LQDT

SEC source: 0001209191-23-032574 · doc4.xml · derivative · entry 14

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,458 shares

Expires 2029-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the exercise of stock options.

F7 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001209191-23-032574 · doc4.xml · derivative · entry 11

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,066

Underlying: Common Stock · 14,833 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the exercise of stock options.

F7 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

SEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 8

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

SEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 7

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 70,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person exercised 61,200 stock options; 43,892 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 17,308 shares were acquired by the reporting person.

SEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 6

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

SEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 5

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 55,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person exercised 5,280 stock options; 3,133 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,147 shares were acquired by the reporting person.

SEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

SEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 57,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person exercised 10,458 stock options; 6,153 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 4,305 shares were acquired by the reporting person.

SEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

SEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 55,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 4,767 stock options; 2,705 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,062 shares were acquired by the reporting person.

SEC source: 0001209191-23-029834 · doc4.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,775

SEC source: 0001209191-23-028541 · doc4.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,415

F1 · kind: As reported on the reporting person's Forms 4 filed on January 5, 2022 and January 12, 2022, 19,575 restricted stock units vested in January 2022. The issuer withheld a total of 6,284 shares to cover federal and state withholding due in connection with these vests. However, the issuer inadvertently miscalculated the withholding amount due and as a result, did not withhold a sufficient number of shares. To rectify this, on May 8, 2023, the reporting person sold 4,719 shares to cover the remaining withholding amount due.

SEC source: 0001209191-23-026266 · doc4.xml · derivative · entry 8

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on May 1, 2020 and thereafter, an additional 1/4th vests on each of May 1, 2021, May 1, 2022 and May 1, 2023.

SEC source: 0001209191-23-026266 · doc4.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

F2 · kind: Pursuant to its policies, the issuer permits its officers and directors to make RSU vesting elections during open windows when they are not in possession of material non-public information. In accordance with these requirements, the reporting person made an advanced election that when RSUs vest shares sufficient to cover applicable taxes will be withheld by the Issuer and the remaining shares will be sold. This transaction represents the sale of the 2,621 shares remaining after 1,129 shares were withheld to cover taxes.

SEC source: 0001209191-23-026266 · doc4.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 55,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,621 shares from the vesting of 3,750 restricted stock units ("RSUs") from which the federal and state withholding due at the vesting of such RSUs was satisfied by the issuer withholding 1,129 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of RSUs. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e).

SEC source: 0001209191-23-019712 · doc4.xml · derivative · entry 11

Daunt John · CIK 0001774667 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,325

Underlying: Common Stock · 1,955 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: Represents the exercise of stock options.

F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

SEC source: 0001209191-23-019712 · doc4.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 80,911

F2 · kind: The reporting person surrendered 1,420 shares to the issuer to pay the cost of the options described in the prior footnote.

SEC source: 0001209191-23-019712 · doc4.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 82,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options.

SEC source: 0001209191-23-007829 · doc4.xml · derivative · entry 12

Daunt John · CIK 0001774667 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,280

Underlying: Common Stock · 29,920 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options.

F9 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

SEC source: 0001209191-23-007829 · doc4.xml · derivative · entry 11

Daunt John · CIK 0001774667 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,109

Underlying: Common Stock · 4,457 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options.

F8 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

SEC source: 0001209191-23-007829 · doc4.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 80,376

SEC source: 0001209191-23-007829 · doc4.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 89,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options.

SEC source: 0001209191-23-007829 · doc4.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 59,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options.

SEC source: 0001209191-23-020729 · doc4a.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 52,539

F3 · kind: The Form 4 filed on February 8, 2023 correctly reported the sale of 8,775 shares. This line is included on this Form 4/A to correct the amount of securities beneficially owned following the reported transactions.

SEC source: 0001209191-23-020729 · doc4a.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 61,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person exercised 29,920 options on February 6, 2023. 22,735 shares were withheld by the issuer to cover taxes and option cost, resulting in a net issuance to the reporting person of 7,185 shares. The Form 4 filed on February 8, 2023 inadvertently did not account for the withholding of shares and reported the acquisition of 29,920 shares by the reporting person. This line is included on this Form 4/A to correct the number of shares acquired by the reporting person.

SEC source: 0001209191-23-020729 · doc4a.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 54,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 4,457 options on February 6, 2023. 2,867 shares were withheld by the issuer to cover taxes and option cost, resulting in a net issuance to the reporting person of 1,590 shares. The Form 4 filed on February 8, 2023 inadvertently did not account for the withholding of shares and reported the acquisition of 4,457 shares by the reporting person. This line is included on this Form 4/A to correct the number of shares acquired by the reporting person.

SEC source: 0001209191-23-006892 · doc4.xml · derivative · entry 3

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2024.

SEC source: 0001209191-23-006892 · doc4.xml · derivative · entry 2

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: 100% of this restricted stock unit grant vested on February 1, 2023.

SEC source: 0001209191-23-006892 · doc4.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-23-006983 · doc4.xml · derivative · entry 12

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138

Underlying: Common Stock · 2,138 shares

Expires 2033-02-01

SEC source: 0001209191-23-006983 · doc4.xml · derivative · entry 3

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,302

Underlying: Common Stock · 5,302 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units will vest on February 1, 2024.

SEC source: 0001209191-23-006983 · doc4.xml · derivative · entry 2

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2023.

SEC source: 0001209191-23-006983 · doc4.xml · nonDerivative · entry 1

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-23-006926 · doc4.xml · derivative · entry 7

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: 100% of this restricted stock unit grant will vest on February 1, 2024.

SEC source: 0001209191-23-006926 · doc4.xml · derivative · entry 6

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: 100% of this restricted stock unit grant vested on February 1, 2023.

SEC source: 0001209191-23-006926 · doc4.xml · nonDerivative · entry 1

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-23-006922 · doc4.xml · derivative · entry 3

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units will vest on February 1, 2024.

SEC source: 0001209191-23-006922 · doc4.xml · derivative · entry 2

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2023.

SEC source: 0001209191-23-006922 · doc4.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-23-006918 · doc4.xml · derivative · entry 3

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units will vest on February 1, 2024.

SEC source: 0001209191-23-006918 · doc4.xml · derivative · entry 2

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2023.

SEC source: 0001209191-23-006918 · doc4.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-23-006904 · doc4.xml · derivative · entry 9

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,613 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: 100% of this restricted stock unit grant vested on February 1, 2023.

SEC source: 0001209191-23-006904 · doc4.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-23-006885 · doc4.xml · derivative · entry 3

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2024.

SEC source: 0001209191-23-006885 · doc4.xml · derivative · entry 2

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,206 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2023.

SEC source: 0001209191-23-006885 · doc4.xml · nonDerivative · entry 1

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,540

Underlying: Common Stock · 2,180 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1,2026.

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975

Underlying: Common Stock · 2,487 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

Underlying: Common Stock · 5,663 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.