LQDT

SEC source: 0000950170-24-099611 · ownership.xml · derivative · entry 10

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,245 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents an exercise of stock options.

F5 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 7

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 55,134

F4 · kind: The reporting person surrendered 8,923 shares with a market value of $203,087.48 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., the 3,245 options at $6.11, the 10,342 stock options at $6.69 and 12, 055 stock options at $9.46).

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 6

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 64,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 5

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 52,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 41,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 38,415

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 41,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 9,119 stock options; 5,555 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,564 shares were acquired by the reporting person.

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 38,415

SEC source: 0000950170-24-099609 · ownership.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,074

SEC source: 0000950170-24-030749 · ownership.xml · derivative · entry 2

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,306

Underlying: Common Stock · 9,306 shares

Expires 2025-03-11

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest on the first anniversary on the grant date (i.e., March 11, 2025).

SEC source: 0000950170-24-030769 · ownership.xml · derivative · entry 2

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,306

Underlying: Common Stock · 9,306 shares

Expires 2025-03-11

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units will vest on the first anniversary on the grant date (i.e., March 11, 2025).

SEC source: 0000950170-24-030763 · ownership.xml · derivative · entry 2

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,306

Underlying: Common Stock · 9,306 shares

Expires 2025-03-11

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units will vest on the first anniversary on the grant date (i.e., March 11, 2025).

SEC source: 0000950170-24-030761 · ownership.xml · derivative · entry 4

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,306

Underlying: Common Stock · 9,306 shares

Expires 2025-03-11

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units will vest on the first anniversary on the grant date (i.e., March 11, 2025).

SEC source: 0000950170-24-030756 · ownership.xml · derivative · entry 2

Fall Thierno Amath · CIK 0001963619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,306

Underlying: Common Stock · 9,306 shares

Expires 2025-03-11

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units will vest on the first anniversary on the grant date (i.e., March 11, 2025).

SEC source: 0000950170-24-030753 · ownership.xml · derivative · entry 2

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,306

Underlying: Common Stock · 9,306 shares

Expires 2025-03-11

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units will vest on the first anniversary on the grant date (i.e., March 11, 2025).

SEC source: 0000950170-24-138025 · ownership.xml · derivative · entry 7

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,306

Underlying: Common Stock · 9,306 shares

Expires 2025-03-11

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units will vest on the first anniversary on the grant date (i.e., March 11, 2025).

SEC source: 0000950170-24-030749 · ownership.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,402

F1 · date: This sale transaction is being reported late due to an inadvertent administrative oversight.

SEC source: 0001209191-24-002701 · doc4.xml · derivative · entry 2

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units vested on February 1, 2024.

SEC source: 0001209191-24-002701 · doc4.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-002703 · doc4.xml · derivative · entry 2

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,302 shares

Expires 2024-02-01

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units vested on February 1, 2024.

SEC source: 0001209191-24-002703 · doc4.xml · nonDerivative · entry 1

CLOUGH PHILLIP A · CIK 0001207712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,229

SEC source: 0001209191-24-002705 · doc4.xml · derivative · entry 2

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units vested on February 1, 2024.

SEC source: 0001209191-24-002705 · doc4.xml · nonDerivative · entry 1

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-002697 · doc4.xml · derivative · entry 4

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: 100% of this restricted stock unit grant vested on February 1, 2024.

SEC source: 0001209191-24-002697 · doc4.xml · nonDerivative · entry 1

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-002699 · doc4.xml · derivative · entry 2

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units vested on February 1, 2024.

SEC source: 0001209191-24-002699 · doc4.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-002695 · doc4.xml · derivative · entry 2

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,627 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F3 · derivative.exercise_date: These restricted stock units vested on February 1, 2024.

SEC source: 0001209191-24-002695 · doc4.xml · nonDerivative · entry 1

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-002693 · doc4.xml · nonDerivative · entry 1

Fall Thierno Amath · CIK 0001963619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-000914 · doc4.xml · derivative · entry 18

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,662 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F19 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001209191-24-000914 · doc4.xml · derivative · entry 17

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,540

Underlying: Common Stock · 8,720 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F18 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

SEC source: 0001209191-24-000914 · doc4.xml · derivative · entry 15

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,532

Underlying: Common Stock · 20,710 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F16 · derivative.exercise_date: These restricted stock units were granted on December 23, 2022. Twenty-five percent will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

SEC source: 0001209191-24-000914 · doc4.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,487

Underlying: Common Stock · 4,975 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

SEC source: 0001209191-24-000914 · doc4.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 2,529 shares from the vesting of 5,178 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,649 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000914 · doc4.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,064 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,116 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000914 · doc4.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 1,215 shares from the vesting of 2,488 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,273 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000914 · doc4.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,765 shares from the vesting of 5,662 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,897 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000906 · doc4.xml · derivative · entry 29

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,240

Underlying: Common Stock · 68,320 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F23 · derivative.exercise_date: Twenty-five percent will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

SEC source: 0001209191-24-000906 · doc4.xml · derivative · entry 25

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,400

Underlying: Common Stock · 47,100 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F20 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

SEC source: 0001209191-24-000906 · doc4.xml · derivative · entry 18

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,925

Underlying: Common Stock · 11,850 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

SEC source: 0001209191-24-000906 · doc4.xml · derivative · entry 15

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,675 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001209191-24-000906 · doc4.xml · nonDerivative · entry 4

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,186,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-000906 · doc4.xml · nonDerivative · entry 3

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,168,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-000906 · doc4.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,153,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-000906 · doc4.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,147,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

SEC source: 0001209191-24-000916 · doc4.xml · derivative · entry 16

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,712

Underlying: Common Stock · 12,950 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F18 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

SEC source: 0001209191-24-000916 · doc4.xml · derivative · entry 12

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,540

Underlying: Common Stock · 8,720 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

SEC source: 0001209191-24-000916 · doc4.xml · derivative · entry 9

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,912

Underlying: Common Stock · 3,825 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

SEC source: 0001209191-24-000916 · doc4.xml · derivative · entry 7

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,062 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.