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

SEC source: 0001235468-20-000019 · wf-form4_157834712533871.xml · nonDerivative · entry 1

Lutz Michael · CIK 0001774710 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 729 shares from the vesting of 1,125 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 396 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000015 · wf-form4_157834688785138.xml · derivative · entry 13

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,512

Underlying: Common Stock · 3,350 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

SEC source: 0001235468-20-000015 · wf-form4_157834688785138.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 503 shares from the vesting of 838 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 335 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000011 · wf-form4_157834658760992.xml · derivative · entry 7

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325

Underlying: Common Stock · 3,100 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

SEC source: 0001235468-20-000011 · wf-form4_157834658760992.xml · nonDerivative · entry 2

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

SEC source: 0001235468-20-000011 · wf-form4_157834658760992.xml · nonDerivative · entry 1

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

SEC source: 0001235468-20-000013 · wf-form4_157834673688011.xml · derivative · entry 4

Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 4,200 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · kind: Represents the vesting of restricted stock.

F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

SEC source: 0001235468-20-000013 · wf-form4_157834673688011.xml · nonDerivative · entry 1

Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 688 shares from the vesting of 1,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 362 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000017 · wf-form4_157834700278135.xml · derivative · entry 14

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,787

Underlying: Common Stock · 5,050 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

SEC source: 0001235468-20-000017 · wf-form4_157834700278135.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 603 shares from the vesting of 1,263 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 660 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001235468-20-000007 · wf-form4_157834627073196.xml · derivative · entry 12

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,975

Underlying: Common Stock · 17,300 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

SEC source: 0001235468-19-000032 · wf-form4_157558537606649.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,650

Underlying: Common Stock · 22,650 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001235468-19-000032 · wf-form4_157558537606649.xml · derivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,650

Underlying: Common Stock · 22,650 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001235468-19-000032 · wf-form4_157558537606649.xml · derivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2029-12-03

F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

SEC source: 0001235468-19-000032 · wf-form4_157558537606649.xml · derivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2029-12-03

F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001235468-19-000034 · wf-form4_157558548427198.xml · derivative · entry 8

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Stock · 54,700 shares

Expires 2024-01-01

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001235468-19-000034 · wf-form4_157558548427198.xml · derivative · entry 7

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Stock · 54,700 shares

Expires 2024-01-01

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001235468-19-000034 · wf-form4_157558548427198.xml · derivative · entry 6

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,900

Underlying: Common Stock · 139,900 shares

Expires 2024-12-03

F4 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

SEC source: 0001235468-19-000034 · wf-form4_157558548427198.xml · derivative · entry 5

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,900

Underlying: Common Stock · 139,900 shares

Expires 2024-12-03

F3 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001235468-19-000030 · wf-form4_157558519735062.xml · derivative · entry 5

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001235468-19-000030 · wf-form4_157558519735062.xml · derivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001235468-19-000030 · wf-form4_157558519735062.xml · derivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,200

Underlying: Common Stock · 29,200 shares

Expires 2029-12-03

F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

SEC source: 0001235468-19-000030 · wf-form4_157558519735062.xml · derivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,200

Underlying: Common Stock · 29,200 shares

Expires 2029-12-03

F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock

SEC source: 0001774667-19-000002 · wf-form4_157558492577703.xml · derivative · entry 5

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,300

Underlying: Common Stock · 16,300 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001774667-19-000002 · wf-form4_157558492577703.xml · derivative · entry 4

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,300

Underlying: Common Stock · 16,300 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001774667-19-000002 · wf-form4_157558492577703.xml · derivative · entry 3

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,950

Underlying: Common Stock · 38,950 shares

Expires 2029-12-03

F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

SEC source: 0001774667-19-000002 · wf-form4_157558492577703.xml · derivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,950

Underlying: Common Stock · 38,950 shares

Expires 2029-12-03

F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001774710-19-000001 · wf-form4_157558483023348.xml · derivative · entry 6

Lutz Michael · CIK 0001774710 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001774710-19-000001 · wf-form4_157558483023348.xml · derivative · entry 5

Lutz Michael · CIK 0001774710 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001774710-19-000001 · wf-form4_157558483023348.xml · derivative · entry 4

Lutz Michael · CIK 0001774710 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2029-12-03

F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

SEC source: 0001774710-19-000001 · wf-form4_157558483023348.xml · derivative · entry 3

Lutz Michael · CIK 0001774710 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2029-12-03

F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001782925-19-000002 · wf-form4_157558477171519.xml · derivative · entry 4

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,700

Underlying: Common Stock · 13,700 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001782925-19-000002 · wf-form4_157558477171519.xml · derivative · entry 3

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,700

Underlying: Common Stock · 13,700 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.