Last 12 months
Inside the activity.
0 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 14 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 24 |
| Jun 2026 | 0 | 15 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2020 Filed Dec 21, 2020 21:11 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
OtherEmployee Stock Option · Derivative | 26,985 | $7.29 Strike: $7.29 | $196,720.65 |
DisclosureSEC source: 0001235468-20-000210 · wf-form4_160858508784676.xml · derivative · entry 20 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,193 Underlying: Common Stock · 83,178 shares Expires 2025-10-01 F16 · derivative.exercise_date: These options became fully exercisable on October 1, 2019. Read SEC document |
| December 21, 2020 Filed Dec 21, 2020 21:11 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionCommon Stock | 26,985 | $7.29 | $196,720.65 |
DisclosureSEC source: 0001235468-20-000210 · wf-form4_160858508784676.xml · nonDerivative · entry 1 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,472,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The purchase reported in this Form 4 reflects an exercise of options granted under the Third Amended and Restated 2006 Omnibus Long-Term Incentive Plan and the Stock Option Agreement dated, December 22, 2015. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:12 UTC |
Celaya JorgeChief Financial Officer
|
GrantEmployee Stock Grant · Derivative | 9,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000199 · wf-form4_160703351729474.xml · derivative · entry 22 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,950 Underlying: Common Stock · 9,950 shares Expires 2025-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F18 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:12 UTC |
Celaya JorgeChief Financial Officer
|
GrantEmployee Stock Grant · Derivative | 9,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000199 · wf-form4_160703351729474.xml · derivative · entry 21 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,950 Underlying: Common Stock · 9,950 shares Expires 2025-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F17 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:12 UTC |
Celaya JorgeChief Financial Officer
|
GrantEmployee Stock Option · Derivative | 55,050 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000199 · wf-form4_160703351729474.xml · derivative · entry 20 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,050 Underlying: Common Stock · 55,050 shares Expires 2030-12-01 F16 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:12 UTC |
Celaya JorgeChief Financial Officer
|
GrantEmployee Stock Option · Derivative | 55,050 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000199 · wf-form4_160703351729474.xml · derivative · entry 19 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,050 Underlying: Common Stock · 55,050 shares Expires 2030-12-01 F15 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:06 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
GrantEmployee Stock Grant · Derivative | 23,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000193 · wf-form4_160703319409447.xml · derivative · entry 8 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,700 Underlying: Common Stock · 23,700 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:06 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
GrantEmployee Stock Grant · Derivative | 23,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000193 · wf-form4_160703319409447.xml · derivative · entry 7 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,700 Underlying: Common Stock · 23,700 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:06 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
GrantEmployee Stock Option · Derivative | 131,950 | $0.00 Strike: $10.41 | $0.00 |
DisclosureSEC source: 0001235468-20-000193 · wf-form4_160703319409447.xml · derivative · entry 6 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,950 Underlying: Common Stock · 131,950 shares Expires 2025-12-01 F4 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:06 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
GrantEmployee Stock Option · Derivative | 131,950 | $0.00 Strike: $10.41 | $0.00 |
DisclosureSEC source: 0001235468-20-000193 · wf-form4_160703319409447.xml · derivative · entry 5 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,950 Underlying: Common Stock · 131,950 shares Expires 2025-12-01 F3 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:14 UTC |
Daunt JohnChief Commercial Officer
|
GrantEmployee Stock Grant · Derivative | 11,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000201 · wf-form4_160703365803611.xml · derivative · entry 26 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,050 Underlying: Common Stock · 11,050 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F18 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:14 UTC |
Daunt JohnChief Commercial Officer
|
GrantEmployee Stock Grant · Derivative | 11,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000201 · wf-form4_160703365803611.xml · derivative · entry 25 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,050 Underlying: Common Stock · 11,050 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F17 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:14 UTC |
Daunt JohnChief Commercial Officer
|
GrantEmployee Stock Option · Derivative | 61,200 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000201 · wf-form4_160703365803611.xml · derivative · entry 24 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,200 Underlying: Common Stock · 61,200 shares Expires 2030-12-01 F16 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:14 UTC |
Daunt JohnChief Commercial Officer
|
GrantEmployee Stock Option · Derivative | 61,200 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000201 · wf-form4_160703365803611.xml · derivative · entry 23 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,200 Underlying: Common Stock · 61,200 shares Expires 2030-12-01 F15 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:08 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
GrantEmployee Stock Grant · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000195 · wf-form4_160703330470775.xml · derivative · entry 19 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 7,650 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:08 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
GrantEmployee Stock Grant · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000195 · wf-form4_160703330470775.xml · derivative · entry 18 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 7,650 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:08 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
GrantEmployee Stock Option · Derivative | 42,400 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000195 · wf-form4_160703330470775.xml · derivative · entry 17 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,400 Underlying: Common Stock · 42,400 shares Expires 2030-12-01 F13 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:08 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
GrantEmployee Stock Option · Derivative | 42,400 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000195 · wf-form4_160703330470775.xml · derivative · entry 16 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,400 Underlying: Common Stock · 42,400 shares Expires 2030-12-01 F12 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:10 UTC |
Rozdilsky NicholasChief Marketing Officer
|
GrantEmployee Stock Grant · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000197 · wf-form4_160703340731399.xml · derivative · entry 15 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2025-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:10 UTC |
Rozdilsky NicholasChief Marketing Officer
|
GrantEmployee Stock Grant · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000197 · wf-form4_160703340731399.xml · derivative · entry 14 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2025-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:10 UTC |
Rozdilsky NicholasChief Marketing Officer
|
GrantEmployee Stock Option · Derivative | 38,800 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000197 · wf-form4_160703340731399.xml · derivative · entry 13 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,800 Underlying: Common Stock · 38,800 shares Expires 2030-12-01 F11 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:10 UTC |
Rozdilsky NicholasChief Marketing Officer
|
GrantEmployee Stock Option · Derivative | 38,800 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000197 · wf-form4_160703340731399.xml · derivative · entry 12 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,800 Underlying: Common Stock · 38,800 shares Expires 2030-12-01 F10 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:04 UTC |
Weiskircher StevenChief Technology Officer
|
GrantEmployee Stock Grant · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000191 · wf-form4_160703306651889.xml · derivative · entry 5 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires 2025-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:04 UTC |
Weiskircher StevenChief Technology Officer
|
GrantEmployee Stock Grant · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000191 · wf-form4_160703306651889.xml · derivative · entry 4 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires 2025-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:04 UTC |
Weiskircher StevenChief Technology Officer
|
GrantEmployee Stock Option · Derivative | 48,250 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000191 · wf-form4_160703306651889.xml · derivative · entry 3 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,250 Underlying: Common Stock · 48,250 shares Expires 2030-12-01 F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:04 UTC |
Weiskircher StevenChief Technology Officer
|
GrantEmployee Stock Option · Derivative | 48,250 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000191 · wf-form4_160703306651889.xml · derivative · entry 2 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,250 Underlying: Common Stock · 48,250 shares Expires 2030-12-01 F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC |
Murray NoveletteChief Human Resources Officer
|
GrantEmployee Stock Grant · Derivative | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000189 · wf-form4_160703293455498.xml · derivative · entry 20 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Common Stock · 5,900 shares Expires 2025-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F16 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC |
Murray NoveletteChief Human Resources Officer
|
GrantEmployee Stock Grant · Derivative | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000189 · wf-form4_160703293455498.xml · derivative · entry 19 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Common Stock · 5,900 shares Expires 2025-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC |
Murray NoveletteChief Human Resources Officer
|
GrantEmployee Stock Option · Derivative | 32,750 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000189 · wf-form4_160703293455498.xml · derivative · entry 18 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,750 Underlying: Common Stock · 32,750 shares Expires 2030-12-01 F14 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC |
Murray NoveletteChief Human Resources Officer
|
GrantEmployee Stock Option · Derivative | 32,750 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000189 · wf-form4_160703293455498.xml · derivative · entry 17 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,750 Underlying: Common Stock · 32,750 shares Expires 2030-12-01 F13 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:16 UTC |
Daunt JohnEVP, Chief Commercial Officer
|
GrantEmployee Stock Grant · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000187 · wf-form4_160530216562955.xml · derivative · entry 22 Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on certain commercial contribution margin milestones of the issuer. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:53 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
PurchaseCommon Stock | 49,194 | $7.91 | $389,124.54 |
DisclosureSEC source: 0001235468-20-000181 · wf-form4_160201757733136.xml · nonDerivative · entry 2 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,445,072 F1 · kind: The purchases reported in this Form 4 were pursuant to Rule 10b-18 and the Rule 10b5-1 plan dated 9/11/20 for the William Angrick III Rev. Trust F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:53 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
PurchaseCommon Stock | 45,373 | $7.42 | $336,667.66 |
DisclosureSEC source: 0001235468-20-000181 · wf-form4_160201757733136.xml · nonDerivative · entry 1 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,395,878 F1 · kind: The purchases reported in this Form 4 were pursuant to Rule 10b-18 and the Rule 10b5-1 plan dated 9/11/20 for the William Angrick III Rev. Trust F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:33 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
OtherEmployee Stock Grant · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000177 · wf-form4_160167082333881.xml · derivative · entry 12 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520 Underlying: Common Stock · 1,040 shares Expires 2021-10-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2019 and thereafter, an additional 1/4th vests on each of October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:33 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
OtherEmployee Stock Grant · Derivative | 2,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000177 · wf-form4_160167082333881.xml · derivative · entry 5 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,425 shares Expires 2020-10-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F7 · derivative.exercise_date: These restricted stock units fully vested on October 1, 2020. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:33 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000177 · wf-form4_160167082333881.xml · nonDerivative · entry 2 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 321 shares from the vesting of 520 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 199 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:33 UTC |
Celaya JorgeEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000177 · wf-form4_160167082333881.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 1,500 shares from the vesting of 2,425 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 925 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
OtherEmployee Stock Grant · Derivative | 18,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000171 · wf-form4_160167045430010.xml · derivative · entry 18 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,812 shares Expires 2020-10-01 F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F13 · kind: Represents the vesting of restricted stock units. F15 · derivative.exercise_date: These restricted stock units fully vested on October 1, 2020. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
OtherEmployee Stock Grant · Derivative | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000171 · wf-form4_160167045430010.xml · derivative · entry 17 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050 Underlying: Common Stock · 4,100 shares Expires 2021-10-01 F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F13 · kind: Represents the vesting of restricted stock units. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2019 and thereafter, an additional 1/4th vests on each of October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionCommon Stock | 1,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000171 · wf-form4_160167045430010.xml · nonDerivative · entry 2 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,350,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,591 shares from the besting 2,050 restricted stock units from which the federal and state withhold due at the besting of such restricted stock units was satisfied by the issuer withholding 459 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting personal resulting from the besting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by reporting person. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionCommon Stock | 14,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000171 · wf-form4_160167045430010.xml · nonDerivative · entry 1 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,348,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 14,607 shares from the besting 18,812 restricted stock units from which the federal and state withhold due at the besting of such restricted stock units was satisfied by the issuer withholding 4,205 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting personal resulting from the besting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by reporting person. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC |
Murray NoveletteChief Human Resources Officer
|
GrantEmployee Stock Grant · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · derivative · entry 20 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on October 1, 2021 and thereafter, an additional 1/4th will vest on each of October 1, 2022, October 1, 2023, and October 1, 2024. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC |
Murray NoveletteChief Human Resources Officer
|
GrantEmployee Stock Grant · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · derivative · entry 19 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherEmployee Stock Grant · Derivative | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · derivative · entry 15 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 775 shares Expires 2020-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: These restricted stock units fully vested on October 1, 2020. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherEmployee Stock Grant · Derivative | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · derivative · entry 13 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,814 Underlying: Common Stock · 3,627 shares Expires 2021-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on April 1, 2019 and thereafter, an additional 1/4th vests on each of July 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherCommon Stock | 467 | $7.38 | $3,446.46 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · nonDerivative · entry 4 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,921 F2 · kind: Represents an advance election by the officer to satisfy tax withholding obligations related to vesting of restricted stock units by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · nonDerivative · entry 3 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388 F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherCommon Stock | 200 | $7.38 | $1,476.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · nonDerivative · entry 2 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 F2 · kind: Represents an advance election by the officer to satisfy tax withholding obligations related to vesting of restricted stock units by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherCommon Stock | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · nonDerivative · entry 1 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:31 UTC |
Shaffer Mark AVP, Gen. Counsel & Secretary
|
OtherEmployee Stock Grant · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000175 · wf-form4_160167064951218.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310 Underlying: Common Stock · 620 shares Expires 2021-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2019 and thereafter, an additional 1/4th vests on each of October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.