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Nasdaq · USD

LQDT

LIQUIDITY SERVICES INC

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1149
SEC CIK
0001235468
Parsed reports
560

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202506
Jan 202600
Feb 202604
Mar 2026014
Apr 202602
May 2026024
Jun 2026015
Jul 202602
Aug 202602
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 16,783 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 18

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,617

Underlying: Common Stock · 42,400 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 9,125 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 16

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,342

Underlying: Common Stock · 19,467 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

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August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 9,734 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 14

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,245

Underlying: Common Stock · 12,979 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Option · Derivative 2,280 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 13

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,280 shares

Expires 2027-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: These options are fully exercisable.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
SaleCommon Stock 5,724 $19.43 $111,217.32
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 10

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,480

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 4,294 $9.46 $40,621.24
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 9

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: This transaction reflects an exercise of 16,405 options granted under the Plan and the 2020 Agreement. The issuer withheld 12,111 shares to cover the cost of the options and taxes and 4,294 shares were acquired by the reporting person.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 1,430 $6.69 $9,566.70
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 8

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: This transaction reflects an exercise of 4,259 options granted under the Plan and the 2019 Agreement. The issuer withheld 2,829 shares to cover the cost of the options and taxes and 1,430 shares were acquired by the reporting person.

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August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
SaleCommon Stock 11,087 $19.45 $215,642.15
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 7

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,480

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 11,087 $9.46 $104,883.02
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 6

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: This transaction reflects an exercise of 42,400 options granted under the Plan and the 2020 Agreement. The issuer withheld 31,313 shares to cover the cost of the options and taxes and 11,087 shares were acquired by the reporting person.

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August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Tax withholdingCommon Stock 5,499 $19.24 $105,800.76
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 5

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,480

F5 · kind: The reporting person surrendered 5,499 shares with a market value of $105,795.76 to the issuer to pay the cost of the 2017 Options, the 2018 Options, the 2019 Options and the 2020 Options.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 378 $9.46 $3,575.88
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction reflects an exercise of 378 options (the "2020 Options") granted under the Plan and that certain Stock Option Agreement, dated December 1, 2020 (the "2020 Agreement"), by and between the issuer and the reporting person.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 4,866 $6.69 $32,553.54
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction reflects an exercise of 4,866 options (the "2019 Options") granted under the Plan and that certain Stock Option Agreement, dated December 3, 2019 (the "2019 Agreement"), by and between the issuer and the reporting person.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 9,734 $6.11 $59,474.74
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction reflects an exercise of 9,734 options (the "2018 Options") granted under the Plan and that certain Stock Option Agreement, dated December 4, 2018, by and between the issuer and the reporting person.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:17 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 2,280 $4.47 $10,191.60
Disclosure

SEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction reflects an exercise of 2,280 options (the "2017 Options") granted under the Liquidity Services, Inc. Third Amended and Restated 2006 Omnibus Long-Term Incentive Plan (as amended, the "Plan") and that certain Stock Option Agreement, dated December 11, 2017, by and between the issuer and the reporting person.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 16:53 UTC SaleCommon Stock 1,160 $18.19 $21,100.40
Disclosure

SEC source: 0001235468-22-000109 · wf-form4_166016477442474.xml · nonDerivative · entry 2

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I.R.A.

Disclosed balance after: 0

F1 · ownership.nature: George H. Ellis Individual Retirement Account with Northern Trust Company as Trustee.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 16:53 UTC SaleCommon Stock 4,200 $18.30 $76,860.00
Disclosure

SEC source: 0001235468-22-000109 · wf-form4_166016477442474.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,069

Read SEC document
August 05, 2022 Filed Aug 8, 2022 20:26 UTC
Daunt JohnChief Commercial Officer
SaleCommon Stock 26,255 $18.00 $472,590.00
Disclosure

SEC source: 0001235468-22-000102 · wf-form4_165999034782815.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Daunt Family Trust

Disclosed balance after: 48,337

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:10 UTC SaleCommon Stock 7,915 $22.40 $177,296.00
Disclosure

SEC source: 0001235468-22-000091 · wf-form4_165973020219589.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,396

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:15 UTC SaleCommon Stock 12 $22.03 $264.36
Disclosure

SEC source: 0001235468-22-000081 · wf-form4_165947852726925.xml · nonDerivative · entry 2

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,311

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:15 UTC SaleCommon Stock 1,000 $22.00 $22,000.00
Disclosure

SEC source: 0001235468-22-000081 · wf-form4_165947852726925.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,323

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:06 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionEmployee Stock Grant · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000060 · wf-form4_165169470581695.xml · derivative · entry 9

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 7,500 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9 · kind: Represents the vesting of restricted stock units.

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on May 1, 2020 and thereafter, an additional 1/4th vests on each of May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:06 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionCommon Stock 2,621 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000060 · wf-form4_165169470581695.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Daunt Family Trust

Disclosed balance after: 74,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,621 shares from the vesting of 3,750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,129 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

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March 31, 2022 Filed Apr 1, 2022 00:15 UTC
Daunt JohnChief Commercial Officer
SaleCommon Stock 4,594 $17.85 $82,002.90
Disclosure

SEC source: 0001235468-22-000058 · wf-form4_164877208247690.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Daunt Family Trust

Disclosed balance after: 71,971

F1 · kind: The sales reported in this Form 4 were effected pursuant to that certain Agreement to Establish an Irrevocable Limit Order Selling Plan by and between the Daunt Family Trust Revocable Trust and RBC Capital Markets, dated December 17, 2021 and comporting with the requirements of Rule 10b5-1

Read SEC document
February 01, 2022 Filed Feb 2, 2022 18:07 UTC GrantRestricted Stock Grant · Derivative 5,206 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000032 · wf-form4_164384320340879.xml · derivative · entry 7

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest on February 1, 2023.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 18:07 UTC Exercise / conversionRestricted Stock Grant · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000032 · wf-form4_164384320340879.xml · derivative · entry 6

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,655 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F4 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 18:07 UTC Exercise / conversionCommon Stock 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000032 · wf-form4_164384320340879.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:11 UTC GrantRestricted Stock Grant · Derivative 5,206 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000038 · wf-form4_164384346217370.xml · derivative · entry 8

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2023.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:11 UTC Exercise / conversionRestricted Stock Grant · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000038 · wf-form4_164384346217370.xml · derivative · entry 7

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,655 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:11 UTC Exercise / conversionCommon Stock 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000038 · wf-form4_164384346217370.xml · nonDerivative · entry 1

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:09 UTC GrantRestricted Stock Grant · Derivative 7,613 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000036 · wf-form4_164384336534023.xml · derivative · entry 12

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,613

Underlying: Common Stock · 7,613 shares

Expires 2023-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units will vest on February 1, 2023.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:09 UTC Exercise / conversionRestricted Stock Grant · Derivative 3,346 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000036 · wf-form4_164384336534023.xml · derivative · entry 11

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,346 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:09 UTC GrantStock Option · Derivative 1,767 $0.00 Strike: $19.21 $0.00
Disclosure

SEC source: 0001235468-22-000036 · wf-form4_164384336534023.xml · derivative · entry 10

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767

Underlying: Common Stock · 1,767 shares

Expires 2032-02-01

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:09 UTC Exercise / conversionCommon Stock 3,346 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000036 · wf-form4_164384336534023.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:08 UTC GrantRestricted Stock Grant · Derivative 5,206 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000034 · wf-form4_164384329105063.xml · derivative · entry 3

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2023.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:08 UTC Exercise / conversionRestricted Stock Grant · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000034 · wf-form4_164384329105063.xml · derivative · entry 2

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,655 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:08 UTC Exercise / conversionCommon Stock 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000034 · wf-form4_164384329105063.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:04 UTC GrantRestricted Stock Grant · Derivative 5,206 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000030 · wf-form4_164384303384742.xml · derivative · entry 3

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2023.

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February 01, 2022 Filed Feb 2, 2022 23:04 UTC Exercise / conversionRestricted Stock Grant · Derivative 3,724 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000030 · wf-form4_164384303384742.xml · derivative · entry 2

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,724 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022.

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February 01, 2022 Filed Feb 2, 2022 23:04 UTC Exercise / conversionCommon Stock 3,724 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000030 · wf-form4_164384303384742.xml · nonDerivative · entry 1

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:02 UTC GrantRestricted Stock Grant · Derivative 5,206 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000028 · wf-form4_164384293838689.xml · derivative · entry 3

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2023.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:02 UTC Exercise / conversionRestricted Stock Grant · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000028 · wf-form4_164384293838689.xml · derivative · entry 2

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,655 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:02 UTC Exercise / conversionCommon Stock 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000028 · wf-form4_164384293838689.xml · nonDerivative · entry 1

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:00 UTC GrantRestricted Stock Grant · Derivative 5,206 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000026 · wf-form4_164384282019438.xml · derivative · entry 3

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2023.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:00 UTC Exercise / conversionRestricted Stock Grant · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000026 · wf-form4_164384282019438.xml · derivative · entry 2

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,655 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:00 UTC Exercise / conversionCommon Stock 4,655 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000026 · wf-form4_164384282019438.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:31 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionEmployee Stock Grant · Derivative 9,950 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000022 · wf-form4_164202307074283.xml · derivative · entry 11

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,950 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F13 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:31 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionCommon Stock 6,930 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000022 · wf-form4_164202307074283.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 6,930 shares from the vesting of 9,950 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,020 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

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January 10, 2022 Filed Jan 12, 2022 21:33 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionEmployee Stock Grant · Derivative 23,700 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000024 · wf-form4_164202316396375.xml · derivative · entry 18

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,700 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F16 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:33 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionCommon Stock 23,700 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000024 · wf-form4_164202316396375.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,477,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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January 10, 2022 Filed Jan 12, 2022 21:28 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Grant · Derivative 7,650 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000018 · wf-form4_164202287671430.xml · derivative · entry 10

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,650 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · kind: Represents the vesting of restricted stock units.

F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.