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Nasdaq · USD

LQDT

LIQUIDITY SERVICES INC

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Tapewire entity
1149
SEC CIK
0001235468
Parsed reports
560

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202506
Jan 202600
Feb 202604
Mar 2026014
Apr 202602
May 2026024
Jun 2026015
Jul 202602
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2021 Filed May 4, 2021 20:08 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionEmployee Stock Grant · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000095 · wf-form4_162015885743830.xml · derivative · entry 10

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 11,250 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on May 1, 2020 and thereafter, an additional 1/4th vests on each of May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:03 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 20,794 $0.00 Strike: $7.29 $0.00
Disclosure

SEC source: 0001235468-21-000093 · wf-form4_161670258506587.xml · derivative · entry 18

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,794 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options.

F16 · derivative.exercise_date: 75% of these options were certified as exercisable on December 6, 2018. The remaining options become exercisable, if at all, based on the issuer's achievement of certain financial milestones.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:03 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionCommon Stock 20,794 $7.29 $151,588.26
Disclosure

SEC source: 0001235468-21-000093 · wf-form4_161670258506587.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,623,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:45 UTC SaleCommon Stock 13,000 $18.40 $239,200.00
Disclosure

SEC source: 0001235468-21-000087 · wf-form4_161420310330712.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,502

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
SaleCommon Stock 2,345 $19.19 $45,000.55
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,787

Read SEC document
February 18, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
SaleCommon Stock 7,403 $19.40 $143,618.20
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,132

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:04 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 1,766 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-21-000079 · wf-form4_161368223469564.xml · derivative · entry 10

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,292

Underlying: Common Stock · 23,058 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the exercise of stock options.

F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:04 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 2,270 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001235468-21-000079 · wf-form4_161368223469564.xml · derivative · entry 8

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,926

Underlying: Common Stock · 17,196 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the exercise of stock options.

F9 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:04 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
SaleCommon Stock 1,378 $18.10 $24,941.80
Disclosure

SEC source: 0001235468-21-000079 · wf-form4_161368223469564.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,809

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:04 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 1,378 $6.11 $8,419.58
Disclosure

SEC source: 0001235468-21-000079 · wf-form4_161368223469564.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 4,036 stock options on a share withhold basis. 2,658 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 1,378 shares acquired.

F2 · price: The reporting person exercised a total of 4,036 options, 2,270 of which had an exercise price of $6.11 and 1,766 of which had an exercise price of $6.69.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:29 UTC SaleCommon Stock 5,181 $19.25 $99,734.25
Disclosure

SEC source: 0001235468-21-000085 · wf-form4_161377371439630.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 14,625 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,375

Underlying: Common Stock · 54,000 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the exercise of stock options.

F12 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 54,000 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 12

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,000 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the exercise of stock options.

F11 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 7,220 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 11

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,490

Underlying: Common Stock · 24,710 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the exercise of stock options.

F10 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 422 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 8

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Common Stock · 3,802 shares

Expires 2017-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 3,277 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 7

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,473

Underlying: Common Stock · 5,750 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the exercise of stock options.

F6 · derivative.exercise_date: These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 5,750 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,750 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the exercise of stock options.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
SaleCommon Stock 82,743 $18.95 $1,567,979.85
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,535

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:23 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionCommon Stock 49,699 $6.69 $332,486.31
Disclosure

SEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 85,294 stock options on a share withhold basis. 35,595 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 49,699 shares acquired.

F2 · price: The reporting person exercised a total of 85,294 stock options, 68,625 of which had an exercise price of $6.69, 7,220 of which had an exercise price of $6.11, 9,027 of which had an exercise price of $8.30 and 422 of which had a purchase price of $4.47.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:26 UTC
Daunt JohnChief Commercial Officer
SaleCommon Stock 10,000 $19.26 $192,600.00
Disclosure

SEC source: 0001235468-21-000083 · wf-form4_161377355204502.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,571

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:04 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
SaleCommon Stock 36,441 $17.60 $641,361.60
Disclosure

SEC source: 0001235468-21-000079 · wf-form4_161368223469564.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,809

Read SEC document
February 12, 2021 Filed Feb 12, 2021 21:42 UTC
Rozdilsky NicholasChief Marketing Officer
SaleCommon Stock 2,515 $17.20 $43,258.00
Disclosure

SEC source: 0001235468-21-000077 · wf-form4_161316609623088.xml · nonDerivative · entry 1

Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,926

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:51 UTC
Rozdilsky NicholasChief Marketing Officer
SaleCommon Stock 4,300 $17.32 $74,476.00
Disclosure

SEC source: 0001235468-21-000073 · wf-form4_161308386121616.xml · nonDerivative · entry 1

Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,441

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:40 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionEmployee Stock Option · Derivative 5,269 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-21-000075 · wf-form4_161316597259487.xml · derivative · entry 13

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,681

Underlying: Common Stock · 38,950 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: Represents the exercise of stock options.

F3 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:40 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionEmployee Stock Option · Derivative 2,677 $0.00 Strike: $6.58 $0.00
Disclosure

SEC source: 0001235468-21-000075 · wf-form4_161316597259487.xml · derivative · entry 10

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,781

Underlying: Common Stock · 10,458 shares

Expires 2029-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: Represents the exercise of stock options.

F3 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:40 UTC
Daunt JohnChief Commercial Officer
SaleCommon Stock 2,989 $16.86 $50,394.54
Disclosure

SEC source: 0001235468-21-000075 · wf-form4_161316597259487.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,571

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:40 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionCommon Stock 2,989 $6.58 $19,667.62
Disclosure

SEC source: 0001235468-21-000075 · wf-form4_161316597259487.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 7,946 stock options on a share withhold basis. 4,957 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 2,989 shares acquired.

F2 · price: The reporting person exercised a total of 7,946 options, 2,677 of which had an exercise price of $6.58 and 5,269 of which had an exercise price of $6.69.

Read SEC document
February 09, 2021 Filed Feb 9, 2021 22:06 UTC
Daunt JohnChief Commercial Officer
SaleCommon Stock 10,000 $17.47 $174,700.00
Disclosure

SEC source: 0001235468-21-000067 · wf-form4_161290835943076.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,571

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:49 UTC SaleCommon Stock 20,000 $17.43 $348,600.00
Disclosure

SEC source: 0001235468-21-000071 · wf-form4_161308372587207.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,668

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:07 UTC Exercise / conversionStock Option · Derivative 10,684 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001235468-21-000069 · wf-form4_161290845898172.xml · derivative · entry 9

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,684 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the exercise of stock options.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:07 UTC Exercise / conversionStock Option · Derivative 19,050 $0.00 Strike: $9.84 $0.00
Disclosure

SEC source: 0001235468-21-000069 · wf-form4_161290845898172.xml · derivative · entry 7

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,050 shares

Expires 2025-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the exercise of stock options.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:07 UTC Exercise / conversionCommon Stock 13,304 $9.75 $129,714.00
Disclosure

SEC source: 0001235468-21-000069 · wf-form4_161290845898172.xml · nonDerivative · entry 2

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 29,734 stock options on a share withhold basis. 16,430 shares were withheld to cover the cost of the options resulting in a net amount of 13,304 shares acquired.

F2 · price: The reporting person exercised a total of 29,734 options, 19,050 of which had an exercise price of $6.84 and 10,684 of which had an exercise price of $9.75.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 22:04 UTC
Rozdilsky NicholasChief Marketing Officer
SaleCommon Stock 5,297 $17.79 $94,233.63
Disclosure

SEC source: 0001235468-21-000065 · wf-form4_161290826344433.xml · nonDerivative · entry 1

Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,741

Read SEC document
February 05, 2021 Filed Feb 9, 2021 17:07 UTC SaleCommon Stock 29,000 $17.67 $512,430.00
Disclosure

SEC source: 0001235468-21-000069 · wf-form4_161290845898172.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,491

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:06 UTC
Daunt JohnChief Commercial Officer
SaleCommon Stock 25,000 $17.50 $437,500.00
Disclosure

SEC source: 0001235468-21-000067 · wf-form4_161290835943076.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,571

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:02 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 29,200 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-21-000063 · wf-form4_161290811088949.xml · derivative · entry 10

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,200 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the exercise of stock options.

F9 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:02 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 649 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001235468-21-000063 · wf-form4_161290811088949.xml · derivative · entry 8

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,196

Underlying: Common Stock · 17,845 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the exercise of stock options.

F10 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:02 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 31,150 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001235468-21-000063 · wf-form4_161290811088949.xml · derivative · entry 7

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,150 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the exercise of stock options.

F9 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock

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February 05, 2021 Filed Feb 9, 2021 22:02 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
SaleCommon Stock 20,000 $17.19 $343,800.00
Disclosure

SEC source: 0001235468-21-000063 · wf-form4_161290811088949.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,250

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February 05, 2021 Filed Feb 9, 2021 22:02 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 38,291 $6.11 $233,958.01
Disclosure

SEC source: 0001235468-21-000063 · wf-form4_161290811088949.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 60,999 stock options on a share withhold basis. 22,708 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 38,291 shares acquired.

F2 · price: The reporting person exercised a total of 60,999 options, 31,799 of which had an exercise price of $6.11 and 29,200 of which had an exercise price of $6.69.

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February 01, 2021 Filed Feb 3, 2021 16:54 UTC GrantRestricted Stock Grant · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000051 · wf-form4_161238922528167.xml · derivative · entry 10

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

Underlying: Common Stock · 4,655 shares

Expires 2022-02-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest on February 1, 2022.

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February 01, 2021 Filed Feb 3, 2021 16:54 UTC Exercise / conversionRestricted Stock Grant · Derivative 18,797 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000051 · wf-form4_161238922528167.xml · derivative · entry 9

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,797 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F4 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2021.

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February 01, 2021 Filed Feb 3, 2021 16:54 UTC Exercise / conversionCommon Stock 18,797 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000051 · wf-form4_161238922528167.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

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February 01, 2021 Filed Feb 3, 2021 21:55 UTC GrantStock Option · Derivative 1,622 $0.00 Strike: $21.48 $0.00
Disclosure

SEC source: 0001235468-21-000053 · wf-form4_161238932313435.xml · derivative · entry 13

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622

Underlying: Common Stock · 1,622 shares

Expires 2031-02-01

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February 01, 2021 Filed Feb 3, 2021 21:55 UTC GrantRestricted Stock Grant · Derivative 3,724 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000053 · wf-form4_161238932313435.xml · derivative · entry 12

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724

Underlying: Common Stock · 3,724 shares

Expires 2022-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2022.

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February 01, 2021 Filed Feb 3, 2021 21:55 UTC Exercise / conversionRestricted Stock Grant · Derivative 15,038 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000053 · wf-form4_161238932313435.xml · derivative · entry 11

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,038 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2021.

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February 01, 2021 Filed Feb 3, 2021 21:55 UTC Exercise / conversionCommon Stock 15,038 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000053 · wf-form4_161238932313435.xml · nonDerivative · entry 1

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

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February 01, 2021 Filed Feb 3, 2021 21:52 UTC GrantRestricted Stock Grant · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000049 · wf-form4_161238912078327.xml · derivative · entry 3

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

Underlying: Common Stock · 4,655 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2022.

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February 01, 2021 Filed Feb 3, 2021 21:52 UTC Exercise / conversionRestricted Stock Grant · Derivative 18,797 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000049 · wf-form4_161238912078327.xml · derivative · entry 2

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,797 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2021.

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February 01, 2021 Filed Feb 3, 2021 21:52 UTC Exercise / conversionCommon Stock 18,797 $4.52 $84,962.44
Disclosure

SEC source: 0001235468-21-000049 · wf-form4_161238912078327.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.